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Pine River Capital Management L.P. – ‘13F-HR’ for 3/31/13

On: Wednesday, 5/15/13, at 4:31pm ET · Effective: 5/15/13 · For: 3/31/13 · Accession #: 1288136-13-45 · File #: 28-10902

  As Of               Filer                 Filing    For·On·As Docs:Size

 5/15/13  Pine River Capital Mgmt L.P.      13F-HR      3/31/13    1:80K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a        19±   103K 
                Money Manager                                                    

13F-HR 1st “Page” of 3 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION  
Washington, DC 20549  

Form 13F  

Form 13F COVER PAGE 

   Report for the Calendar Year or Quarter Ended: March 31, 2013

Check here if Amendment [ ]: Amendment Number:  
                                                            --------------

            This Amendment (Check only one):

[ ] is a restatement
         [ ] adds new holdings entries

Institutional Investment Manager Filing this Report:                            
Name:     Pine River Capital Management L.P.                                    
Address:  601 Carlson Parkway, Suite 330                                        
Minnetonka, MN 55305                                        

Form 13F File Number: 028-10902                                                 

       The institutional investment manager filing this report and the
    person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all 
       information contained herein is true, correct and complete, and
  that it is understood that all required items, statements,
          schedules, lists, and tables are considered integral parts of this
form.                                                   

Person Signing this Report on Behalf of Reporting Manager:                      
Name:  Pine River Capital Management LLC                                        
By:  Brian Taylor                                                               
Title:  Sole Member                                                             

Signature, Place and Date of Signing:                                           

/s/ Brian Taylor        601 Carlson Parkway                                     
             Suite 330                  Date: May 15, 2013
-------------------     Minnetonka, MN 55305                                    

Report Type (Check only one):                                                   

[x] 13F HOLDINGS REPORT                                                         

[ ] 13F NOTICE                                                                  

[ ] 13F COMBINATION REPORT                                                      

13F-HR 2nd “Page” of 3 TOC 1st Previous Next ↓Bottom Just 2nd
Form 13F Summary Page 

Report Summary: 

Confidential information has been omiited from this Form 13F report             
and filed separately with the Commission.                                       

Number of Other Included Managers:  0                                           

Form 13F Information Table Entry Total:   444                                   

Form 13F Information Table Value Total:   5037892 (thousands)                   

List of Other Included Managers:  None                                          

13F-HR Last “Page” of 3 TOC 1st Previous Next ↓Bottom Just 3rd
Form 13F INFORMATION TABLE

                                                        [Enlarge/Download Table]


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Name of           Class            Value    Shrs or   SH/    Put/  Investment Other    Voting authority       
Issuer            Title  CUSIP     (x$1000)  prn amt  PRN    Call  discretion managers Sole    Shared    None 
------------------------------------------------------------------------------------------------------------- 

                                                                                                              
3M CO             COM    88579Y101 2020     19000     SH      Call Sole       none     19000                  
--------------------------------------------------------------------------------------------------------------
3M CO             COM    88579Y101 2020     19000     SH      Put  Sole       none     19000                  
--------------------------------------------------------------------------------------------------------------
7 DAYS GROUP HOLD ADR    81783J101 4027     299843    SH           Sole       none     299843                 
--------------------------------------------------------------------------------------------------------------
ABBVIE INC        COM    00287Y109 1374     33700     SH      Call Sole       none     33700                  
--------------------------------------------------------------------------------------------------------------
ABBVIE INC        COM    00287Y109 1375     33700     SH      Put  Sole       none     33700                  
--------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COM    00404A109 882      30000     SH           Sole       none     30000                  
--------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZA COM    00507V109 1457     100000    SH           Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DE DEBT   007903AL1 11443    11500000  PRN          Sole       none     11500000               
--------------------------------------------------------------------------------------------------------------
AETNA INC         COM    00817Y108 19798    387214    SH           Sole       none     387214                 
--------------------------------------------------------------------------------------------------------------
AK STEEL HOLDING  COM    001547108 2204     665800    SH           Sole       none     665800                 
--------------------------------------------------------------------------------------------------------------
ALERE INC         COM    01449J105 2304     90221     SH           Sole       none     90221                  
--------------------------------------------------------------------------------------------------------------
ALTRIA GROUP INC  COM    02209S103 2080     60500     SH      Call Sole       none     60500                  
--------------------------------------------------------------------------------------------------------------
ALTRIA GROUP INC  COM    02209S103 2080     60500     SH      Put  Sole       none     60500                  
--------------------------------------------------------------------------------------------------------------
AMAZON.COM INC    COM    023135106 2984     11200     SH      Call Sole       none     11200                  
--------------------------------------------------------------------------------------------------------------
AMAZON.COM INC    COM    023135106 2984     11200     SH      Put  Sole       none     11200                  
--------------------------------------------------------------------------------------------------------------
AMBARELLA INC     COM    G037AX101 2427     155000    SH           Sole       none     155000                 
--------------------------------------------------------------------------------------------------------------
AMERESCO INC-CL A COM    02361E108 281      38000     SH           Sole       none     38000                  
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AMERICAN CAPITAL  REIT   02503X105 231038   7048197   SH           Sole       none     7048197                
--------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL  COM    02503Y103 120426   8251224   SH           Sole       none     8251224                
--------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL  REIT   02504A104 27808    1076129   SH           Sole       none     1076129                
--------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS  COM    025816109 1944     28800     SH      Call Sole       none     28800                  
--------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS  COM    025816109 1943     28800     SH      Put  Sole       none     28800                  
--------------------------------------------------------------------------------------------------------------
AMERICAN GREETING COM    026375105 394      24500     SH           Sole       none     24500                  
--------------------------------------------------------------------------------------------------------------
AMERICAN INTERNAT COM    026874784 95641    2463698   SH           Sole       none     2463698                
--------------------------------------------------------------------------------------------------------------
AMGEN INC         COM    031162100 2369     23100     SH      Call Sole       none     23100                  
--------------------------------------------------------------------------------------------------------------
AMGEN INC         COM    031162100 2370     23100     SH      Put  Sole       none     23100                  
--------------------------------------------------------------------------------------------------------------
AMIRA NATURE FOOD COM    G0335L102 1093     138015    SH           Sole       none     138015                 
--------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEU COM    032511107 13013    148800    SH           Sole       none     148800                 
--------------------------------------------------------------------------------------------------------------
ANDINA ACQUISITIO COM    G0440W100 1167     116820    SH           Sole       none     116820                 
--------------------------------------------------------------------------------------------------------------
ANDINA ACQUISITIO WRT    G0440W126 44       295100    SH           Sole       none     295100                 
--------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MA REIT   035710409 49646    3124283   SH           Sole       none     3124283                
--------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MA REIT   035710409 65149    4100000   SH      Call Sole       none     4100000                
--------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MG DEBT   035710AB8 213986   206500000 PRN          Sole       none     206500000              
--------------------------------------------------------------------------------------------------------------
ANWORTH MORTGAGE  REIT   037347101 57751    9123514   SH           Sole       none     9123514                
--------------------------------------------------------------------------------------------------------------
APOLLO RESIDENTIA REIT   03763V102 40820    1831360   SH           Sole       none     1831360                
--------------------------------------------------------------------------------------------------------------
APPLE INC         COM    037833100 12438    28100     SH      Call Sole       none     28100                  
--------------------------------------------------------------------------------------------------------------
APPLE INC         COM    037833100 12437    28100     SH      Put  Sole       none     28100                  
--------------------------------------------------------------------------------------------------------------
ARBOR REALTY TRUS REIT   038923108 1960     250000    SH           Sole       none     250000                 
--------------------------------------------------------------------------------------------------------------
ARGO GROUP INTERN COM    G0464B107 3566     86171     SH           Sole       none     86171                  
--------------------------------------------------------------------------------------------------------------
ARLINGTON ASSET I COM    041356205 630      24400     SH           Sole       none     24400                  
--------------------------------------------------------------------------------------------------------------
ARMOUR RESIDENTIA WRT    042315119 171      5036672   SH           Sole       none     5036672                
--------------------------------------------------------------------------------------------------------------
ASIAINFO-LINKAGE  COM    04518A104 5505     463894    SH           Sole       none     463894                 
--------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE H COM    G05384105 21855    566459    SH           Sole       none     566459                 
--------------------------------------------------------------------------------------------------------------
AT&T INC          COM    00206R102 6193     168800    SH      Call Sole       none     168800                 
--------------------------------------------------------------------------------------------------------------
AT&T INC          COM    00206R102 6194     168800    SH      Put  Sole       none     168800                 
--------------------------------------------------------------------------------------------------------------
ATHERSYS INC      COM    04744L106 528      314770    SH           Sole       none     314770                 
--------------------------------------------------------------------------------------------------------------
ATLAS FINANCIAL H DEBT   G06207107 255      126625    PRN          Sole       none     126625                 
--------------------------------------------------------------------------------------------------------------
AUSTRALIA ACQUISI WRT    G06368115 6        627200    SH           Sole       none     627200                 
--------------------------------------------------------------------------------------------------------------
BAIDU INC - SPON  ADR    056752108 4385     50000     SH           Sole       none     50000                  
--------------------------------------------------------------------------------------------------------------
BAIDU INC - SPON  ADR    056752108 13155    150000    SH      Call Sole       none     150000                 
--------------------------------------------------------------------------------------------------------------
BANK OF AMERICA C COM    060505104 3914     321300    SH      Call Sole       none     321300                 
--------------------------------------------------------------------------------------------------------------
BANK OF AMERICA C COM    060505104 3913     321300    SH      Put  Sole       none     321300                 
--------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL  COM    063671101 19823    310000    SH      Put  Sole       none     310000                 
--------------------------------------------------------------------------------------------------------------
BANK OF NOVA SCOT COM    064149107 9459     160000    SH      Put  Sole       none     160000                 
--------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWA COM    084670702 5711     54800     SH      Call Sole       none     54800                  
--------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWA COM    084670702 5711     54800     SH      Put  Sole       none     54800                  
--------------------------------------------------------------------------------------------------------------
BEST BUY CO INC   COM    086516101 244      11000     SH           Sole       none     11000                  
--------------------------------------------------------------------------------------------------------------
BEST BUY CO INC   COM    086516101 827      37300     SH      Put  Sole       none     37300                  
--------------------------------------------------------------------------------------------------------------
BGS ACQUISITION C COM    G1082J100 4115     411500    SH           Sole       none     411500                 
--------------------------------------------------------------------------------------------------------------
BGS ACQUISITION C WRT    G1082J118 52       426000    SH           Sole       none     426000                 
--------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACE DEBT   09061GAD3 12476    4040000   PRN          Sole       none     4040000                
--------------------------------------------------------------------------------------------------------------
BIONOVO INC       COM    090643206 0        150000    SH           Sole       none     150000                 
--------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORA FUND   09255P107 1718     133209    SH           Sole       none     133209                 
--------------------------------------------------------------------------------------------------------------
BLACKROCK MUNI IN FUND   09253X102 196      12284     SH           Sole       none     12284                  
--------------------------------------------------------------------------------------------------------------
BLUE WOLF MONGOLI WRT    G11962118 232      581400    SH           Sole       none     581400                 
--------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQU COM    110122108 2044     49600     SH      Call Sole       none     49600                  
--------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQU COM    110122108 2044     49600     SH      Put  Sole       none     49600                  
--------------------------------------------------------------------------------------------------------------
BROADSOFT INC     COM    11133B409 630      23810     SH           Sole       none     23810                  
--------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR  COM    112463104 19789    709741    SH           Sole       none     709741                 
--------------------------------------------------------------------------------------------------------------
CAMAC ENERGY INC  COM    131745101 0        150000    SH           Sole       none     150000                 
--------------------------------------------------------------------------------------------------------------
CAMELOT INFORMATI ADR    13322V105 481      282800    SH           Sole       none     282800                 
--------------------------------------------------------------------------------------------------------------
CAN IMPERIAL BK O COM    136069101 24702    310000    SH      Put  Sole       none     310000                 
--------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINAN COM    14040H105 15387    280043    SH           Sole       none     280043                 
--------------------------------------------------------------------------------------------------------------
CAPITALSOURCE INC COM    14055X102 19884    2066906   SH           Sole       none     2066906                
--------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH I COM    14149Y108 415      9978      SH           Sole       none     9978                   
--------------------------------------------------------------------------------------------------------------
CASELLA WASTE SYS COM    147448104 483      110700    SH           Sole       none     110700                 
--------------------------------------------------------------------------------------------------------------
CATERPILLAR INC   COM    149123101 1218     14000     SH      Call Sole       none     14000                  
--------------------------------------------------------------------------------------------------------------
CATERPILLAR INC   COM    149123101 1218     14000     SH      Put  Sole       none     14000                  
--------------------------------------------------------------------------------------------------------------
CEMEX SAB-SPONS A ADR    151290889 2808     230000    SH           Sole       none     230000                 
--------------------------------------------------------------------------------------------------------------
CENTENE CORP      COM    15135B101 492      11166     SH           Sole       none     11166                  
--------------------------------------------------------------------------------------------------------------
CHANGYOU.COM LTD- ADR    15911M107 739      25590     SH           Sole       none     25590                  
--------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES  COM    16115Q308 10113    126400    SH           Sole       none     126400                 
--------------------------------------------------------------------------------------------------------------
CHEMED CORP       DEBT   16359RAC7 6577     6000000   PRN          Sole       none     6000000                
--------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY DEBT   165167CA3 4659     5000000   PRN          Sole       none     5000000                
--------------------------------------------------------------------------------------------------------------
CHINA DIGITAL TV  ADR    16938G107 86       48787     SH           Sole       none     48787                  
--------------------------------------------------------------------------------------------------------------
CHINA HYDROELECTR WRT    G2112E145 18       649292    SH           Sole       none     649292                 
--------------------------------------------------------------------------------------------------------------
CHINA MOBILE-ADR  ADR    16941M109 10626    200000    SH      Call Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
CHINA MOBILE-ADR  ADR    16941M109 10626    200000    SH      Put  Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
CHINA XD PLASTICS COM    16948F107 52       13000     SH           Sole       none     13000                  
--------------------------------------------------------------------------------------------------------------
CIENA CORP        COM    171779309 1206     75300     SH           Sole       none     75300                  
--------------------------------------------------------------------------------------------------------------
CIGNA CORP        COM    125509109 1253     20082     SH           Sole       none     20082                  
--------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO COM    171798101 1773     23500     SH           Sole       none     23500                  
--------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC COM    17275R102 3370     161300    SH      Call Sole       none     161300                 
--------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC COM    17275R102 3369     161300    SH      Put  Sole       none     161300                 
--------------------------------------------------------------------------------------------------------------
CITIGROUP INC     COM    172967424 3918     88600     SH      Call Sole       none     88600                  
--------------------------------------------------------------------------------------------------------------
CITIGROUP INC     COM    172967424 3917     88600     SH      Put  Sole       none     88600                  
--------------------------------------------------------------------------------------------------------------
CLEVELAND BIOLABS COM    185860103 1        150000    SH           Sole       none     150000                 
--------------------------------------------------------------------------------------------------------------
CMS ENERGY CORP   DEBT   125896BD1 33923    16685000  PRN          Sole       none     16685000               
--------------------------------------------------------------------------------------------------------------
CNA FINANCIAL COR COM    126117100 16986    519604    SH           Sole       none     519604                 
--------------------------------------------------------------------------------------------------------------
COBALT INTERNATIO COM    19075F106 8460     300000    SH           Sole       none     300000                 
--------------------------------------------------------------------------------------------------------------
COCA-COLA CO/THE  COM    191216100 9552     236200    SH      Call Sole       none     236200                 
--------------------------------------------------------------------------------------------------------------
COCA-COLA CO/THE  COM    191216100 4698     116200    SH      Put  Sole       none     116200                 
--------------------------------------------------------------------------------------------------------------
COGNIZANT TECH SO COM    192446102 1470     19183     SH           Sole       none     19183                  
--------------------------------------------------------------------------------------------------------------
COLLABRIUM JAPAN  COM    G2266G102 3500     350000    SH           Sole       none     350000                 
--------------------------------------------------------------------------------------------------------------
COLLABRIUM JAPAN  WRT    G2266G110 56       350000    SH           Sole       none     350000                 
--------------------------------------------------------------------------------------------------------------
COLONY FINANCIAL  REIT   19624R106 13459    606189    SH           Sole       none     606189                 
--------------------------------------------------------------------------------------------------------------
COMCAST CORP-CLAS COM    20030N101 245      5835      SH           Sole       none     5835                   
--------------------------------------------------------------------------------------------------------------
COMCAST CORP-CLAS COM    20030N101 2993     71300     SH      Call Sole       none     71300                  
--------------------------------------------------------------------------------------------------------------
COMCAST CORP-CLAS COM    20030N101 3346     79700     SH      Put  Sole       none     79700                  
--------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTH  COM    203668108 802      16919     SH           Sole       none     16919                  
--------------------------------------------------------------------------------------------------------------
CONCORD MEDICAL - ADR    206277105 124      28418     SH           Sole       none     28418                  
--------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS    COM    20825C104 2223     37000     SH      Call Sole       none     37000                  
--------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS    COM    20825C104 2224     37000     SH      Put  Sole       none     37000                  
--------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GRO ADR    225401108 2159     82400     SH           Sole       none     82400                  
--------------------------------------------------------------------------------------------------------------
CRUMBS BAKE SHOP  WRT    228803110 9        95609     SH           Sole       none     95609                  
--------------------------------------------------------------------------------------------------------------
CTRIP.COM INTERNA ADR    22943F100 1839     86000     SH           Sole       none     86000                  
--------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORP COM    126650100 2051     37300     SH      Call Sole       none     37300                  
--------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORP COM    126650100 2050     37300     SH      Put  Sole       none     37300                  
--------------------------------------------------------------------------------------------------------------
CYBERONICS INC    COM    23251P102 1007     21510     SH           Sole       none     21510                  
--------------------------------------------------------------------------------------------------------------
CYS INVESTMENTS I REIT   12673A108 143717   12241614  SH           Sole       none     12241614               
--------------------------------------------------------------------------------------------------------------
DEAN FOODS CO     COM    242370104 1291     71176     SH           Sole       none     71176                  
--------------------------------------------------------------------------------------------------------------
DEL FRISCO'S REST COM    245077102 2201     132600    SH           Sole       none     132600                 
--------------------------------------------------------------------------------------------------------------
DENALI FUND/THE   FUND   24823A102 480      26099     SH           Sole       none     26099                  
--------------------------------------------------------------------------------------------------------------
DIGITALGLOBE INC  COM    25389M877 2891     100000    SH           Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIA COM    254709108 18958    422806    SH           Sole       none     422806                 
--------------------------------------------------------------------------------------------------------------
DISCOVERY LABORAT COM    254668403 37       200000    SH           Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CO COM    256677105 3639     71934     SH           Sole       none     71934                  
--------------------------------------------------------------------------------------------------------------
DOMINION RESOURCE DEBT   25746UAT6 42626    25000000  PRN          Sole       none     25000000               
--------------------------------------------------------------------------------------------------------------
DRESSER-RAND GROU COM    261608103 11530    187000    SH           Sole       none     187000                 
--------------------------------------------------------------------------------------------------------------
EBAY INC          COM    278642103 17817    328601    SH           Sole       none     328601                 
--------------------------------------------------------------------------------------------------------------
EBAY INC          COM    278642103 1919     35400     SH      Call Sole       none     35400                  
--------------------------------------------------------------------------------------------------------------
EBAY INC          COM    278642103 1919     35400     SH      Put  Sole       none     35400                  
--------------------------------------------------------------------------------------------------------------
EDGEN GROUP INC   COM    28014Q107 2494     345000    SH           Sole       none     345000                 
--------------------------------------------------------------------------------------------------------------
EDWARDS GROUP LTD ADR    281736108 2652     329527    SH           Sole       none     329527                 
--------------------------------------------------------------------------------------------------------------
EINSTEIN NOAH RES COM    28257U104 445      30063     SH           Sole       none     30063                  
--------------------------------------------------------------------------------------------------------------
EMERITUS CORP     COM    291005106 3164     113869    SH           Sole       none     113869                 
--------------------------------------------------------------------------------------------------------------
ENDURANCE SPECIAL COM    G30397106 8078     168979    SH           Sole       none     168979                 
--------------------------------------------------------------------------------------------------------------
ENTEROMEDICS INC  COM    29365M208 60       60000     SH      Call Sole       none     60000                  
--------------------------------------------------------------------------------------------------------------
EPICEPT CORP      COM    294264304 0        250000    SH           Sole       none     250000                 
--------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS COM    29977A105 13739    330293    SH           Sole       none     330293                 
--------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP  COM    G3223R108 16647    128192    SH           Sole       none     128192                 
--------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORP  COM    30231G102 12399    137600    SH      Call Sole       none     137600                 
--------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORP  COM    30231G102 12399    137600    SH      Put  Sole       none     137600                 
--------------------------------------------------------------------------------------------------------------
F5 NETWORKS INC   COM    315616102 1336     15000     SH      Put  Sole       none     15000                  
--------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL COM    31620M106 7924     200000    SH           Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
FINANCIAL SELECT  ETP    81369Y605 9105     500000    SH           Sole       none     500000                 
--------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BA COM    33616C100 18724    484799    SH           Sole       none     484799                 
--------------------------------------------------------------------------------------------------------------
FIRST TRUST HIGH  FUND   33738E109 531      27951     SH           Sole       none     27951                  
--------------------------------------------------------------------------------------------------------------
FIRST TRUST STRAT FUND   337353304 264      15312     SH           Sole       none     15312                  
--------------------------------------------------------------------------------------------------------------
Galena Biopharma  COM    74979C105 0        145000    SH           Sole       none     145000                 
--------------------------------------------------------------------------------------------------------------
GENCORP INC       DEBT   368682AN0 9053     5792000   PRN          Sole       none     5792000                
--------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS  COM    368736104 3534     100000    SH           Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC  COM    369604103 7288     315200    SH      Call Sole       none     315200                 
--------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC  COM    369604103 7288     315200    SH      Put  Sole       none     315200                 
--------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CO WRT    37045V118 34174    1841328   SH           Sole       none     1841328                
--------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CO WRT    37045V126 94499    8015202   SH           Sole       none     8015202                
--------------------------------------------------------------------------------------------------------------
GIANT INTERACTIVE ADR    374511103 1779     273614    SH           Sole       none     273614                 
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GILEAD SCIENCES I COM    375558103 2215     45300     SH      Call Sole       none     45300                  
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GILEAD SCIENCES I COM    375558103 2215     45300     SH      Put  Sole       none     45300                  
--------------------------------------------------------------------------------------------------------------
GLOBAL EAGLE ENTE WRT    37951D110 1254     928687    SH           Sole       none     928687                 
--------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS I COM    37940X102 36582    736651    SH           Sole       none     736651                 
--------------------------------------------------------------------------------------------------------------
GLOBAL POWER EQUI COM    37941P306 1078     61139     SH           Sole       none     61139                  
--------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL IN COM    379577208 244      16613     SH           Sole       none     16613                  
--------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS GRO COM    38141G104 1926     13100     SH      Call Sole       none     13100                  
--------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS GRO COM    38141G104 1927     13100     SH      Put  Sole       none     13100                  
--------------------------------------------------------------------------------------------------------------
GOOGLE INC-CL A   COM    38259P508 1464     1843      SH           Sole       none     1843                   
--------------------------------------------------------------------------------------------------------------
GOOGLE INC-CL A   COM    38259P508 38197    48100     SH      Call Sole       none     48100                  
--------------------------------------------------------------------------------------------------------------
GOOGLE INC-CL A   COM    38259P508 6351     8000      SH      Put  Sole       none     8000                   
--------------------------------------------------------------------------------------------------------------
GRAPHIC PACKAGING COM    388689101 3745     500000    SH           Sole       none     500000                 
--------------------------------------------------------------------------------------------------------------
GREENBRIER COMPAN COM    393657101 1215     53488     SH           Sole       none     53488                  
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GULFMARK OFFSHORE COM    402629208 4097     105165    SH           Sole       none     105165                 
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HALLIBURTON CO    COM    406216101 16116    398800    SH           Sole       none     398800                 
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HAWAIIAN TELCOM H COM    420031106 7861     340733    SH           Sole       none     340733                 
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HCA HOLDINGS INC  COM    40412C101 532      13086     SH           Sole       none     13086                  
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HEALTHSOUTH CORP  COM    421924309 5493     208320    SH           Sole       none     208320                 
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HEARTLAND PAYMENT COM    42235N108 24062    729814    SH           Sole       none     729814                 
--------------------------------------------------------------------------------------------------------------
HEARTWARE INTERNA COM    422368100 6727     76104     SH           Sole       none     76104                  
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HECLA MINING CO   COM    422704106 9931     2514200   SH      Call Sole       none     2514200                
--------------------------------------------------------------------------------------------------------------
HELIOS ADVANTAGE  FUND   42327W206 338      37162     SH           Sole       none     37162                  
--------------------------------------------------------------------------------------------------------------
HELIOS MULTI-SECT FUND   42327Y202 69       10951     SH           Sole       none     10951                  
--------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD C COM    428236103 1483     62189     SH           Sole       none     62189                  
--------------------------------------------------------------------------------------------------------------
HJ HEINZ CO       COM    423074103 60056    831000    SH      Put  Sole       none     831000                 
--------------------------------------------------------------------------------------------------------------
HOLOGIC INC       COM    436440101 1467     64956     SH           Sole       none     64956                  
--------------------------------------------------------------------------------------------------------------
HOME DEPOT INC    COM    437076102 20513    293977    SH           Sole       none     293977                 
--------------------------------------------------------------------------------------------------------------
HOME DEPOT INC    COM    437076102 6008     86100     SH      Call Sole       none     86100                  
--------------------------------------------------------------------------------------------------------------
HOME DEPOT INC    COM    437076102 3147     45100     SH      Put  Sole       none     45100                  
--------------------------------------------------------------------------------------------------------------
HOME LOAN SERVICI COM    G6648D109 50086    2146803   SH           Sole       none     2146803                
--------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE COM    440543106 3717     80000     SH           Sole       none     80000                  
--------------------------------------------------------------------------------------------------------------
HOSPITALITY PROPE REIT   44106M102 7546     275000    SH           Sole       none     275000                 
--------------------------------------------------------------------------------------------------------------
HOVNANIAN ENTERPR COM    442487203 315      54545     SH           Sole       none     54545                  
--------------------------------------------------------------------------------------------------------------
HUMANA INC        COM    444859102 1382     20000     SH      Call Sole       none     20000                  
--------------------------------------------------------------------------------------------------------------
HUMANA INC        COM    444859102 56519    817800    SH      Put  Sole       none     817800                 
--------------------------------------------------------------------------------------------------------------
HYPERDYNAMICS COR COM    448954107 10       17171     SH           Sole       none     17171                  
--------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECO COM    44919P508 509      11387     SH           Sole       none     11387                  
--------------------------------------------------------------------------------------------------------------
IMMUNOMEDICS INC  COM    452907108 2108     875000    SH           Sole       none     875000                 
--------------------------------------------------------------------------------------------------------------
INFINITY CROSS BO COM    G4772R101 2426     315000    SH           Sole       none     315000                 
--------------------------------------------------------------------------------------------------------------
INFINITY CROSS BO WRT    G4772R119 177      315000    SH           Sole       none     315000                 
--------------------------------------------------------------------------------------------------------------
INLAND REAL ESTAT DEBT   457461AC5 1103     1059000   PRN          Sole       none     1059000                
--------------------------------------------------------------------------------------------------------------
INTEL CORP        COM    458140100 3264     149500    SH      Call Sole       none     149500                 
--------------------------------------------------------------------------------------------------------------
INTEL CORP        COM    458140100 3265     149500    SH      Put  Sole       none     149500                 
--------------------------------------------------------------------------------------------------------------
INTL BUSINESS MAC COM    459200101 6870     32200     SH      Call Sole       none     32200                  
--------------------------------------------------------------------------------------------------------------
INTL BUSINESS MAC COM    459200101 6870     32200     SH      Put  Sole       none     32200                  
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INVESCO MORTGAGE  REIT   46131B100 2017     94300     SH           Sole       none     94300                  
--------------------------------------------------------------------------------------------------------------
INVESCO QUALITY M FUND   46133G107 200      15000     SH           Sole       none     15000                  
--------------------------------------------------------------------------------------------------------------
INVESTMENT TECHNO COM    46145F105 2760     250000    SH      Call Sole       none     250000                 
--------------------------------------------------------------------------------------------------------------
IPATH S&P 500 VIX ETP    06740C188 6075     300000    SH           Sole       none     300000                 
--------------------------------------------------------------------------------------------------------------
IPATH S&P 500 VIX ETP    06740C188 4050     200000    SH      Call Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
ISHARES FTSE CHIN ETP    464287184 22158    600000    SH      Call Sole       none     600000                 
--------------------------------------------------------------------------------------------------------------
ISHARES FTSE CHIN ETP    464287184 36930    1000000   SH      Put  Sole       none     1000000                
--------------------------------------------------------------------------------------------------------------
ISHARES MSCI EAFE ETP    464287465 1032     17500     SH           Sole       none     17500                  
--------------------------------------------------------------------------------------------------------------
ISHARES MSCI EAFE ETP    464287465 1475     25000     SH      Call Sole       none     25000                  
--------------------------------------------------------------------------------------------------------------
ISHARES RUSSELL 2 ETP    464287655 113316   1200000   SH      Call Sole       none     1200000                
--------------------------------------------------------------------------------------------------------------
ISHARES RUSSELL 2 ETP    464287655 105951   1122000   SH      Put  Sole       none     1122000                
--------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HLD ADR    465562106 570      32000     SH      Call Sole       none     32000                  
--------------------------------------------------------------------------------------------------------------
JARDEN CORP       COM    471109108 1183     27600     SH           Sole       none     27600                  
--------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON COM    478160104 392      4810      SH           Sole       none     4810                   
--------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON COM    478160104 6776     83100     SH      Call Sole       none     83100                  
--------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON COM    478160104 6776     83100     SH      Put  Sole       none     83100                  
--------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE &  COM    46625H100 5401     113800    SH      Call Sole       none     113800                 
--------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE &  COM    46625H100 5401     113800    SH      Put  Sole       none     113800                 
--------------------------------------------------------------------------------------------------------------
KB HOME           COM    48666K109 5753     264176    SH           Sole       none     264176                 
--------------------------------------------------------------------------------------------------------------
KENNEDY-WILSON HO COM    489398107 2691     173534    SH           Sole       none     173534                 
--------------------------------------------------------------------------------------------------------------
KEY ENERGY SERVIC COM    492914106 5880     727715    SH           Sole       none     727715                 
--------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORP REIT   49446R109 2728     121800    SH           Sole       none     121800                 
--------------------------------------------------------------------------------------------------------------
KKR FINANCIAL HOL COM    48248A306 1107     100000    SH      Call Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
KNIGHT CAPITAL GR DEBT   499005AE6 58354    58500000  PRN          Sole       none     58500000               
--------------------------------------------------------------------------------------------------------------
KNIGHT CAPITAL GR COM    499005106 36537    9821751   SH           Sole       none     9821751                
--------------------------------------------------------------------------------------------------------------
KNIGHT CAPITAL GR COM    499005106 2385     641500    SH      Call Sole       none     641500                 
--------------------------------------------------------------------------------------------------------------
KOSMOS ENERGY LTD COM    G5315B107 3955     350000    SH           Sole       none     350000                 
--------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS C COM    517834107 594      10544     SH           Sole       none     10544                  
--------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS C COM    517834107 817      14500     SH      Call Sole       none     14500                  
--------------------------------------------------------------------------------------------------------------
LENNAR CORP-A     COM    526057104 13646    329003    SH           Sole       none     329003                 
--------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY  REIT   529043101 1739     147400    SH           Sole       none     147400                 
--------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL IN COM    530555309 17662    257344    SH           Sole       none     257344                 
--------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTI DEBT   530715AN1 35578    67445000  PRN          Sole       none     67445000               
--------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTI DEBT   530718AF2 8122     5000000   PRN          Sole       none     5000000                
--------------------------------------------------------------------------------------------------------------
LIFELOCK INC      COM    53224V100 2626     272757    SH           Sole       none     272757                 
--------------------------------------------------------------------------------------------------------------
LIFEPOINT HOSPITA COM    53219L109 494      10204     SH           Sole       none     10204                  
--------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL  COM    534187109 27880    854940    SH           Sole       none     854940                 
--------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES COM    549764108 6791     102290    SH           Sole       none     102290                 
--------------------------------------------------------------------------------------------------------------
LUXFER HOLDINGS P ADR    550678106 2666     172100    SH           Sole       none     172100                 
--------------------------------------------------------------------------------------------------------------
MACQUARIE GLOBAL  FUND   55608D101 452      21355     SH           Sole       none     21355                  
--------------------------------------------------------------------------------------------------------------
MANAGED HI YLD PL FUND   561911108 279      129392    SH           Sole       none     129392                 
--------------------------------------------------------------------------------------------------------------
MARATHON OIL CORP COM    565849106 7823     232000    SH           Sole       none     232000                 
--------------------------------------------------------------------------------------------------------------
MARINA BIOTECH IN COM    56804Q201 0        26189     SH           Sole       none     26189                  
--------------------------------------------------------------------------------------------------------------
MARKET VECTORS RU ETP    57060U506 1243     44800     SH           Sole       none     44800                  
--------------------------------------------------------------------------------------------------------------
MARKET VECTORS RU ETP    57060U506 2775     100000    SH      Put  Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
MCDONALD'S CORP   COM    580135101 3030     30400     SH      Call Sole       none     30400                  
--------------------------------------------------------------------------------------------------------------
MCDONALD'S CORP   COM    580135101 3030     30400     SH      Put  Sole       none     30400                  
--------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTR COM    582839106 775      10000     SH           Sole       none     10000                  
--------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTR COM    582839106 1549     20000     SH      Call Sole       none     20000                  
--------------------------------------------------------------------------------------------------------------
MEDIVATION INC    COM    58501N101 547      11700     SH           Sole       none     11700                  
--------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTER ADR    585464100 6902     295575    SH           Sole       none     295575                 
--------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTER ADR    585464100 6919     296400    SH      Call Sole       none     296400                 
--------------------------------------------------------------------------------------------------------------
MEMSIC INC        COM    586264103 1132     416220    SH           Sole       none     416220                 
--------------------------------------------------------------------------------------------------------------
MERCK & CO. INC.  COM    58933Y105 5242     118600    SH      Call Sole       none     118600                 
--------------------------------------------------------------------------------------------------------------
MERCK & CO. INC.  COM    58933Y105 4026     91100     SH      Put  Sole       none     91100                  
--------------------------------------------------------------------------------------------------------------
METLIFE INC       COM    59156R108 21251    558928    SH           Sole       none     558928                 
--------------------------------------------------------------------------------------------------------------
MFA FINANCIAL INC REIT   55272X102 23116    2480346   SH           Sole       none     2480346                
--------------------------------------------------------------------------------------------------------------
MFS INVESTMENT GR FUND   59318B108 125      12280     SH           Sole       none     12280                  
--------------------------------------------------------------------------------------------------------------
MGM RESORTS INTL  DEBT   55303QAE0 4162     3834000   PRN          Sole       none     3834000                
--------------------------------------------------------------------------------------------------------------
MICROSOFT CORP    COM    594918104 6562     229400    SH      Call Sole       none     229400                 
--------------------------------------------------------------------------------------------------------------
MICROSOFT CORP    COM    594918104 6561     229400    SH      Put  Sole       none     229400                 
--------------------------------------------------------------------------------------------------------------
MICROVISION INC   COM    594960304 1161     730000    SH      Call Sole       none     730000                 
--------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE COM    60855R100 1753     56773     SH           Sole       none     56773                  
--------------------------------------------------------------------------------------------------------------
MOLSON COORS BREW DEBT   60871RAA8 5159     5000000   PRN          Sole       none     5000000                
--------------------------------------------------------------------------------------------------------------
MONTPELIER RE HOL COM    G62185106 4261     163583    SH           Sole       none     163583                 
--------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EA FUND   616988101 551      33139     SH           Sole       none     33139                  
--------------------------------------------------------------------------------------------------------------
MYLAN INC         DEBT   628530AJ6 22174    10000000  PRN          Sole       none     10000000               
--------------------------------------------------------------------------------------------------------------
NATIONAL FINANCIA COM    63607P208 2367     105480    SH           Sole       none     105480                 
--------------------------------------------------------------------------------------------------------------
NATL RETAIL PROPE DEBT   637417AC0 34604    24455000  PRN          Sole       none     24455000               
--------------------------------------------------------------------------------------------------------------
NAUTILUS MARINE A UNIT   Y6255E200 70       696915    SH           Sole       none     696915                 
--------------------------------------------------------------------------------------------------------------
NEOSTEM INC       COM    640650305 3        131250    SH           Sole       none     131250                 
--------------------------------------------------------------------------------------------------------------
NEOSTEM INC       COM    640650305 850      1250000   SH      Call Sole       none     1250000                
--------------------------------------------------------------------------------------------------------------
NETEASE INC-ADR   ADR    64110W102 1914     34953     SH           Sole       none     34953                  
--------------------------------------------------------------------------------------------------------------
NETFLIX INC       COM    64110L106 3104     16400     SH           Sole       none     16400                  
--------------------------------------------------------------------------------------------------------------
NETFLIX INC       COM    64110L106 11584    61200     SH      Put  Sole       none     61200                  
--------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUC ADR    647581107 4039     224373    SH           Sole       none     224373                 
--------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUC ADR    647581107 432      24000     SH      Call Sole       none     24000                  
--------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUC ADR    647581107 2700     150000    SH      Put  Sole       none     150000                 
--------------------------------------------------------------------------------------------------------------
NEWS CORP-CL A    COM    65248E104 918      30100     SH      Call Sole       none     30100                  
--------------------------------------------------------------------------------------------------------------
NEWS CORP-CL A    COM    65248E104 918      30100     SH      Put  Sole       none     30100                  
--------------------------------------------------------------------------------------------------------------
NOBLE ENERGY INC  COM    655044105 13555    117200    SH           Sole       none     117200                 
--------------------------------------------------------------------------------------------------------------
NORDIC AMERICAN T COM    G65773106 866      75000     SH      Put  Sole       none     75000                  
--------------------------------------------------------------------------------------------------------------
NOVELOS THERAPEUT COM    67000M209 26       500000    SH           Sole       none     500000                 
--------------------------------------------------------------------------------------------------------------
NQ MOBILE INC - A ADR    64118U108 179      19853     SH           Sole       none     19853                  
--------------------------------------------------------------------------------------------------------------
NUVEEN MD PREMIUM FUND   67061Q107 174      11950     SH           Sole       none     11950                  
--------------------------------------------------------------------------------------------------------------
NUVEEN SELECT QUA FUND   670973106 236      15700     SH           Sole       none     15700                  
--------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROL COM    674599105 1920     24500     SH      Call Sole       none     24500                  
--------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROL COM    674599105 1920     24500     SH      Put  Sole       none     24500                  
--------------------------------------------------------------------------------------------------------------
OCEANEERING INTL  COM    675232102 3978     59900     SH           Sole       none     59900                  
--------------------------------------------------------------------------------------------------------------
OCWEN FINANCIAL C COM    675746309 157858   4162943   SH           Sole       none     4162943                
--------------------------------------------------------------------------------------------------------------
OFFICE DEPOT INC  COM    676220106 8020     2040560   SH           Sole       none     2040560                
--------------------------------------------------------------------------------------------------------------
OFS CAPITAL CORP  COM    67103B100 1374     98098     SH           Sole       none     98098                  
--------------------------------------------------------------------------------------------------------------
OIL STATES INTERN COM    678026105 5571     68300     SH           Sole       none     68300                  
--------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC DEBT   681919AV8 3379     3000000   PRN          Sole       none     3000000                
--------------------------------------------------------------------------------------------------------------
ORACLE CORP       COM    68389X105 3699     114400    SH      Call Sole       none     114400                 
--------------------------------------------------------------------------------------------------------------
ORACLE CORP       COM    68389X105 3699     114400    SH      Put  Sole       none     114400                 
--------------------------------------------------------------------------------------------------------------
OWENS CORNING     WRT    690742127 32       25235     SH           Sole       none     25235                  
--------------------------------------------------------------------------------------------------------------
PARKERVISION INC  COM    701354102 182      50000     SH           Sole       none     50000                  
--------------------------------------------------------------------------------------------------------------
PEPSICO INC       COM    713448108 3695     46700     SH      Call Sole       none     46700                  
--------------------------------------------------------------------------------------------------------------
PEPSICO INC       COM    713448108 3696     46700     SH      Put  Sole       none     46700                  
--------------------------------------------------------------------------------------------------------------
PERFECT WORLD CO- ADR    71372U104 1012     93371     SH           Sole       none     93371                  
--------------------------------------------------------------------------------------------------------------
PERFECT WORLD CO- ADR    71372U104 2168     200000    SH      Put  Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEI ADR    71654V408 8092     488300    SH           Sole       none     488300                 
--------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEI ADR    71654V408 994      60000     SH      Put  Sole       none     60000                  
--------------------------------------------------------------------------------------------------------------
PFIZER INC        COM    717081103 506      17539     SH           Sole       none     17539                  
--------------------------------------------------------------------------------------------------------------
PFIZER INC        COM    717081103 6332     219400    SH      Call Sole       none     219400                 
--------------------------------------------------------------------------------------------------------------
PFIZER INC        COM    717081103 6332     219400    SH      Put  Sole       none     219400                 
--------------------------------------------------------------------------------------------------------------
PHH CORP          DEBT   693320AQ6 50857    26500000  PRN          Sole       none     26500000               
--------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INT COM    718172109 4664     50300     SH      Call Sole       none     50300                  
--------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INT COM    718172109 4664     50300     SH      Put  Sole       none     50300                  
--------------------------------------------------------------------------------------------------------------
PIONEER NATURAL R COM    723787107 3516     28300     SH           Sole       none     28300                  
--------------------------------------------------------------------------------------------------------------
PLATINUM UNDERWRI COM    G7127P100 10725    192171    SH           Sole       none     192171                 
--------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPE COM    72940R102 8        30000     SH           Sole       none     30000                  
--------------------------------------------------------------------------------------------------------------
POLYCOM INC       COM    73172K104 554      50000     SH           Sole       none     50000                  
--------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES IN COM    693506107 6523     48701     SH           Sole       none     48701                  
--------------------------------------------------------------------------------------------------------------
PRICELINE.COM INC COM    741503403 7614     11064     SH           Sole       none     11064                  
--------------------------------------------------------------------------------------------------------------
PRICELINE.COM INC COM    741503403 3441     5000      SH      Call Sole       none     5000                   
--------------------------------------------------------------------------------------------------------------
PRIME ACQUISITION COM    G72436101 2251     226300    SH           Sole       none     226300                 
--------------------------------------------------------------------------------------------------------------
PRIME ACQUISITION WRT    G72436127 74       181000    SH           Sole       none     181000                 
--------------------------------------------------------------------------------------------------------------
PROCTER & GAMBLE  COM    742718109 6288     81600     SH      Call Sole       none     81600                  
--------------------------------------------------------------------------------------------------------------
PROCTER & GAMBLE  COM    742718109 6288     81600     SH      Put  Sole       none     81600                  
--------------------------------------------------------------------------------------------------------------
PROSPECT CAPITAL  DEBT   74348TAC6 11741    10839000  PRN          Sole       none     10839000               
--------------------------------------------------------------------------------------------------------------
PROSPECT GLOBAL R COM    74348X103 290      981972    SH           Sole       none     981972                 
--------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANC COM    744320102 26465    448628    SH           Sole       none     448628                 
--------------------------------------------------------------------------------------------------------------
QIHOO 360 TECHNOL ADR    74734M109 628      21200     SH           Sole       none     21200                  
--------------------------------------------------------------------------------------------------------------
QIHOO 360 TECHNOL ADR    74734M109 593      20000     SH      Call Sole       none     20000                  
--------------------------------------------------------------------------------------------------------------
QIHOO 360 TECHNOL ADR    74734M109 386      13000     SH      Put  Sole       none     13000                  
--------------------------------------------------------------------------------------------------------------
QUALCOMM INC      COM    747525103 3412     51000     SH      Call Sole       none     51000                  
--------------------------------------------------------------------------------------------------------------
QUALCOMM INC      COM    747525103 3412     51000     SH      Put  Sole       none     51000                  
--------------------------------------------------------------------------------------------------------------
QUALYS INC        COM    74758T303 1975     160000    SH           Sole       none     160000                 
--------------------------------------------------------------------------------------------------------------
RAIT FINANCIAL TR DEBT   749227AA2 12111    9434000   PRN          Sole       none     9434000                
--------------------------------------------------------------------------------------------------------------
RDA MICROELECTRON ADR    749394102 2174     235000    SH           Sole       none     235000                 
--------------------------------------------------------------------------------------------------------------
REALOGY HOLDINGS  COM    75605Y106 1709     35000     SH           Sole       none     35000                  
--------------------------------------------------------------------------------------------------------------
RED HAT INC       COM    756577102 978      19350     SH           Sole       none     19350                  
--------------------------------------------------------------------------------------------------------------
RESOLUTE ENERGY C WRT    76116A116 23       19466     SH           Sole       none     19466                  
--------------------------------------------------------------------------------------------------------------
RETAIL OPPORTUNIT REIT   76131N101 7969     568652    SH           Sole       none     568652                 
--------------------------------------------------------------------------------------------------------------
RITE AID CORP     DEBT   767754BU7 1343     1150000   PRN          Sole       none     1150000                
--------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST REIT   74965L101 2276     100000    SH           Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
ROI ACQUISITION C COM    74966A104 7131     721000    SH           Sole       none     721000                 
--------------------------------------------------------------------------------------------------------------
ROI ACQUISITION C WRT    74966A112 577      721000    SH           Sole       none     721000                 
--------------------------------------------------------------------------------------------------------------
ROYAL BANK OF CAN COM    780087102 18972    310000    SH      Put  Sole       none     310000                 
--------------------------------------------------------------------------------------------------------------
ROYCE FOCUS TRUST FUND   78080N108 400      57342     SH           Sole       none     57342                  
--------------------------------------------------------------------------------------------------------------
RR DONNELLEY & SO COM    257867101 577      47893     SH           Sole       none     47893                  
--------------------------------------------------------------------------------------------------------------
SAFEGUARD SCIENTI DEBT   786449AJ7 6654     6000000   PRN          Sole       none     6000000                
--------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED DEBT   79377WAL2 10526    10500000  PRN          Sole       none     10500000               
--------------------------------------------------------------------------------------------------------------
SANDISK CORP      COM    80004C101 34754    632337    SH           Sole       none     632337                 
--------------------------------------------------------------------------------------------------------------
SCG FINANCIAL ACQ COM    78404K103 8181     820000    SH           Sole       none     820000                 
--------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LTD  COM    806857108 17334    231452    SH           Sole       none     231452                 
--------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LTD  COM    806857108 3034     40500     SH      Call Sole       none     40500                  
--------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LTD  COM    806857108 3034     40500     SH      Put  Sole       none     40500                  
--------------------------------------------------------------------------------------------------------------
SCORPIO TANKERS I COM    Y7542C106 6691     750000    SH           Sole       none     750000                 
--------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS C COM    784117103 12537    434532    SH           Sole       none     434532                 
--------------------------------------------------------------------------------------------------------------
SILVER STANDARD R COM    82823L106 633      60000     SH           Sole       none     60000                  
--------------------------------------------------------------------------------------------------------------
SIMCERE PHARMACEU ADR    82859P104 710      77129     SH           Sole       none     77129                  
--------------------------------------------------------------------------------------------------------------
SINA CORP         COM    G81477104 2138     44000     SH           Sole       none     44000                  
--------------------------------------------------------------------------------------------------------------
SINA CORP         COM    G81477104 243      5000      SH      Call Sole       none     5000                   
--------------------------------------------------------------------------------------------------------------
SINOVAC BIOTECH L COM    P8696W104 2779     747002    SH           Sole       none     747002                 
--------------------------------------------------------------------------------------------------------------
SINOVAC BIOTECH L COM    P8696W104 372      100000    SH      Put  Sole       none     100000                 
--------------------------------------------------------------------------------------------------------------
SM ENERGY CO      COM    78454L100 4566     77100     SH           Sole       none     77100                  
--------------------------------------------------------------------------------------------------------------
SONY CORP ADR     ADR    835699307 3056     175640    SH           Sole       none     175640                 
--------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENER COM    845467109 7452     200000    SH           Sole       none     200000                 
--------------------------------------------------------------------------------------------------------------
SPDR BARCLAYS HIG ETP    78464A417 19527    475000    SH           Sole       none     475000                 
--------------------------------------------------------------------------------------------------------------
SPDR S&P 500 ETF  ETP    78462F103 714416   4560000   SH      Call Sole       none     4560000                
--------------------------------------------------------------------------------------------------------------
SPDR S&P 500 ETF  ETP    78462F103 115152   735000    SH      Put  Sole       none     735000                 
--------------------------------------------------------------------------------------------------------------
SPDR S&P METALS & ETP    78464A755 40390    1000000   SH      Put  Sole       none     1000000                
--------------------------------------------------------------------------------------------------------------
SPREADTRUM COMMUN ADR    849415203 639      31150     SH           Sole       none     31150                  
--------------------------------------------------------------------------------------------------------------
SPREADTRUM COMMUN ADR    849415203 1333     65000     SH      Put  Sole       none     65000                  
--------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL COR COM    852061100 37759    6080278   SH           Sole       none     6080278                
--------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL COR COM    852061100 6210     1000000   SH      Call Sole       none     1000000                
--------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL COR COM    852061100 16991    2736100   SH      Put  Sole       none     2736100                
--------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES COM    78467J100 876      29200     SH           Sole       none     29200                  
--------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL I REIT   85254J102 9062     426090    SH           Sole       none     426090                 
--------------------------------------------------------------------------------------------------------------
STERLITE INDUSTRI DEBT   859737AB4 19587    20000000  PRN          Sole       none     20000000               
--------------------------------------------------------------------------------------------------------------
STONE ENERGY CORP COM    861642106 5176     237966    SH           Sole       none     237966                 
--------------------------------------------------------------------------------------------------------------
SUNTECH POWER HLD DEBT   86800CAE4 840      3000000   PRN          Sole       none     3000000                
--------------------------------------------------------------------------------------------------------------
SUNTECH POWER HOL ADR    86800C104 363      930700    SH      Put  Sole       none     930700                 
--------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY S COM    868157108 7462     287360    SH           Sole       none     287360                 
--------------------------------------------------------------------------------------------------------------
SUPERVALU INC     COM    868536103 541      107440    SH           Sole       none     107440                 
--------------------------------------------------------------------------------------------------------------
SYNTROLEUM CORP   COM    871630109 0        316456    SH           Sole       none     316456                 
--------------------------------------------------------------------------------------------------------------
SYSWIN INC-SPON A ADR    872058102 5148     2510822   SH           Sole       none     2510822                
--------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACT COM    874054109 971      60086     SH           Sole       none     60086                  
--------------------------------------------------------------------------------------------------------------
TAL INTERNATIONAL COM    874083108 6117     135000    SH           Sole       none     135000                 
--------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDI COM    87817A107 1240     34088     SH           Sole       none     34088                  
--------------------------------------------------------------------------------------------------------------
THORATEC CORP     COM    885175307 525      14000     SH           Sole       none     14000                  
--------------------------------------------------------------------------------------------------------------
TITAN MACHINERY I COM    88830R101 1930     69500     SH           Sole       none     69500                  
--------------------------------------------------------------------------------------------------------------
TORONTO-DOMINION  COM    891160509 26220    310000    SH      Put  Sole       none     310000                 
--------------------------------------------------------------------------------------------------------------
TOWERSTREAM CORP  COM    892000100 2231     1000000   SH           Sole       none     1000000                
--------------------------------------------------------------------------------------------------------------
TRINA SOLAR LTD   DEBT   89628EAA2 4903     5000000   PRN          Sole       none     5000000                
--------------------------------------------------------------------------------------------------------------
TRIO MERGER CORP  COM    896697109 425      42500     SH           Sole       none     42500                  
--------------------------------------------------------------------------------------------------------------
TRUNKBOW INTERNAT COM    89818A102 449      353410    SH           Sole       none     353410                 
--------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES  COM    87305R109 560      73664     SH           Sole       none     73664                  
--------------------------------------------------------------------------------------------------------------
TUMI HOLDINGS INC COM    89969Q104 4398     210000    SH           Sole       none     210000                 
--------------------------------------------------------------------------------------------------------------
TWO HARBORS INVES WRT    90187B119 1320     500000    SH           Sole       none     500000                 
--------------------------------------------------------------------------------------------------------------
TYSON FOODS INC   DEBT   902494AP8 29730    20000000  PRN          Sole       none     20000000               
--------------------------------------------------------------------------------------------------------------
UNION PACIFIC COR COM    907818108 2008     14100     SH      Call Sole       none     14100                  
--------------------------------------------------------------------------------------------------------------
UNION PACIFIC COR COM    907818108 2006     14100     SH      Put  Sole       none     14100                  
--------------------------------------------------------------------------------------------------------------
UNITED INSURANCE  COM    910710102 1004     175000    SH           Sole       none     175000                 
--------------------------------------------------------------------------------------------------------------
UNITED PARCEL SER COM    911312106 1873     21800     SH      Call Sole       none     21800                  
--------------------------------------------------------------------------------------------------------------
UNITED PARCEL SER COM    911312106 1873     21800     SH      Put  Sole       none     21800                  
--------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGI COM    913017109 2364     25300     SH      Call Sole       none     25300                  
--------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGI COM    913017109 2366     25300     SH      Put  Sole       none     25300                  
--------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROU COM    91324P102 27477    480300    SH      Put  Sole       none     480300                 
--------------------------------------------------------------------------------------------------------------
UNIVERSAL BUSINES COM    913384103 411      111234    SH           Sole       none     111234                 
--------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH  COM    913903100 1118     17500     SH           Sole       none     17500                  
--------------------------------------------------------------------------------------------------------------
US AIRWAYS GROUP  COM    90341W108 15117    890800    SH      Put  Sole       none     890800                 
--------------------------------------------------------------------------------------------------------------
US BANCORP        COM    902973304 1910     56300     SH      Call Sole       none     56300                  
--------------------------------------------------------------------------------------------------------------
US BANCORP        COM    902973304 1911     56300     SH      Put  Sole       none     56300                  
--------------------------------------------------------------------------------------------------------------
VALE SA-SP ADR    ADR    91912E105 865      50000     SH           Sole       none     50000                  
--------------------------------------------------------------------------------------------------------------
VALERO ENERGY COR COM    91913Y100 1001     22000     SH           Sole       none     22000                  
--------------------------------------------------------------------------------------------------------------
VALERO ENERGY COR COM    91913Y100 2275     50000     SH      Put  Sole       none     50000                  
--------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICA COM    92343V104 4183     85100     SH      Call Sole       none     85100                  
--------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICA COM    92343V104 4183     85100     SH      Put  Sole       none     85100                  
--------------------------------------------------------------------------------------------------------------
VISA INC-CLASS A  COM    92826C839 2683     15800     SH      Call Sole       none     15800                  
--------------------------------------------------------------------------------------------------------------
VISA INC-CLASS A  COM    92826C839 2684     15800     SH      Put  Sole       none     15800                  
--------------------------------------------------------------------------------------------------------------
VOCUS INC         COM    92858J108 455      32169     SH           Sole       none     32169                  
--------------------------------------------------------------------------------------------------------------
WAL-MART STORES I COM    931142103 6136     82000     SH      Call Sole       none     82000                  
--------------------------------------------------------------------------------------------------------------
WAL-MART STORES I COM    931142103 3741     50000     SH      Put  Sole       none     50000                  
--------------------------------------------------------------------------------------------------------------
WALT DISNEY CO/TH COM    254687106 218      3845      SH           Sole       none     3845                   
--------------------------------------------------------------------------------------------------------------
WALT DISNEY CO/TH COM    254687106 3044     53600     SH      Call Sole       none     53600                  
--------------------------------------------------------------------------------------------------------------
WALT DISNEY CO/TH COM    254687106 3044     53600     SH      Put  Sole       none     53600                  
--------------------------------------------------------------------------------------------------------------
WALTER INVESTMENT COM    93317W102 58862    1580207   SH           Sole       none     1580207                
--------------------------------------------------------------------------------------------------------------
WALTER INVESTMENT DEBT   93317WAA0 31122    29038000  PRN          Sole       none     29038000               
--------------------------------------------------------------------------------------------------------------
WEINGARTEN REALTY REIT   948741103 2727     86427     SH           Sole       none     86427                  
--------------------------------------------------------------------------------------------------------------
WELLS FARGO & CO  COM    949746101 5456     147500    SH      Call Sole       none     147500                 
--------------------------------------------------------------------------------------------------------------
WELLS FARGO & CO  COM    949746101 5456     147500    SH      Put  Sole       none     147500                 
--------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVAN FUND   94987B105 3023     301444    SH           Sole       none     301444                 
--------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIG FUND   95766H106 104      10800     SH           Sole       none     10800                  
--------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIG FUND   95766K109 566      88861     SH           Sole       none     88861                  
--------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIG FUND   95768B107 323      17000     SH           Sole       none     17000                  
--------------------------------------------------------------------------------------------------------------
WESTERN ASSET MOR REIT   95790D105 23535    1012682   SH           Sole       none     1012682                
--------------------------------------------------------------------------------------------------------------
WESTERN ASSET MOR REIT   95790D105 1495     506341    SH           Sole       none     506341                 
--------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS C COM    966244105 4720     276500    SH           Sole       none     276500                 
--------------------------------------------------------------------------------------------------------------
WSP HOLDINGS LTD- ADR    92934F203 583      188338    SH           Sole       none     188338                 
--------------------------------------------------------------------------------------------------------------
WUXI PHARMATECH C ADR    929352102 251      14588     SH           Sole       none     14588                  
--------------------------------------------------------------------------------------------------------------
XERIUM TECHNOLOGI COM    98416J118 288      52982     SH           Sole       none     52982                  
--------------------------------------------------------------------------------------------------------------
XILINX INC        DEBT   983919AF8 4272     3000000   PRN          Sole       none     3000000                
--------------------------------------------------------------------------------------------------------------
YOUKU TUDOU INC   ADR    98742U100 2462     146750    SH           Sole       none     146750                 
--------------------------------------------------------------------------------------------------------------
YOUKU TUDOU INC   ADR    98742U100 403      24000     SH      Call Sole       none     24000                  
--------------------------------------------------------------------------------------------------------------
YUE YUEN INDUSTRI COM    G98803144 808      7344000   SH           Sole       none     7344000                
--------------------------------------------------------------------------------------------------------------
ZHONGPIN INC      COM    98952K107 25530    1980572   SH           Sole       none     1980572                
--------------------------------------------------------------------------------------------------------------
ZILLOW INC-CLASS  COM    98954A107 290      5300      SH      Put  Sole       none     5300                   
--------------------------------------------------------------------------------------------------------------
ZYNGA INC - CL A  COM    98986T108 1680     500000    SH           Sole       none     500000                 
--------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------- 

------------------------------------------------------------------------------------------------------------- 
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                                   5037892      444                                                           
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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘13F-HR’ Filing	Date	First	Last	Other Filings

Filed on / Effective on:	5/15/13	1		4
For Period end:	3/31/13	1		13F-HR/A
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Filing Submission 0001288136-13-000045 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Pine River Capital Management L.P. – ‘13F-HR’ for 3/31/13

On: Wednesday, 5/15/13, at 4:31pm ET · Effective: 5/15/13 · For: 3/31/13 · Accession #: 1288136-13-45 · File #: 28-10902

Previous ‘13F-HR’: ‘13F-HR’ on 2/12/13 for 12/31/12 · Next: ‘13F-HR/A’ on 6/7/13 for 3/31/13 · Latest: ‘13F-HR’ on 11/13/18 for 9/30/18

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents