SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Goodrich Corp. – ‘3’ for 11/22/98 re: Coltec Industries Inc.

As of:  Wednesday, 12/2/98   ·   For:  11/22/98   ·   Accession #:  42542-98-31   ·   File #:  1-07568

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

12/02/98  Goodrich B F Co.                  3          10% Owner   1:6K   Coltec Industries Inc.

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 - 11/22/98                                      2±    10K 



UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person The B.F.Goodrich, Company 4020 Kinross Lakes Parkway Richfield, OH 44286-9368 2. Date of Event Requiring Statement (Month/Day/Year) 11/22/98 3. IRS or Social Security Number of Reporting Person (Voluntary) 34-0252680 4. Issuer Name and Ticker or Trading Symbol Coltec Industries Inc COT 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person [Enlarge/Download Table] ___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Option to Purchase Commo|(1) |(2) |Common Stock |12,550,63|$20.125 |D | | n Stock | | | |8 (3) | | | | -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| Explanation of Responses: (1) Upon a "Trigger Event" specified in the stock option agreement, dated as of November 22, 1998 (the "Option Agreement"), between the Reporting Person and the Issuer (filed as Exhibit 99.3 to the Reporting Person's Report on Form 8-K dated November 24, 1998, which Exhibit is incorporated herein by reference). (2) Upon the occurrence of certain events specified in the Option Agreement and described in the Reporting Person's Schedule 13D filed under the Securities Exchange Act of 1934, as amended, dated December 2, 1998. (3) Beneficial ownership of 12,550,638 shares of Common Stock reported is being so reported solely as a result of the Option Agreement. The option granted pursuant to the Option Agreement has not yet become exercisable. Because such option will not become exercisable unless and until certain specified events occur, the Reporting Person expressly disclaims beneficial ownership of all such shares, and this report shall not be deemed as admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. SIGNATURE OF REPORTING PERSON Nicholas J. Calise, Secretary DATE December 2, 1998

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘3’ Filing    Date    Other Filings
Filed on:12/2/983,  SC 13D
11/24/988-K
For Period end:11/22/983
 List all Filings 
Top
Filing Submission 0000042542-98-000031   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 3, 7:39:37.1am ET