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As Of Filer Filing For·On·As Docs:Size 2/26/16 Bank of New York Mellon Corp 10-K 12/31/15 179:45M |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 291K 2: EX-10.69 The Bank of New York Mellon Corporation Defined HTML 101K Contribution Irc 401(A)(17) Plan 3: EX-10.70 Amendment to the Bank of New York Company, Inc. HTML 69K Excess Benefit Plan 5: EX-13.1 All Portions of 2015 Annual Report to Shareholders HTML 3.87M 6: EX-21.1 Primary Subsidiaries of the Company HTML 66K 7: EX-23.1 Consent of Kpmg LLP HTML 57K 8: EX-24.1 Power of Attorney HTML 60K 4: EX-12.1 Computation of Ratio of Earnings to Combined Fixed HTML 75K Charges and Preferred Stock D 9: EX-31.1 Section 302 CEO Certification HTML 57K 10: EX-31.2 Section 302 CFO Certification HTML 57K 11: EX-32.1 Section 906 CEO Certification HTML 52K 12: EX-32.2 Section 906 CFO Certification HTML 52K 19: R1 Document and Entity Information HTML 80K 20: R2 Consolidated Income Statement HTML 219K 21: R3 Consolidated Income Statement (Parenthetical) HTML 53K 22: R4 Consolidated Comprehensive Income Statement HTML 104K 23: R5 Consolidated Comprehensive Income Statement HTML 53K (Parenthetical) 24: R6 Consolidated Balance Sheet HTML 190K 25: R7 Consolidated Balance Sheet (Parenthetical) HTML 79K 26: R8 Consolidated Statement of Cash Flows HTML 204K 27: R9 Consolidated Statement of Changes in Equity HTML 131K 28: R10 Consolidated Statement of Changes in Equity HTML 56K (Parenthetical) 29: R11 Summary of significant accounting and reporting HTML 148K policies 30: R12 Accounting Changes and New Accounting Guidance HTML 63K 31: R13 Acquisitions and dispositions HTML 61K 32: R14 Securities HTML 615K 33: R15 Loans and asset quality HTML 526K 34: R16 Goodwill and Intangible Assets HTML 174K 35: R17 Other Assets HTML 99K 36: R18 Deposits HTML 55K 37: R19 Net Interest Revenue HTML 89K 38: R20 Noninterest Expense HTML 84K 39: R21 Restructuring Charges HTML 110K 40: R22 Income Taxes HTML 144K 41: R23 Long-Term Debt HTML 110K 42: R24 Securitizations and Variable Interest Entities HTML 112K 43: R25 Shareholders' Equity HTML 181K 44: R26 Other Comprehensive Income (Loss) HTML 179K 45: R27 Stock-Based Compensation HTML 123K 46: R28 Employee Benefit Plans HTML 580K 47: R29 Company Financial Information HTML 178K 48: R30 Fair Value Measurement HTML 889K 49: R31 Fair Value Option HTML 85K 50: R32 Commitments and Contingent Liabilities HTML 145K 51: R33 Derivative Instruments HTML 443K 52: R34 Lines of Businesses HTML 163K 53: R35 International Operations HTML 121K 54: R36 Supplemental information to the Consolidated HTML 69K Statement of Cash Flows 55: R37 Summary of significant accounting and reporting HTML 273K policies (Policies) 56: R38 Summary of significant accounting and reporting HTML 61K policies Summary of significant accounting and reporting policies (Tables) 57: R39 Securities (Tables) HTML 611K 58: R40 Loans and asset quality (Tables) HTML 522K 59: R41 Goodwill and Intangible Assets (Tables) HTML 170K 60: R42 Other Assets (Tables) HTML 95K 61: R43 Net Interest Revenue (Tables) HTML 89K 62: R44 Noninterest Expense (Tables) HTML 83K 63: R45 Restructuring Charges (Tables) HTML 112K 64: R46 Income Taxes (Tables) HTML 143K 65: R47 Long-Term Debt (Tables) HTML 110K 66: R48 Securitizations and Variable Interest Entities HTML 117K (Tables) 67: R49 Shareholders' Equity (Tables) HTML 161K 68: R50 Other Comprehensive Income (Loss) (Tables) HTML 178K 69: R51 Stock-Based Compensation (Tables) HTML 110K 70: R52 Employee Benefit Plans (Tables) HTML 568K 71: R53 Company Financial Information (Tables) HTML 166K 72: R54 Fair Value Measurement (Tables) HTML 860K 73: R55 Fair Value Option (Tables) HTML 84K 74: R56 Commitments and Contingent Liabilities (Tables) HTML 100K 75: R57 Derivative Instruments (Tables) HTML 430K 76: R58 Lines of Businesses (Tables) HTML 139K 77: R59 International Operations (Tables) HTML 119K 78: R60 Supplemental information to the Consolidated HTML 67K Statement of Cash Flows (Tables) 79: R61 Summary of significant accounting and reporting HTML 86K policies (Details) 80: R62 Summary of significant accounting and reporting HTML 64K policies - Equity Method Investments (Details) 81: R63 Accounting Changes and New Accounting Guidance HTML 73K (Details) 82: R64 Acquisitions and dispositions- Additional HTML 111K Information (Detail) 83: R65 Securities - Amortized Cost, Gross Unrealized HTML 195K Gains and Losses and Fair Value of Securities (Detail) 84: R66 Securities - Net Securities Gains (Losses) HTML 58K (Detail) 85: R67 Securities - Aggregate Fair Value of Investments HTML 205K with Continuous Unrealized Loss Position (Detail) 86: R68 Securities - Maturity Distribution by Carrying HTML 172K Amount and Yield (on Tax Equivalent Basis) of Investment Securities Portfolio (Detail) 87: R69 Securities - Projected Weighted-Average Default HTML 62K Rates and Loss Severities (Detail) 88: R70 Securities - Pre-Tax Net Securities Gains (Losses) HTML 67K by Type (Detail) 89: R71 Securities - Debt Securities Credit Losses Roll HTML 61K Forward Recorded in Earnings (Detail) 90: R72 Securities - Pledged assets (Details) HTML 75K 91: R73 Loans and asset quality - Details of Loan HTML 103K Distribution and Industry Concentrations of Credit Risk (Detail) 92: R74 Loans and asset quality - Allowance for Credit HTML 198K Losses Activity (Detail) 93: R75 Loans and asset quality - Nonperforming Assets HTML 70K (Detail) 94: R76 Loans and asset quality - Lost Interest (Detail) HTML 58K 95: R77 Loans and asset quality - Information about HTML 116K Impaired Loans (Detail) 96: R78 Loans and asset quality - Information about Past HTML 78K Due Loans (Detail) 97: R79 Loans and asset quality- Troubled Debt HTML 67K Restructurings (Detail) 98: R80 Loans and asset quality - Credit Quality HTML 80K Indicators - Wealth Management Loans and Mortgages - Credit Risk Profile by Internally Assigned Grade (Detail) 99: R81 Loans and asset quality - Additional Information HTML 111K (Detail) 100: R82 Goodwill and Intangible Assets - Goodwill by HTML 95K Business Segment (Detail) 101: R83 Goodwill and Intangible Assets - Intangible Assets HTML 73K by Business Segment (Detail) 102: R84 Goodwill and Intangible Assets - Intangible Assets HTML 87K by Type (Detail) 103: R85 Goodwill and Intangible Assets - Estimated Annual HTML 62K Amortization Expense (Detail) 104: R86 Other Assets (Detail) HTML 82K 105: R87 Other Assets - Seed Capital and Private Equity HTML 75K Investments Valued Using Net Asset Value (Detail) 106: R88 Other Assets - Additional Information (Details) HTML 71K 107: R89 Deposits - Additional Information (Detail) HTML 68K 108: R90 Net Interest Revenue (Detail) HTML 99K 109: R91 Noninterest Expense (Detail) HTML 92K 110: R92 Restructuring Charges - Additional Information HTML 71K (Detail) 111: R93 Restructuring Charges - Activity in Restructuring HTML 75K Reserve (Detail) 112: R94 Restructuring Charges - by Business Segment HTML 74K (Detail) 113: R95 Income Taxes (Detail) HTML 79K 114: R96 Income Taxes - Provision (Benefit) for Income HTML 82K Taxes from Continuing Operations (Detail) 115: R97 Income Taxes - Components of Income (Loss) before HTML 57K Taxes (Detail) 116: R98 Income Taxes - Components of Net Deferred Tax HTML 79K Liability (Detail) 117: R99 Income Taxes - Reconciliation of Statutory Federal HTML 83K Income Tax Rate to Effective Income Tax Rate (Detail) 118: R100 Income Taxes - Unrecognized Tax Positions (Detail) HTML 65K 119: R101 Long-term Debt (Detail) HTML 75K 120: R102 Long-Term Debt - Summary of Trust Preferred HTML 70K Securities Issued by Trusts (Detail) 121: R103 Long-Term Debt - Additional Information (Detail) HTML 70K 122: R104 Securitizations and Variable Interest Entities - HTML 90K Incremental Assets and Liabilities of Variable Interest Entities Included in Consolidated Financial Statements (Detail) 123: R105 Securitizations and Variable Interest Entities - HTML 61K Non-consolidated Variable Interest Entities (Detail) 124: R106 Shareholders' Equity - Additional Information HTML 107K (Detail) 125: R107 Shareholders' Equity - Preferred Stock Summary HTML 85K (Details) 126: R108 Shareholders' Equity - Capital adequacy (Details) HTML 163K 127: R109 Other Comprehensive Income (Loss) - Components of HTML 194K Other Comprehensive Income (Detail) 128: R110 Other Comprehensive Income (Loss) Other HTML 81K Comprehensive Income (Loss) - Changes in Accumulated Other Comprehensive Income (Loss) (Details) 129: R111 Stock-Based Compensation - Additional Information HTML 114K (Detail) 130: R112 Stock-Based Compensation - Summary of Stock Option HTML 92K Activity (Detail) 131: R113 Stock-Based Compensation - Stock Options HTML 90K Outstanding (Detail) 132: R114 Stock-Based Compensation - Aggregate Intrinsic HTML 55K Value of Options (Detail) 133: R115 Stock-Based Compensation - Nonvested Restricted HTML 75K Stock and Restricted Stock Units Activity (Detail) 134: R116 Employee Benefit Plans - Combined Data for HTML 180K Domestic and Foreign Defined Benefit Pension and Post Retirement Healthcare Plans (Detail) 135: R117 Employee Benefit Plans - Net Periodic Benefit Cost HTML 120K (Credit) (Details) 136: R118 Employee Benefit Plans - Changes in Other HTML 91K Comprehensive Income (Loss) (Details) 137: R119 Employee Benefit Plans - Amounts Expected to be HTML 63K Recognized in Net Periodic Benefit Income (Cost) (Details) 138: R120 Employee Benefit Plans - Defined Benefit Plan HTML 67K Funded Status of Plan (Details) 139: R121 Employee Benefit Plans - Plans with Obligations in HTML 64K Excess of Plan Assets (Details) 140: R122 Employee Benefit Plans - Benefit Payments for BNY HTML 80K Mellons Pension and Healthcare Plans Expected to be Paid (Details) 141: R123 Employee Benefit Plans - Pension Investment Asset HTML 78K Allocation (Detail) 142: R124 Employee Benefit Plans - Pension Plan Investment HTML 141K Assets Measured at Fair Value on Recurring Basis (Detail) 143: R125 Employee Benefit Plans - Rollforward of Plan HTML 73K Investment Assets Including Change in Fair Value Classified in Level 3 of Valuation Hierarchy (Detail) 144: R126 Employee Benefit Plans - Pension Plan Assets HTML 83K Valued Using Net Asset Value (Detail) 145: R127 Employee Benefit Plans - Additional Information HTML 138K (Detail) 146: R128 Company Financial Information Condensed Income HTML 100K Statement Parent Corporation (Details) 147: R129 Company Financial Information Condensed Balance HTML 96K Sheet Parent Corporation (Details) 148: R130 Company Financial Information Condensed Statement HTML 137K of Cash Flows Parent Corporation (Details) 149: R131 Company Financial Information - Additional HTML 93K Information (Details) 150: R132 Fair Value Measurement - Assets and Liabilities HTML 388K Measured at Fair Value on Recurring Basis (Detail) 151: R133 Fair Value Measurement- Details of Certain Items HTML 232K Measured at Fair Value on Recurring Basis (Detail) 152: R134 Fair Value Measurement - Significant Unobservable HTML 123K Inputs (Detail) 153: R135 Fair Value Measurement - Assets Measured at Fair HTML 69K Value on Nonrecurring Basis (Detail) 154: R136 Fair Value Measurement - Carrying Amount and Fair HTML 107K Value of Financial Instruments (Detail) 155: R137 Fair Value Measurement- Summary of Carrying Amount HTML 62K of Hedged Financial Instruments, Related Notional Amount of Hedge and Estimated Fair Value of Derivatives (Detail) 156: R138 Fair Value Measurement - Additional Information HTML 53K (Details) 157: R139 Fair Value Option - Assets and Liabilities, by HTML 66K Type, of Consolidated Investment Management Funds Recorded at Fair Value (Detail) 158: R140 Fair Value Option - Changes in Fair Value of the HTML 60K Loans and Long-Term Debt and the Location of the Changes (Detail) 159: R141 Fair Value Option - Additional Information HTML 62K (Detail) 160: R142 Commitments and Contingent Liabilities - HTML 94K Significant Industry Concentrations Related to Credit Exposure (Detail) 161: R143 Commitments and Contingent Liabilities - Summary HTML 66K of Off-Balance Sheet Credit Risks, Net of Participations (Detail) 162: R144 Commitments and Contingent Liabilities - Standby HTML 58K Letters of Credits by Investment Grade (Detail) 163: R145 Commitments and Contingent Liabilities - HTML 136K Additional Information (Detail) 164: R146 Derivative Instruments - Additional Information HTML 97K (Detail) 165: R147 Derivative Instruments - Ineffectiveness Related HTML 64K to Derivatives and Hedging Relationships Recorded in Income (Detail) 166: R148 Derivative Instruments - Impact of Derivative HTML 108K Instruments on Balance Sheet (Detail) 167: R149 Derivative Instruments - Impact of Derivative HTML 95K Instruments on Income Statement (Detail) 168: R150 Derivative Instruments - Revenue from Foreign HTML 59K Exchange and Other Trading (Detail) 169: R151 Derivative Instruments - Fair Value of Derivative HTML 65K Contracts Falling under Early Termination Provisions in Net Liability Position (Detail) 170: R152 Derivative Instruments - Offsetting (Details) HTML 231K 171: R153 Derivative Instruments - Secured borrowings HTML 104K (Details) 172: R154 Lines of Businesses - Additional Information HTML 61K (Detail) 173: R155 Lines of Businesses- Contribution of Segments to HTML 102K Overall Profitability (Detail) 174: R156 International Operations - Foreign Revenue, Income HTML 79K before Income Taxes, Net Income and Assets from Foreign Operations (Detail) 175: R157 International Operations (Details) HTML 64K 176: R158 Supplemental information to the Consolidated HTML 68K Statement of Cash Flows- Noncash Investing and Financing Transactions that are Not Reflected in Consolidated Statement of Cash Flows (Detail) 178: XML IDEA XML File -- Filing Summary XML 340K 177: EXCEL IDEA Workbook of Financial Reports XLSX 306K 13: EX-101.INS XBRL Instance -- bk-20151231 XML 17.75M 15: EX-101.CAL XBRL Calculations -- bk-20151231_cal XML 709K 16: EX-101.DEF XBRL Definitions -- bk-20151231_def XML 2.42M 17: EX-101.LAB XBRL Labels -- bk-20151231_lab XML 5.10M 18: EX-101.PRE XBRL Presentations -- bk-20151231_pre XML 3.24M 14: EX-101.SCH XBRL Schema -- bk-20151231 XSD 553K 179: ZIP XBRL Zipped Folder -- 0001390777-16-000204-xbrl Zip 1.04M
Exhibit |
• | that
on and after the Closing Date the [Legacy] Mellon Compensation and Benefit Plans and the [Legacy] BNY Compensation and Benefit Plans, as such terms are defined in the Agreement of Merger, are approved, including exercises and issuances thereunder, and shall be continued, mutatis mutandis, and be administered to exclude from participation (i) in the Mellon legacy plans, those individuals eligible to participate in the BNY legacy plans and (ii) in the BNY legacy plans, those individuals eligible to participate in the Mellon legacy plans; with such exclusions to continue until such time as provided otherwise after the Closing Date by the proper committee or officers of the [Corporation]; and |
• | that employees
hired during the period commencing on and after the Closing Date and continuing until such time, if any, as determined by the proper committee or officers of the Corporation, shall be assigned to either or both of the Mellon legacy plans or BNY legacy plans by the proper officers or committees of the [Corporation]; provided such assignment is consistent with the rules of the New York Stock Exchange; and |
• | that, the delegations of authority, practices, policies and procedures, as existing, approved and in effect on the day before the Closing Date with respect to the establishment, amendment operation and termination of the Mellon Compensation and Benefit Plans and the BNY Compensation and Benefit Plans, including without limitation the authority to
grant certain awards, shall be and hereby do continue, mutatis mutandis, with respect to the establishment, amendment, operation and termination of the Mellon and BNY legacy plans on and after the Closing Date …; and |
• | that the proper officers of the [Corporation] be, and they hereby are, authorized and directed to execute and deliver such documents in the name of, and on behalf |
• | that persons employed by the legacy entities prior to the Combination Date continued to participate in their respective Compensation and Benefit Plans after the Combination Date; |
• | that
employees hired after the combination date and prior to the July 1, 2008 payroll consolidation date, became eligible to participate in the legacy Mellon or legacy BNY plans corresponding to the payroll system through which they were paid; and |
• | that employees hired after the July 1, 2008 combination date were generally eligible to participate in the legacy Mellon plans; and |
1. | All references to “Committee” and “Company” shall refer to their successors as established by the Corporation on and after the July 1, 2007 date (the “Combination Date”) as of which Mellon Financial Corporation and The Bank of New York Company, Inc. merged into the Corporation. |
2. | In order to reflect the July, 2007,
action of the Corporation resolving that the classes of persons eligible to participate and the retirement plan intended to be supplemented were not intended to be expanded to persons employed by – or subsequently hired into – entities which comprised Mellon Financial Corporation as constituted on the day before the Combination Date nor to supplement benefits under the Mellon Bank Retirement Plan, all references to “Retirement Plan” shall mean the Retirement Plan of The Bank of New York Company, Inc., as it may be amended from time to time. By way of clarification and not limitation, the Retirement Plan of The Bank of New York Company, Inc. was merged as of December 31, 2008 with and into the Mellon Bank Retirement Plan and the surviving plan was renamed The Bank of New York Mellon Corporation Pension Plan effective on and after January 1, 2009.
|
3. | A new paragraph is added to the end of Part I, SECTION 3, Benefit, to clarify that the supplemental benefit is calculated on the benefit accrued under the Retirement Plan by only taking into account Average Final Compensation, Compensation, Credited Service and any other provisions affecting the Participant’s benefit, earned / determined through the Hard Freeze Date to read as follows: |
4. | A new paragraph is added to the end of Part II, SECTION 11, Benefit,
to clarify that the supplemental benefit is calculated on the benefit accrued under the Retirement Plan by only taking into account Average Final Compensation, Compensation, Credited Service and any other provisions affecting the Participant’s benefit, earned / determined through the Hard Freeze Date to read as follows: |
5. | In all other respects, the Plan is continued in full
force and effect. |
WITNESS | THE BANK OF NEW YORK MELLON CORPORATION |
By: /s/ Bennett E. Josselsohn | By /s/ Monique
R. Herena |
Name: Bennett E. Josselsohn |
Title: Managing Director and | Chief Human Resources Officer |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/26/16 | 8-K | ||
For Period end: | 12/31/15 | 11-K, 13F-HR, 5, 8-K | ||
6/30/15 | 10-Q, 13F-HR, 13F-HR/A, 8-K | |||
1/29/15 | 4, NO ACT | |||
1/1/09 | ||||
12/31/08 | 10-K, 11-K, 13F-HR, 13F-HR/A, 4, 5 | |||
7/1/08 | 4, 424B2 | |||
7/1/07 | 3, 4, 4/A | |||
12/3/06 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/24 Bank of New York Mellon Corp. 10-K 12/31/23 186:40M 2/27/23 Bank of New York Mellon Corp. 10-K 12/31/22 180:45M 2/25/22 Bank of New York Mellon Corp. 10-K 12/31/21 183:46M 2/25/21 Bank of New York Mellon Corp. 10-K 12/31/20 185:44M 8/30/16 SEC UPLOAD¶ 10/14/17 1:36K Bank of New York Mellon Corp. 7/22/16 SEC UPLOAD¶ 10/14/17 1:157K Bank of New York Mellon Corp. 5/06/16 SEC UPLOAD¶ 10/14/17 1:162K Bank of New York Mellon Corp. |