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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/27/19 Wells Fargo & Company/MN 8-K:9 12/27/19 15:803K Quality EDGAR So… LLC/FA |
Document/Exhibit Description Pages Size
1: 8-K Current Report HTML 77K
2: EX-4.1 Form of Medium-Term Notes, Series A HTML 68K
3: EX-4.2 Form of Medium-Term Notes, Series A HTML 62K
4: EX-4.3 Form of Medium-Term Notes, Series A HTML 62K
5: EX-5.1 Opinion of Faegre Baker Daniels LLP Regarding the HTML 22K
Notes and the Guarantee
14: R1 Cover HTML 91K
15: XML IDEA XML File -- Filing Summary XML 13K
13: XML XBRL Instance -- wfc-8k_122719_htm XML 55K
12: EXCEL IDEA Workbook of Financial Reports XLSX 7K
7: EX-101.DEF XBRL Definitions -- wfc-20191227_def XML 91K
8: EX-101.LAB XBRL Labels -- wfc-20191227_lab XML 129K
9: EX-101.PRE XBRL Presentations -- wfc-20191227_pre XML 88K
6: EX-101.SCH XBRL Schema -- wfc-20191227 XSD 23K
11: JSON XBRL Instance as JSON Data -- MetaLinks 31± 43K
10: ZIP XBRL Zipped Folder -- 0001387131-19-009888-xbrl Zip 57K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): i December 27, 2019
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-2979 | No. i 41-0449260 |
| (State or other jurisdiction | (Commission File | (IRS Employer |
| of incorporation) | Number) | Identification No.) |
i 420 Montgomery Street, i San Francisco, i California i 94104
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 1- i 866- i 249-3302
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name
of Each Exchange on Which Registered |
| i Common Stock, par value $1-2/3 | i WFC | i New York Stock Exchange (NYSE) |
| i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L | i WFC.PRL | i NYSE |
| Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III | i WBTP | i NYSE |
| i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC | i WFC/28A | i NYSE |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
| Item 9.01. | Financial Statements and Exhibits |
Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File Nos. 333-221324 and 333-221324-01) filed by Wells Fargo & Company and Wells Fargo Finance LLC with the Securities and Exchange Commission.
On December 27, 2019, Wells Fargo Finance LLC issued the following Medium-Term Notes, Series A: (i) Accelerated Return Notes® Linked to the Russell 2000® Index; (ii) Accelerated Return Notes® Linked to the S&P 500® Index; and (iii) Accelerated Return Notes® Linked to the EURO STOXX 50® Index (collectively, the “Notes”). The Notes are fully and unconditionally guaranteed by Wells Fargo & Company (the “Guarantee”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes and the Guarantee.
(d) Exhibits
| Exhibit No. | Description | Location |
| 4.1 | Form of Medium-Term Notes, Series A, Accelerated Return Notes® Linked to the Russell 2000® Index. |
Filed herewith |
| 4.2 | Form of Medium-Term Notes, Series A, Accelerated Return Notes® Linked to the S&P 500® Index. | Filed herewith |
| 4.3 | Form of Medium-Term Notes, Series A, Accelerated Return Notes® Linked to the EURO STOXX 50® Index. | Filed herewith |
| 5.1 | Opinion of Faegre Baker Daniels LLP regarding the Notes and the Guarantee. |
Filed herewith |
| 23.1 | Included as part of Exhibit 5.1 | |
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | Filed herewith |
C:
| C: 2 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| WELLS FARGO & COMPANY | |
| DATED: December 27, 2019 | /s/ Le Roy Davis |
| Le Roy Davis | |
| Senior Vice President and Assistant Treasurer |
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 10/30/28 | ||||
| Filed on / For Period end: | 12/27/19 | 424B2 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/21/22 Wells Fargo & Co. 424B2 2:1.3M Donnelley … Solutions/FA 4/20/22 Wells Fargo & Co. 424B2 1:1.3M Donnelley … Solutions/FA 7/21/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 7/20/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/27/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/25/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/21/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/19/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 10/23/20 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 10/21/20 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA |