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BlackRock TCP Capital Corp. – ‘10-K’ for 12/31/19 – ‘EX-31.1’

On:  Wednesday, 2/26/20, at 7:58am ET   ·   For:  12/31/19   ·   Accession #:  1370755-20-7   ·   File #:  814-00899

Previous ‘10-K’:  ‘10-K’ on 2/28/19 for 12/31/18   ·   Next:  ‘10-K’ on 2/25/21 for 12/31/20   ·   Latest:  ‘10-K’ on 2/29/24 for 12/31/23   ·   16 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/26/20  BlackRock TCP Capital Corp.       10-K       12/31/19    6:7.3M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.59M 
 2: EX-10.19    Material Contract -- exhibit1019                    HTML     27K 
 3: EX-21.1     Subsidiaries List                                   HTML      7K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     10K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     10K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML      9K 


‘EX-31.1’   —   Certification — §302 – SOA’02


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  Exhibit  


Exhibit 31.1
 
Certification of Chief Executive Officer
of Periodic Report Pursuant to Rule 13a-14(a) and Rule 15d-14(a)

I, Howard M. Levkowitz, certify that:

1. I have reviewed this Annual Report on Form 10-K of BlackRock TCP Capital Corp.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 
Chief Executive Officer
(Principal Executive Officer)




Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/26/20None on these Dates
For Period end:12/31/19
 List all Filings 


16 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/24  BlackRock TCP Capital Corp.       POS 8C      3/18/24    2:95K                                    Broadridge Fin’l So… Inc
 2/29/24  BlackRock TCP Capital Corp.       10-K       12/31/23   93:61M                                    Donnelley … Solutions/FA
 1/11/24  BlackRock TCP Capital Corp.       POS 8C                 7:11M                                    Broadridge Fin’l So… Inc
11/14/23  BlackRock TCP Capital Corp.       N-14 8C/A              7:11M                                    Broadridge Fin’l So… Inc
11/09/23  BlackRock TCP Capital Corp.       N-14 8C/A              3:84K                                    Broadridge Fin’l… Inc/FA
10/06/23  BlackRock TCP Capital Corp.       N-14 8C                9:13M                                    Broadridge Fin’l So… Inc
 3/31/23  BlackRock TCP Capital Corp.       10-K/A     12/31/22   21:6.5M                                   Donnelley … Solutions/FA
 2/28/23  BlackRock TCP Capital Corp.       10-K       12/31/22   86:56M                                    Donnelley … Solutions/FA
 2/24/22  BlackRock TCP Capital Corp.       10-K       12/31/21    6:14M                                    ActiveDisclosure/FA
 2/25/21  BlackRock TCP Capital Corp.       10-K       12/31/20    8:7M
 2/04/21  BlackRock TCP Capital Corp.       424B2                  1:4.7M                                   Broadridge Fin’l So… Inc
 2/02/21  BlackRock TCP Capital Corp.       424B2                  1:4.7M                                   Broadridge Fin’l So… Inc
10/01/20  BlackRock TCP Capital Corp.       POS EX     10/01/20    2:93K                                    Broadridge Fin’l So… Inc
 9/29/20  BlackRock TCP Capital Corp.       424B2                  1:5M                                     Broadridge Fin’l So… Inc
 9/25/20  BlackRock TCP Capital Corp.       POS EX      9/25/20    4:279K                                   Broadridge Fin’l So… Inc
 9/25/20  BlackRock TCP Capital Corp.       424B2                  1:5M                                     Broadridge Fin’l So… Inc
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Filing Submission 0001370755-20-000007   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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