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Johnson Lewis M, et al. – ‘3’ for 8/1/16 re: Iteris, Inc.

On:  Wednesday, 8/3/16, at 10:42am ET   ·   For:  8/1/16   ·   Accession #:  1354488-16-8134   ·   File #:  1-08762

Previous ‘3’:  ‘3’ on 12/17/14 for 10/31/14   ·   Next & Latest:  ‘3’ on 9/30/16 for 9/27/16

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/16  Johnson Lewis M                   3                      1:11K  Iteris, Inc.                      Issuer Direct/FA
          Moglia Joseph H
          Cerminara Kyle
          Relm Wireless Corp.
          Fundamental Global Investors, LLC

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider --                                      
                issuerdirect_section16.xml/2.6                                   




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Fundamental Global Investors, LLC

(Last)(First)(Middle)
4201 CONGRESS STREET, SUITE 140

(Street)
CHARLOTTENC28209

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
8/1/16
3. Issuer Name and Ticker or Trading Symbol
ITERIS, INC. [ ITI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.10 par value per share164,523 (1) (2)IFundamental Global Partners, LP
Common Stock, $0.10 par value per share376,422 (1) (2)IFundamental Global Partners Master Fund, LP
Common Stock, $0.10 par value per share1,778,149 (1) (2)IRELM Wireless Corporation
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Fundamental Global Investors, LLC

(Last)(First)(Middle)
4201 CONGRESS STREET, SUITE 140

(Street)
CHARLOTTENC28209

(City)(State)(Zip)
1. Name and Address of Reporting Person*
RELM WIRELESS CORP

(Last)(First)(Middle)
7100 TECHNOLOGY DRIVE

(Street)
WEST MELBOURNEFL32904

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Cerminara Kyle

(Last)(First)(Middle)
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET, SUITE 140

(Street)
CHARLOTTENC28209

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Johnson Lewis M

(Last)(First)(Middle)
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET, SUITE 140

(Street)
CHARLOTTENC28209

(City)(State)(Zip)
1. Name and Address of Reporting Person*
MOGLIA JOSEPH H

(Last)(First)(Middle)
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET, SUITE 140

(Street)
CHARLOTTENC28209

(City)(State)(Zip)
Explanation of Responses:
(1)  The Reporting Persons beneficially own in the aggregate 2,319,094 shares of Common Stock, which represents approximately 7.2% of the Company?s outstanding shares of Common Stock. Mr. D. Kyle Cerminara serves on the Board of Directors of the Company. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM") and RELM Wireless Corporation ("RWC").
(2)  Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP and FGPM. Due to their positions with RWC, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be a beneficial owners of the shares of Common Stock disclosed as directly owned by RWC. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
FUNDAMENTAL GLOBAL INVESTORS, LLC /s/ D. Kyle Cerminara, Chief Executive Officer, Partner and Manager 8/3/16
RELM WIRELESS CORP /s/ William P. Kelly, EVP and Chief Financial Officer 8/3/16
/s/ D. Kyle Cerminara 8/3/16
/s/ Lewis M. Johnson 8/3/16
/s/ Joseph H. Moglia 8/3/16
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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