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Strats(SM) Trust for Gen Elec Cap Corp SEC, Ser 2004-15 – ‘8-K’ for 9/15/14

On:  Friday, 9/19/14, at 5:30pm ET   ·   For:  9/15/14   ·   Accession #:  1370238-14-54   ·   File #:  1-32355

Previous ‘8-K’:  ‘8-K’ on 8/22/14 for 8/15/14   ·   Latest ‘8-K’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/19/14  Strats(SM) Tr for Gen El… 2004-15 8-K:8,9     9/15/14    2:34K                                    BA Credit Card Fund… LLC

Asset-Backed Securities (ABS)
Asset Class:  Debt Securities   ·   Sponsor & Depositor:  Synthetic Fixed Income Securities Inc


Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     19K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]




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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

--------------

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported):  September 15, 2014

SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF:
STRATS(SM) TRUST FOR GENERAL ELECTRIC CAPITAL
CORPORATION SECURITIES, SERIES 2004-15
------------------------------------------------------------------------------------
(Exact Name of Registrant as Specified in Its Charter)
 
 
 
Delaware
52-2316339
 
 
(State or Other Jurisdiction
of Incorporation)
(Commission File
Number)
(I.R.S. Employer
Identification No.)
 
 

 
Synthetic Fixed-Income Securities, Inc.
301 South College
 
 
 
(Address of Principal Executive Offices)
 
(Zip Code)
 



Registrant's telephone number, including area code: (212) 214-6277
--------------------

No Change

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below):

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12)

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

================================================================================

 

1


The STRATS(SM) TRUST FOR GENERAL ELECTRIC CAPITAL CORPORATION  SECURITIES, SERIES 2004-15, which we refer to herein as the "Trust," was formed pursuant to the Base Trust Agreement, dated as of September 26, 2003, between Synthetic Fixed-Income Securities, Inc., as depositor, and U.S. Bank Trust National Association, as trustee and securities intermediary, as supplemented by the STRATS(SM) Certificates Series Supplement 2004-15 in respect of the Trust dated as of November 15, 2004.


SECTION 8 – OTHER EVENTS

Item 8.01. OTHER EVENTS

On September 15, 2014 final distribution was made to the holders of the certificates issued by the Trust.  Specific information with respect to the distribution is filed as Exhibit 99.1 hereto.

No other reportable transactions or matters have occurred during the current reporting period.

General Electric Capital Corporation, the issuer of the underlying securities, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act").  For information on General Electric Capital Corporation please see its periodic and current reports filed with the Securities and Exchange Commission (the "Commission") under its Exchange Act file number, 001-06461.  The Commission maintains a site on the World Wide Web at "http://www.sec.gov" at which users can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval system, or "EDGAR."  Periodic and current reports and other information required to be filed pursuant to the Exchange Act by General Electric Capital Corporation may be accessed on this site.  Neither Synthetic Fixed-Income Securities, Inc. nor the Trustee has participated in the preparation of such reporting documents, or made any due diligence investigation with respect to the information provided therein.  Neither Synthetic Fixed-Income Securities, Inc. nor the Trustee has verified the accuracy or completeness of such documents or reports.  There can be no assurance that events affecting the issuer of the underlying securities or the underlying securities themselves have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above.


SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS

(d)
The following exhibit is filed as part of this report:
 
 
 
99.1
 
Trustee's Distribution Statement to the STRATS(SM) Certificates, Series 2004-15 for September 15, 2014 Final Distribution Date.


2


SIGNATURES


   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
Synthetic Fixed-Income Securities, Inc.
 
 
 
By: /s/   Barbara Garafalo                    
 
Name:      Barbara Garafalo
 
Title:         Vice President



Date:  September 15, 2014
 
 
3


EXHIBIT INDEX


Exhibit Number
Description
 
 
99.1
Trustee's Distribution Statement to the STRATS(SM) Certificates, Series 2004-15 for September 15, 2014 Final Distribution Date.
 
 
 
 
 
4

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:9/19/14
For Period End:9/15/14
11/15/048-K
9/26/03
 List all Filings 
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Filing Submission 0001370238-14-000054   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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