Annual Report — Form 10-K Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 466K
2: EX-4.2 Description of Registered Securities Pursuant to HTML 146K
Section 12
3: EX-10.49 Material Contract HTML 98K
4: EX-13.1 All Portions of 2020 Annual Report to Shareholders HTML 4.96M
5: EX-21.1 Primary Subsidiaries of the Company HTML 51K
6: EX-23.1 Consent of Kpmg LLP HTML 51K
7: EX-24.1 Power of Attorney HTML 52K
8: EX-31.1 Section 302 CEO Certification HTML 51K
9: EX-31.2 Section 302 CFO Certification HTML 51K
10: EX-32.1 Section 906 CEO Certification HTML 48K
11: EX-32.2 Section 906 CFO Certification HTML 48K
18: R1 Document and Entity Information HTML 118K
19: R2 Consolidated Income Statement HTML 194K
20: R3 Consolidated Comprehensive Income Statement HTML 107K
21: R4 Consolidated Comprehensive Income Statement HTML 50K
(Parenthetical)
22: R5 Consolidated Balance Sheet HTML 196K
23: R6 Consolidated Balance Sheet (Parenthetical) HTML 92K
24: R7 Consolidated Statement of Cash Flows HTML 200K
25: R8 Consolidated Statement of Changes in Equity HTML 171K
26: R9 Consolidated Statement of Changes in Equity HTML 54K
(Parenthetical)
27: R10 Summary of significant accounting and reporting HTML 141K
policies
28: R11 Accounting changes and new accounting guidance HTML 67K
29: R12 Acquisitions and dispositions HTML 52K
30: R13 Securities HTML 394K
31: R14 Loans and asset quality HTML 391K
32: R15 Leasing HTML 140K
33: R16 Goodwill and intangible assets HTML 123K
34: R17 Other assets HTML 99K
35: R18 Deposits HTML 50K
36: R19 Contract revenue HTML 137K
37: R20 Net interest revenue HTML 89K
38: R21 Income taxes HTML 125K
39: R22 Long-term debt HTML 62K
40: R23 Variable interest entities and securitization HTML 93K
41: R24 Shareholders' equity HTML 183K
42: R25 Other comprehensive income (Loss) HTML 174K
43: R26 Stock-based compensation HTML 91K
44: R27 Employee benefit plans HTML 446K
45: R28 Company financial information (Parent Corporation) HTML 152K
46: R29 Fair value measurement HTML 570K
47: R30 Fair value option HTML 70K
48: R31 Commitments and contingent liabilities HTML 120K
49: R32 Derivative instruments HTML 370K
50: R33 Lines of business HTML 153K
51: R34 International operations HTML 95K
52: R35 Supplemental information to the Consolidated HTML 72K
Statement of Cash Flows
53: R36 Summary of significant accounting and reporting HTML 235K
policies (Policies)
54: R37 Summary of significant accounting and reporting HTML 54K
policies (Tables)
55: R38 Accounting changes and new accounting guidance HTML 57K
(Tables)
56: R39 Securities (Tables) HTML 396K
57: R40 Loans and asset quality (Tables) HTML 385K
58: R41 Leasing (Tables) HTML 110K
59: R42 Goodwill and intangible assets (Tables) HTML 127K
60: R43 Other assets (Tables) HTML 99K
61: R44 Contract revenue (Tables) HTML 125K
62: R45 Net interest revenue (Tables) HTML 89K
63: R46 Income taxes (Tables) HTML 129K
64: R47 Long-term debt (Tables) HTML 64K
65: R48 Variable interest entities and securitization HTML 96K
(Tables)
66: R49 Shareholders' equity (Tables) HTML 177K
67: R50 Other comprehensive income (Loss) (Tables) HTML 173K
68: R51 Stock-based compensation (Tables) HTML 90K
69: R52 Employee benefit plans (Tables) HTML 439K
70: R53 Company financial information (Parent Corporation) HTML 143K
(Tables)
71: R54 Fair value measurement (Tables) HTML 560K
72: R55 Fair value option (Tables) HTML 65K
73: R56 Commitments and contingent liabilities (Tables) HTML 92K
74: R57 Derivative instruments (Tables) HTML 372K
75: R58 Lines of business (Tables) HTML 126K
76: R59 International operations (Tables) HTML 95K
77: R60 Supplemental information to the Consolidated HTML 71K
Statement of Cash Flows (Tables)
78: R61 Summary of significant accounting and reporting HTML 73K
policies - Narrative (Details)
79: R62 Summary of significant accounting and reporting HTML 56K
policies - Equity Method Investments (Details)
80: R63 Accounting changes and new accounting guidance - HTML 65K
Narrative (Details)
81: R64 Accounting changes and new accounting guidance - HTML 70K
Allowance for Credit Losses (Details)
82: R65 Acquisitions and dispositions - Narrative HTML 69K
(Details)
83: R66 Securities - Amortized Cost, Gross Unrealized HTML 153K
Gains and Losses and Fair Value (Details)
84: R67 Securities - Net Securities Gains (Losses) HTML 56K
(Details)
85: R68 Securities - Pre-Tax Net Securities Gains (Losses) HTML 61K
by Type (Details)
86: R69 Securities - Narrative (Details) HTML 62K
87: R70 Securities - Fair Value of Investments with HTML 136K
Continuous Unrealized Loss Position (Details)
88: R71 Securities - Debt Securities, Held-to-maturity, HTML 134K
Credit Quality Indicator (Details)
89: R72 Securities - Maturity Distribution and Yield of HTML 162K
Investment Securities Portfolio (Details)
90: R73 Securities - Pledged assets (Details) HTML 74K
91: R74 Loans and asset quality - Loan Distribution and HTML 89K
Industry Concentrations (Details)
92: R75 Loans and asset quality - Loans Additional HTML 50K
Information (Details)
93: R76 Loans and asset quality - Allowance for Credit HTML 213K
Losses Activity (Details)
94: R77 Loans and asset quality - Nonperforming Assets HTML 73K
(Details)
95: R78 Loans and asset quality - Past Due Loans (Details) HTML 80K
96: R79 Loans and asset quality - Loan Modifications HTML 57K
(Details)
97: R80 Loans and asset quality - Credit Risk Profile by HTML 145K
Origination (Details)
98: R81 Loans and asset quality - Credit Risk Indicators HTML 101K
Narrative (Details)
99: R82 Leasing - Narrative (Details) HTML 50K
100: R83 Leasing - Balance Sheet Information (Details) HTML 77K
101: R84 Leasing - Components of Lease Expense (Details) HTML 60K
102: R85 Leasing - Cash Flow Information Related to Leases HTML 51K
(Details)
103: R86 Leasing - Maturities of Operating and Finance HTML 88K
Leases After Adopting 2016-02 (Details)
104: R87 Goodwill and intangible assets - Goodwill HTML 63K
(Details)
105: R88 Goodwill and intangible assets - Intangible Assets HTML 68K
by Business Segment (Details)
106: R89 Goodwill and intangible assets - Intangible Assets HTML 82K
by Type (Details)
107: R90 Goodwill and intangible assets - Estimated Annual HTML 58K
Amortization Expense (Details)
108: R91 Goodwill and intangible assets - Narrative HTML 58K
(Details)
109: R92 Other assets - Components of Other Assets HTML 82K
(Details)
110: R93 Other assets - Non-Readily Marketable Equity HTML 63K
Securities (Details)
111: R94 Other assets - Qualified Affordable Housing HTML 67K
Project Investments (Details)
112: R95 Other assets - Seed Capital and Private Equity HTML 73K
Investments (Details)
113: R96 Deposits - Narrative (Details) HTML 62K
114: R97 Contract revenue - Disaggregation of Contract HTML 132K
Revenues (Details)
115: R98 Contract revenue - Narrative (Details) HTML 75K
116: R99 Net interest revenue (Details) HTML 101K
117: R100 Income taxes - Provision (Benefit) for Income HTML 75K
Taxes (Details)
118: R101 Income taxes - Narrative (Details) HTML 71K
119: R102 Income taxes - Components of Income before Taxes HTML 54K
(Details)
120: R103 Income taxes - Components of Net Deferred Tax HTML 78K
Liability (Details)
121: R104 Income taxes - Reconciliation of Effective Tax HTML 72K
Rate (Details)
122: R105 Income taxes - Unrecognized Tax Positions HTML 61K
(Details)
123: R106 Long-term debt - Schedule of Long-term Debt HTML 66K
(Details)
124: R107 Long-term debt - Narrative (Details) HTML 60K
125: R108 Variable interest entities and securitization - HTML 76K
Assets and Liabilities of VIEs (Details)
126: R109 Variable interest entities and securitization - HTML 65K
Non-consolidated VIEs (Details)
127: R110 Shareholders' equity - Narrative (Details) HTML 77K
128: R111 Shareholders' equity - Preferred Stock Summary HTML 87K
(Details)
129: R112 Shareholders' equity - Preferred Stock Narrative HTML 53K
(Details)
130: R113 Shareholders' equity - Summary of Preferred HTML 71K
Dividends Paid (Details)
131: R114 Shareholders' equity - Regulatory Capital Ratios HTML 61K
(Details)
132: R115 Shareholders' equity - Components of Regulatory HTML 94K
Capital Ratio (Details)
133: R116 Shareholders' equity - Amounts of Capital HTML 60K
(Details)
134: R117 Other comprehensive income (loss) - Components HTML 125K
(Details)
135: R118 Other comprehensive income (loss) - Changes in HTML 119K
AOCI (Details)
136: R119 Stock-based compensation - Narrative (Details) HTML 107K
137: R120 Stock-based compensation - Nonvested Restricted HTML 72K
Stock and Restricted Stock Units Activity
(Details)
138: R121 Stock-based compensation - Summary of Stock Option HTML 89K
Activity (Details)
139: R122 Stock-based compensation - Stock Options HTML 68K
Outstanding (Details)
140: R123 Stock-based compensation - Aggregate Intrinsic HTML 52K
Value of Options (Details)
141: R124 Employee benefit plans - Narrative (Details) HTML 122K
142: R125 Employee benefit plans - Combined Data for Defined HTML 137K
Benefit Pension and Post Retirement Healthcare
Plans (Details)
143: R126 Employee benefit plans - Net Periodic Benefit HTML 106K
(Credit) Cost (Details)
144: R127 Employee benefit plans - Changes in Other HTML 71K
Comprehensive Income (Loss) (Details)
145: R128 Employee benefit plans - Amounts Expected to be HTML 67K
Recognized in Net Periodic Benefit Income (Cost)
(Details)
146: R129 Employee benefit plans - Plans with Obligations in HTML 68K
Excess of Plan Assets (Details)
147: R130 Employee benefit plans - Benefit Payments and HTML 75K
Expected to be Paid (Details)
148: R131 Employee benefit plans - Pension Investment Asset HTML 70K
Allocation (Details)
149: R132 Employee benefit plans - Pension Plan Investment HTML 165K
Assets on Recurring Basis (Details)
150: R133 Employee benefit plans - Pension Plan Assets HTML 80K
Valued Using Net Asset Value (Details)
151: R134 Company financial information (Parent Corporation) HTML 73K
- Narrative (Details)
152: R135 Company financial information (Parent Corporation) HTML 103K
- Income Statement (Details)
153: R136 Company financial information (Parent Corporation) HTML 95K
- Balance Sheet (Details)
154: R137 Company financial information (Parent Corporation) HTML 135K
- Cash Flows (Details)
155: R138 Fair value measurement - Narrative (Details) HTML 48K
156: R139 Fair value measurement - Assets and Liabilities on HTML 388K
Recurring Basis (Details)
157: R140 Fair value measurement - Certain Items on HTML 296K
Recurring Basis (Details)
158: R141 Fair value measurement - Assets on Nonrecurring HTML 66K
Basis (Details)
159: R142 Fair value measurement - Financial Instruments HTML 114K
(Details)
160: R143 Fair value option - Assets and Liabilities HTML 60K
(Details)
161: R144 Fair value option - Narrative (Details) HTML 50K
162: R145 Fair value option - Changes in Fair Value of Loans HTML 52K
and Long-term Debt (Details)
163: R146 Commitments and contingent liabilities - Summary HTML 66K
of Off-Balance Sheet Credit Risks, Net of
Participations (Details)
164: R147 Commitments and contingent liabilities - Narrative HTML 118K
(Details)
165: R148 Commitments and contingent liabilities - Standby HTML 54K
Letters of Credits by Investment Grade (Details)
166: R149 Commitments and contingent liabilities - HTML 87K
Significant Industry Concentrations Related to
Credit Exposure (Details)
167: R150 Derivative instruments - Narrative (Details) HTML 95K
168: R151 Derivative instruments - Gains (Losses) Related to HTML 78K
Hedging Derivative Portfolio Recognized in the
Income Statement (Details)
169: R152 Derivative instruments - Impact of Hedging HTML 55K
Derivatives Used in Net Investment Hedging
Relationships (Details)
170: R153 Derivative instruments - Hedged Items in Fair HTML 69K
Value Hedging Relationships (Details)
171: R154 Derivative instruments - Impact of Derivative HTML 103K
Instruments on the Balance Sheet (Details)
172: R155 Derivative instruments - Revenue from Foreign HTML 56K
Exchange and Other Trading (Details)
173: R156 Derivative instruments - Contracts Falling under HTML 61K
Early Termination Provisions (Details)
174: R157 Derivative instruments - Offsetting (Details) HTML 215K
175: R158 Derivative instruments - Secured Borrowings HTML 119K
(Details)
176: R159 Lines of business - Narrative (Details) HTML 48K
177: R160 Lines of business - Contribution of Segments to HTML 109K
Overall Profitability (Details)
178: R161 International operations (Details) HTML 89K
179: R162 Supplemental information to the Consolidated HTML 72K
Statement of Cash Flows (Details)
180: R163 Supplemental information to the Consolidated HTML 54K
Statement of Cash Flows - Footnote (Details)
181: R9999 Uncategorized Items - _IXDS HTML 53K
183: XML IDEA XML File -- Filing Summary XML 351K
17: XML XBRL Instance -- bk-20201231_htm XML 15.58M
182: EXCEL IDEA Workbook of Financial Reports XLSX 342K
13: EX-101.CAL XBRL Calculations -- bk-20201231_cal XML 798K
14: EX-101.DEF XBRL Definitions -- bk-20201231_def XML 2.58M
15: EX-101.LAB XBRL Labels -- bk-20201231_lab XML 5.00M
16: EX-101.PRE XBRL Presentations -- bk-20201231_pre XML 3.32M
12: EX-101.SCH XBRL Schema -- bk-20201231 XSD 511K
184: JSON XBRL Instance as JSON Data -- MetaLinks 1,059± 1.62M
185: ZIP XBRL Zipped Folder -- 0001390777-21-000037-xbrl Zip 1.48M
1.I have reviewed this annual report on Form 10-K of The Bank of New York Mellon Corporation (the “registrant”);
2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such
statements were made, not misleading with respect to the period covered by this report;
3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the
registrant and have:
a)Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b)Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements
for external purposes in accordance with generally accepted accounting principles;
c)Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d)Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the
registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5.The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
a)All
significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b)Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
