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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/04/20 Wells Fargo & Company/MN 8-K:9 2/04/20 15:947K Quality EDGAR So… LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 81K 2: EX-4.1 Form of Medium-Term Notes, Series A HTML 91K 3: EX-4.2 Form of Medium-Term Notes, Series A HTML 116K 4: EX-4.3 Form of Medium-Term Notes, Series A HTML 72K 5: EX-5.1 Opinion of Faegre Drinker Biddle & Reath LLP HTML 24K Regarding the Notes and the Guarantee 11: R1 Cover HTML 94K 10: XML IDEA XML File -- Filing Summary XML 13K 15: XML XBRL Instance -- wfc-8k_020420_htm XML 58K 13: EXCEL IDEA Workbook of Financial Reports XLSX 7K 7: EX-101.DEF XBRL Definitions -- wfc-20200204_def XML 92K 8: EX-101.LAB XBRL Labels -- wfc-20200204_lab XML 131K 9: EX-101.PRE XBRL Presentations -- wfc-20200204_pre XML 89K 6: EX-101.SCH XBRL Schema -- wfc-20200204 XSD 24K 14: JSON XBRL Instance as JSON Data -- MetaLinks 31± 43K 12: ZIP XBRL Zipped Folder -- 0001387131-20-001001-xbrl Zip 73K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): i February 4, 2020
(Exact name of registrant as specified in its charter)
i Delaware | i 001-2979 | No. i 41-0449260 |
(State or other jurisdiction | (Commission File | (IRS Employer |
of incorporation) | Number) | Identification No.) |
i 420 Montgomery Street, i San Francisco, i California i 94104
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 1- i 866- i 249-3302
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered |
i Common Stock, par value $1-2/3 | i WFC | i New York Stock Exchange (NYSE) |
i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L | i WFC.PRL | i NYSE |
Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III | i WFC/TP | i NYSE |
i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC | i WFC/28A | i NYSE |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
Item 9.01. | Financial Statements and Exhibits |
Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File Nos. 333-221324 and 333-221324-01) filed by Wells Fargo & Company and Wells Fargo Finance LLC with the Securities and Exchange Commission.
On February 4, 2020, Wells Fargo Finance LLC issued the following Medium-Term Notes, Series A: (i) Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index, the Russell 2000® Index and the EURO STOXX 50® Index due February 10, 2027; (ii) Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index, the EURO STOXX 50® Index and the iShares® MSCI Emerging Markets ETF due February 10, 2025; and (iii) Principal at Risk Securities Linked to the Lowest Performing of the S&P 500® Index and the Russell 2000® Index due February 4, 2025 (collectively, the “Notes”). The Notes are fully and unconditionally guaranteed by Wells Fargo & Company (the “Guarantee”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Drinker Biddle & Reath LLP regarding the Notes and the Guarantee.
(d) Exhibits
Exhibit No. | Description | Location |
4.1 |
|
Filed herewith |
4.2 |
|
Filed herewith |
4.3 |
|
Filed herewith |
5.1 |
Opinion of Faegre Drinker Biddle & Reath LLP regarding the Notes and the Guarantee.
|
Filed herewith |
23.1 |
Consent of Faegre Drinker Biddle & Reath LLP.
|
Included as part of Exhibit 5.1 |
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | Filed herewith |
C:
C: 2 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
WELLS FARGO & COMPANY | |
DATED: February 4, 2020 | /s/ Le Roy Davis |
Le Roy Davis | |
Senior Vice President and Assistant Treasurer |
C:
C:
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
10/30/28 | ||||
2/10/27 | ||||
2/10/25 | ||||
2/4/25 | ||||
Filed on / For Period end: | 2/4/20 | 424B2, FWP, SC 13G, UPLOAD | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/21/22 Wells Fargo & Co. 424B2 2:1.3M Donnelley … Solutions/FA 4/20/22 Wells Fargo & Co. 424B2 1:1.3M Donnelley … Solutions/FA 7/21/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 7/20/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/27/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/25/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/21/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 1/19/21 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 10/23/20 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA 10/21/20 Wells Fargo & Co. 424B2 1:1.4M Donnelley … Solutions/FA |