SEC Info - Arc Document Solutions, Inc. - ‘10-K’ for 12/31/18

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Arc Document Solutions, Inc. – ‘10-K’ for 12/31/18 – ‘EX-10.40’

On: Wednesday, 3/6/19, at 2:14pm ET · For: 12/31/18 · Accession #: 1305168-19-26 · File #: 1-32407

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/06/19  Arc Document Solutions, Inc.      10-K       12/31/18   76:6.8M

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    664K 
 2: EX-10.40    Material Contract                                   HTML     27K 
 3: EX-10.41    Material Contract                                   HTML     28K 
 4: EX-21.1     Subsidiaries List                                   HTML     49K 
 5: EX-23.1     Consent of Experts or Counsel                       HTML     23K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     28K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     25K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     25K 
16: R1          Document and Entity Information                     HTML     57K 
17: R2          Consolidated Balance Sheets                         HTML    119K 
18: R3          Consolidated Balance Sheets (Parenthetical)         HTML     51K 
19: R4          Consolidated Statements of Operations               HTML     94K 
20: R5          Consolidated Statements of Comprehensive Income     HTML     50K 
                (Loss)                                                           
21: R6          Consolidated Statements of Equity                   HTML     68K 
22: R7          Consolidated Statements of Cash Flows               HTML    132K 
23: R8          Description of Business and Basis of Presentation   HTML     30K 
24: R9          Summary of Significant Accounting Policies          HTML    159K 
25: R10         Goodwill and Other Intangibles                      HTML     80K 
26: R11         Property and Equipment                              HTML     37K 
27: R12         Long-Term Debt                                      HTML     64K 
28: R13         Commitments and Contingencies                       HTML     50K 
29: R14         Income Taxes                                        HTML    107K 
30: R15         Employee Stock Purchase Plan and Stock Plan         HTML    104K 
31: R16         Retirement Plans                                    HTML     27K 
32: R17         Fair Value Measurements                             HTML     41K 
33: R18         Summary of Significant Accounting Policies          HTML    162K 
                (Policies)                                                       
34: R19         Summary of Significant Accounting Policies          HTML    103K 
                (Tables)                                                         
35: R20         Goodwill and Other Intangibles (Tables)             HTML     76K 
36: R21         Property and Equipment (Tables)                     HTML     36K 
37: R22         Long-Term Debt (Tables)                             HTML     58K 
38: R23         Commitments and Contingencies (Tables)              HTML     45K 
39: R24         Income Taxes (Tables)                               HTML     97K 
40: R25         Employee Stock Purchase Plan and Stock Plan         HTML    101K 
                (Tables)                                                         
41: R26         Fair Value Measurements (Tables)                    HTML     38K 
42: R27         Summary of Significant Accounting Policies          HTML    132K 
                (Narrative) (Details)                                            
43: R28         Summary of Significant Accounting Policies          HTML     31K 
                (Summary of Allowance for Doubtful Accounts)                     
                (Details)                                                        
44: R29         Summary of Significant Accounting Policies          HTML     38K 
                (Schedule of Useful Lives of Property and                        
                Equipment) (Details)                                             
45: R30         Summary of Significant Accounting Policies          HTML     37K 
                (Schedule of Net Sales of Principal Services and                 
                Products) (Details)                                              
46: R31         Summary of Significant Accounting Policies          HTML     34K 
                (Schedule of Segment and Geographic Reporting)                   
                (Details)                                                        
47: R32         Summary of Significant Accounting Policies          HTML     31K 
                (Schedule of Weighted Average Assumptions for                    
                Stock-Based Compensation) (Details)                              
48: R33         Summary of Significant Accounting Policies          HTML     31K 
                (Schedule of Basic and Diluted Earnings Per Share)               
                (Details)                                                        
49: R34         Goodwill and Other Intangibles (Narrative)          HTML     29K 
                (Details)                                                        
50: R35         Goodwill and Other Intangibles (Schedule of         HTML     36K 
                Goodwill) (Details)                                              
51: R36         Goodwill and Other Intangibles (Schedule of Other   HTML     36K 
                Intangible Assets Resulting from Business                        
                Acquisitions) (Details)                                          
52: R37         Goodwill and Other Intangibles (Schedule of         HTML     40K 
                Estimated Future Amortization Expense) (Details)                 
53: R38         Property and Equipment (Schedule of Property and    HTML     40K 
                Equipment) (Details)                                             
54: R39         Property and Equipment (Narrative) (Details)        HTML     25K 
55: R40         Long-Term Debt (Schedule of Long-Term Debt)         HTML     55K 
                (Details)                                                        
56: R41         Long-Term Debt (Narrative) (Details)                HTML     84K 
57: R42         Long-Term Debt (Schedule of Minimum Future          HTML     49K 
                Maturities of Long-term Debt And Capital Lease                   
                Obligations) (Details)                                           
58: R43         Commitments and Contingencies (Schedule of Future   HTML     51K 
                Minimum Lease Payments) (Details)                                
59: R44         Commitments and Contingencies (Narrative)           HTML     27K 
                (Details)                                                        
60: R45         Income Taxes (Schedule of Income Tax Provision)     HTML     53K 
                (Details)                                                        
61: R46         Income Taxes (Narrative) (Details)                  HTML     56K 
62: R47         Income Taxes (Schedule of Deferred Tax Assets and   HTML     72K 
                Liabilities) (Details)                                           
63: R48         Income Taxes (Schedule of Effective Income Tax      HTML     53K 
                Rate Reconciliation) (Details)                                   
64: R49         Employee Stock Purchase Plan and Stock Plan         HTML     75K 
                (Narrative) (Details)                                            
65: R50         Employee Stock Purchase Plan and Stock Plan         HTML     29K 
                (Schedule of Employee Share Purchases) (Details)                 
66: R51         Employee Stock Purchase Plan and Stock Plan         HTML     77K 
                (Schedule of Stock Option Plan Activity) (Details)               
67: R52         Employee Stock Purchase Plan and Stock Plan         HTML     50K 
                (Schedule of Non-vested Stock Options) (Details)                 
68: R53         Employee Stock Purchase Plan and Stock Plan         HTML     48K 
                (Schedule of Range of Exercise Price for Options                 
                Outstanding) (Details)                                           
69: R54         Employee Stock Purchase Plan and Stock Plan         HTML     49K 
                (Schedule of Nonvested Restricted Stock Options)                 
                (Details)                                                        
70: R55         Retirement Plans (Narrative) (Details)              HTML     32K 
71: R56         Fair Value Measurements (Fair Value, Assets         HTML     30K 
                Measured on Recurring and Nonrecurring Basis)                    
                (Details)                                                        
72: R57         Fair Value Measurements (Narrative) (Details)       HTML     30K 
73: R9999       Uncategorized Items - arc-20181231.xml              HTML     26K 
75: XML         IDEA XML File -- Filing Summary                      XML    136K 
74: EXCEL       IDEA Workbook of Financial Reports                  XLSX     85K 
10: EX-101.INS  XBRL Instance -- arc-20181231                        XML   1.68M 
12: EX-101.CAL  XBRL Calculations -- arc-20181231_cal                XML    252K 
13: EX-101.DEF  XBRL Definitions -- arc-20181231_def                 XML    496K 
14: EX-101.LAB  XBRL Labels -- arc-20181231_lab                      XML   1.64M 
15: EX-101.PRE  XBRL Presentations -- arc-20181231_pre               XML    953K 
11: EX-101.SCH  XBRL Schema -- arc-20181231                          XSD    143K 
76: ZIP         XBRL Zipped Folder -- 0001305168-19-000026-xbrl      Zip    215K

‘EX-10.40’ — Material Contract

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Exhibit

AMENDMENT NO. 1 TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT

ARC DOCUMENT SOLUTIONS, INC. (“ARC”) and JORGE AVALOS (“Executive”) agree to enter into this AMENDMENT NO. 1 TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (“Amendment No. 1”) dated as of February 13, 2019 (“Effective Date”).

RECITALS

WHEREAS, ARC and Executive entered into an Employment Agreement, dated May 1, 2014, as amended and restated on February 1, 2015 and June 9, 2015 (“Executive Agreement”), under which Executive was employed as Chief Financial Officer. All capitalized terms in this Amendment No. 1 not otherwise defined herein shall have the meanings ascribed to them in the Executive Agreement.

WHEREAS, the parties now wish to amend certain terms of the Executive Agreement as of the Effective Date.

Now, therefore, in consideration of the promises, covenants and agreements set forth in this Amendment No. 1, the parties agree as follows:


1.	COMPENSATION.

Section 1 set forth in Appendix B to the Amended and Restated Executive Employment Agreement, dated as of June 9, 2015, is hereby amended and restated in its entirety to read as follows:


1.	Base Salary. During the Employment Term, ARC shall pay Executive a base salary at the annual rate of $370,000 per year or such higher rate as may be determined from time to time by ARC in accordance with ARC’s compensation policies and practices (“Base Salary”). Such Base Salary shall be paid in accordance with ARC’s standard payroll practice for senior executives.

Except as specifically set forth in this Amendment No. 1, the Executive Agreement remains in full force and effect without modification.

IN WITNESS WHEREOF, the undersigned have executed this Amendment No. 1 as of the date first hereinabove set forth.



ARC DOCUMENT SOLUTIONS, INC. By:________________________________ *Kumarakulasingam Suriyakumar* Title: President and Chief Executive Officer	EXECUTIVE By:______________________________ *Jorge Avalos*

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	3/6/19
	2/13/19	4, SC 13G/A
For Period end:	12/31/18
	6/9/15	8-K
	2/1/15	4
	5/1/14	4, 8-K, DEF 14A
		List all Filings

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  Arc Document Solutions, Inc.      10-K       12/31/23   85:8.6M
 2/23/23  Arc Document Solutions, Inc.      10-K       12/31/22   82:9.1M
 2/24/22  Arc Document Solutions, Inc.      10-K       12/31/21   81:9M
 2/24/21  Arc Document Solutions, Inc.      10-K       12/31/20   82:9M

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Filing Submission 0001305168-19-000026 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)