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Astria Therapeutics, Inc. – ‘10-K’ for 12/31/23 – ‘EX-32.2’

On:  Monday, 3/4/24, at 4:02pm ET   ·   For:  12/31/23   ·   Accession #:  1410578-24-127   ·   File #:  1-37467

Previous ‘10-K’:  ‘10-K’ on 3/22/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   13 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/04/24  Astria Therapeutics, Inc.         10-K       12/31/23   80:11M                                    Toppan Merrill/FA2

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.19M 
 2: EX-10.18    Material Contract                                   HTML    434K 
 3: EX-10.19    Material Contract                                   HTML   1.58M 
 4: EX-21.1     Subsidiaries List                                   HTML     23K 
 5: EX-23.1     Consent of Expert or Counsel                        HTML     22K 
10: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     41K 
                Awarded Compensation                                             
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     27K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     24K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     24K 
16: R1          Document and Entity Information                     HTML     93K 
17: R2          Consolidated Balance Sheets                         HTML    110K 
18: R3          Consolidated Balance Sheets (Parenthetical)         HTML     46K 
19: R4          Consolidated Statements of Operations               HTML     72K 
20: R5          Consolidated Statements of Comprehensive Loss       HTML     45K 
21: R6          Consolidated Statements Comprehensive Loss          HTML     24K 
                (Parenthetical)                                                  
22: R7          Consolidated Statements of Stockholders' Equity     HTML     85K 
23: R8          Consolidated Statements of Cash Flows               HTML     94K 
24: R9          Organization and Operations                         HTML     36K 
25: R10         Summary of Significant Accounting Policies          HTML     96K 
26: R11         Fair Value Measurements                             HTML    107K 
27: R12         Short-Term Investments                              HTML     76K 
28: R13         Accrued Expenses                                    HTML     40K 
29: R14         Commitments                                         HTML     33K 
30: R15         Stockholders' Equity                                HTML     63K 
31: R16         Stock Incentive Plans                               HTML     82K 
32: R17         Income Taxes                                        HTML     80K 
33: R18         Defined Contribution Benefit Plan                   HTML     25K 
34: R19         Subsequent Events                                   HTML     28K 
35: R20         Summary of Significant Accounting Polices           HTML    145K 
                (Polices)                                                        
36: R21         Summary of Significant Accounting Policies          HTML     59K 
                (Tables)                                                         
37: R22         Fair Value Measurements (Tables)                    HTML    105K 
38: R23         Short-Term Investments (Tables)                     HTML     73K 
39: R24         Accrued Expenses (Tables)                           HTML     40K 
40: R25         Commitments (Tables)                                HTML     31K 
41: R26         Stockholders' Equity (Tables)                       HTML     61K 
42: R27         Stock Incentive Plans (Tables)                      HTML     73K 
43: R28         Income Taxes (Tables)                               HTML     73K 
44: R29         Organization and Operations - December 2022         HTML     40K 
                Financing (Details)                                              
45: R30         Organization and Operations - License Agreement     HTML     41K 
                (Details)                                                        
46: R31         Organization and Operations - October 2023          HTML     44K 
                Financing (Details)                                              
47: R32         Organization and Operations - Liquidity (Details)   HTML     59K 
48: R33         Summary of Significant Accounting Polices - Cash    HTML     34K 
                and Cash Equivalents and Restricted Cash (Details)               
49: R34         Summary of Significant Accounting Polices - Fair    HTML     33K 
                Value of Financial Instruments (Details)                         
50: R35         Summary of Significant Accounting Policies -        HTML     31K 
                Stock-Based Compensation (Details)                               
51: R36         Summary of Significant Accounting Policies - Net    HTML     39K 
                Loss Per Share (Details)                                         
52: R37         Summary of Significant Accounting Policies -        HTML     24K 
                Segment Information (Details)                                    
53: R38         Summary of Significant Accounting Policies -        HTML     33K 
                Preferred Stock Discount (Details)                               
54: R39         Summary of Significant Accounting Policies -        HTML     24K 
                Financing Costs (Details)                                        
55: R40         Summary of Significant Accounting Policies -        HTML     31K 
                License Agreement (Details)                                      
56: R41         Fair Value Measurements - Fair value hierarchy      HTML     58K 
                (Details)                                                        
57: R42         Fair Value Measurements - Warrant liability         HTML     28K 
                (Details)                                                        
58: R43         Short-Term Investments (Details)                    HTML     50K 
59: R44         Accrued Expenses (Details)                          HTML     34K 
60: R45         Commitments (Details)                               HTML     36K 
61: R46         Stockholders' Equity - Preferred Stock (Details)    HTML     39K 
62: R47         Stockholders' Equity - Common Stock Outstanding     HTML     36K 
                Warrants (Details)                                               
63: R48         Stockholders' Equity - Common Stock (Details)       HTML     32K 
64: R49         Stockholders' Equity - Shares Reserved for Future   HTML     40K 
                Issuance (Details)                                               
65: R50         Stock Incentive Plans - Summary of Plans (Details)  HTML     38K 
66: R51         Stock Incentive Plans - Stock option activity       HTML     94K 
                (Details)                                                        
67: R52         Stock Incentive Plans - Stock-Based Compensation    HTML     37K 
                Expense (Details)                                                
68: R53         Stock Incentive Plans - Inducement plan (Details)   HTML     48K 
69: R54         Income Taxes - Reconciliation (Details)             HTML     42K 
70: R55         Income Taxes - Deferred tax assets (Details)        HTML     53K 
71: R56         Income Taxes - Operating Loss Carryforwards         HTML     34K 
                (Details)                                                        
72: R57         Defined Contribution Benefit Plan (Details)         HTML     25K 
73: R58         Subsequent Events (Details)                         HTML     44K 
74: R59         Pay vs Performance Disclosure                       HTML     34K 
75: R60         Insider Trading Arrangements                        HTML     28K 
77: XML         IDEA XML File -- Filing Summary                      XML    133K 
80: XML         XBRL Instance -- atxs-20231231x10k_htm               XML   1.50M 
76: EXCEL       IDEA Workbook of Financial Report Info              XLSX    125K 
12: EX-101.CAL  XBRL Calculations -- atxs-20231231_cal               XML    135K 
13: EX-101.DEF  XBRL Definitions -- atxs-20231231_def                XML    536K 
14: EX-101.LAB  XBRL Labels -- atxs-20231231_lab                     XML   1.13M 
15: EX-101.PRE  XBRL Presentations -- atxs-20231231_pre              XML    819K 
11: EX-101.SCH  XBRL Schema -- atxs-20231231                         XSD    148K 
78: JSON        XBRL Instance as JSON Data -- MetaLinks              456±   679K 
79: ZIP         XBRL Zipped Folder -- 0001410578-24-000127-xbrl      Zip    727K 


‘EX-32.2’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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Exhibit 32.2

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with this Annual Report on Form 10-K of Astria Therapeutics, Inc. (the “Company”) for the year ended December 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned, Noah C. Clauser, Chief Financial Officer and Treasurer of the Company, hereby certifies, pursuant to 18 U.S.C. Section 1350, that, to his knowledge on the date hereof:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: March 4, 2024

/s/ Noah C. Clauser

Noah C. Clauser

Chief Financial Officer and Treasurer

(Principal Financial Officer)



Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/4/24None on these Dates
For Period end:12/31/23
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/09/24  Astria Therapeutics, Inc.         10-Q        3/31/24   56:4.8M                                   Toppan Merrill/FA2
 3/04/24  Astria Therapeutics, Inc.         424B5                  1:348K                                   Toppan Merrill/FA


11 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/20/23  Astria Therapeutics, Inc.         8-K:5,9    12/14/23   11:279K                                   Toppan Merrill/FA
10/12/23  Astria Therapeutics, Inc.         8-K:1,8,9  10/11/23   15:775K                                   Toppan Merrill/FA
 8/07/23  Astria Therapeutics, Inc.         10-Q        6/30/23   56:5.2M                                   Toppan Merrill/FA2
 6/06/23  Astria Therapeutics, Inc.         8-K:5,9     6/02/23   12:584K                                   Toppan Merrill/FA
 5/12/22  Astria Therapeutics, Inc.         10-Q        3/31/22   66:5.6M                                   Toppan Merrill/FA
 3/10/22  Astria Therapeutics, Inc.         10-K       12/31/21   78:12M                                    Toppan Merrill/FA
 2/22/22  Astria Therapeutics, Inc.         8-K:5,9     2/17/22   12:339K                                   Toppan Merrill/FA
 3/11/21  Astria Therapeutics, Inc.         S-8         3/11/21    4:173K                                   Toppan Merrill/FA
 3/11/21  Astria Therapeutics, Inc.         10-K       12/31/20   10:1.8M                                   Toppan Merrill/FA
 1/29/21  Astria Therapeutics, Inc.         8-K:1,2,3,5 1/28/21    7:5.8M                                   Toppan Merrill/FA
 5/13/15  Astria Therapeutics, Inc.         S-1                   24:8M                                     Toppan Merrill-FA
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