SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size 4/18/14 Prospect Capital Corp POS EX 4/18/14 6:2.8M |
Document/Exhibit Description Pages Size 1: POS EX Post-Effective Amendment to Add Exhibits HTML 937K 2: EX-99.(D)(630) Miscellaneous Exhibit HTML 169K 3: EX-99.(D)(632) Miscellaneous Exhibit HTML 169K 4: EX-99.(D)(634) Miscellaneous Exhibit HTML 169K 5: EX-99.(D)(636) Miscellaneous Exhibit HTML 169K 6: EX-99.(D)(638) Miscellaneous Exhibit HTML 170K
POS EX 32 04-17-14 |
Page | |
AUDITED FINANCIAL
STATEMENTS | |
Report of Independent Registered Public Accounting Firm | F-2 |
Consolidated Statements of Assets and Liabilities as of June 30, 2013 and June 30, 2012 | F-3 |
Consolidated Statements of Operations—For the Years Ended June 30, 2013, June 30, 2012 and June 30, 2011 | F-4 |
Consolidated
Statements of Changes in Net Assets—For the Years Ended June 30, 2013, June 30, 2012 and June 30, 2011 | F-5 |
Consolidated Statements of Cash Flows—For the Years Ended June 30, 2013, June 30, 2012 and June 30, 2011 | F-6 |
Consolidated Schedules of Investments as of June 30, 2013 and June 30, 2012 | F-7 |
Notes
to Consolidated Financial Statements | F-42 |
Exhibit No. | Description | ||
(a)(1) | Articles
of Amendment and Restatement(1) | ||
(b)(1) | Amended and Restated Bylaws(3) | ||
(c) | Not
Applicable | ||
(d)(1) | Form of Share Certificate(2) | ||
(d)(2) | Form of
Indenture(12) | ||
(d)(3) | Indenture dated as of December 21, 2010 relating to the 6.25% Senior Convertible Notes, by and between the Registrant
and American Stock Transfer & Trust Company, LLC, as Trustee(10) | ||
(d)(3)(a) | Form of 6.25% Senior Convertible Note due 2015 (included as part of Exhibit (d)(3)(a))(10) | ||
(d)(4) | Indenture
dated as of February 18, 2011 relating to the 5.50% Senior Convertible Notes, by and between the Registrant and American Stock Transfer & Trust Company, LLC, as Trustee(11) | ||
(d)(4)(a) | Form of 5.50% Senior Convertible Note due 2016(8) | ||
(d)(5) | Statement
of Eligibility of U.S. Bank National Association on Form T-1(100) | ||
(d)(6) | Intentionally deleted. | ||
(d)(7) | Indenture
dated as of February 16, 2012, by and between the Registrant and American Stock Transfer & Trust Company, LLC, as Trustee(15) | ||
(d)(8) | First Supplemental Indenture dated as of March 1,
2012, to the Indenture dated as of February 16, 2012, by and between the Registrant and American Stock Transfer & Trust Company, LLC, as Trustee(15) | ||
(d)(9) | Form of 7.00% Prospect Capital InterNote® due
2022 (included as part of Exhibit (d)(8))(15) | ||
(d)(10) | Second Supplemental Indenture dated as of March 8, 2012, to the Indenture dated as of February 16, 2012, by and
between the Registrant and American Stock Transfer & Trust Company, LLC, as Trustee(16) | ||
(d)(11) | Joinder Supplemental Indenture dated as of March 8, 2012, to the Indenture
dated as of February 16, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Original Trustee, and U.S. Bank National Association, as Series Trustee(16) | ||
(d)(12) | Form of 6.900% Prospect Capital InterNote® due 2022 (included as
part of Exhibit (d)(10))(16) | ||
(d)(13) | Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee(17) | ||
(d)(14) | Third
Supplemental Indenture dated as of April 5, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(20) | ||
(d)(15) | Form of
6.850% Prospect Capital InterNote® due 2022 (included as part of Exhibit (d)(14))(20) |
Exhibit No. | Description | ||
(d)(16) | Fourth
Supplemental Indenture dated as of April 12, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(21) | ||
(d)(17) | Form of
6.700% Prospect Capital InterNote® due 2022 (included as part of Exhibit (d)(16))(21) | ||
(d)(18) | Indenture dated as of April 16, 2012 relating to the 5.375% Senior Convertible Notes, by and between the
Registrant and American Stock Transfer & Trust Company, as Trustee(22) | ||
(d)(19) | Form of 5.375% Senior Convertible Note due 2017(23) | ||
(d)(20) | Fifth
Supplemental Indenture dated as of April 26, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(24) | ||
(d)(21) | Form of
6.500% Prospect Capital InterNote® due 2022 (included as part of Exhibit (d)(20))(24) | ||
(d)(22) | Supplemental Indenture dated as of May 1, 2012, to the Indenture dated as
of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(25) | ||
(d)(23) | Form of
Global Note 6.95% Senior Note due 2022(26) | ||
(d)(24) | Sixth Supplemental Indenture dated as of June 14, 2012, to the Indenture dated as of February 16, 2012, as amended
by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(27) | ||
(d)(25) | Form of
6.950% Prospect Capital InterNote® due 2022 (included as part of Exhibit (d)(24))(27) | ||
(d)(26) | Seventh Supplemental Indenture dated as of June 28, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(28) | ||
(d)(27) | Form of
6.550% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(26))(28) | ||
(d)(28) | Eighth Supplemental Indenture dated as of July 6, 2012, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(29) | ||
(d)(29) | Form of
6.450% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(28))(29) | ||
Exhibit No. | Description | ||
(d)(30) | Ninth
Supplemental Indenture dated as of July 12, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(31) | ||
(d)(31) | Form of
6.350% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(30))(31) | ||
(d)(32) | Tenth Supplemental Indenture dated as of July 19, 2012, to the Indenture dated
as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(33) | ||
(d)(33) | Form of
6.300% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(32))(33) | ||
(d)(34) | Eleventh Supplemental Indenture dated as of July 26, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(34) | ||
(d)(35) | Form of
6.200% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(34))(34) | ||
(d)(36) | Twelfth Supplemental Indenture dated as of August 2, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(35) | ||
(d)(37) | Form of
6.150% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(36))(35) | ||
(d)(38) | Thirteenth Supplemental Indenture dated as of August 9, 2012, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(36) | ||
(d)(39) | Form of
6.150% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(38))(36) | ||
(d)(40) | Indenture dated as of August 14, 2012 relating to the 5.75% Senior Convertible Notes, by and between the
Registrant and American Stock Transfer & Trust Company, as Trustee(37) | ||
(d)(41) | Form of 5.75% Senior Convertible Note due 2018(38) | ||
(d)(42) | Fourteenth
Supplemental Indenture dated as of August 16, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(39) | ||
(d)(43) | Form of
6.100% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(42))(39) | ||
Exhibit No. | Description | ||
(d)(44) | Fifteenth
Supplemental Indenture dated as of August 23, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(40) | ||
(d)(45) | Form of
6.050% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(44))(40) | ||
(d)(46) | Sixteenth Supplemental Indenture dated as of September 7, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(42) | ||
(d)(47) | Form of
6.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(46))(42) | ||
(d)(48) | Seventeenth Supplemental Indenture dated as of September 13, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(44) | ||
(d)(49) | Form of
5.950% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(48))(44) | ||
(d)(50) | Eighteenth Supplemental Indenture dated as of September 20, 2012, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(45) | ||
(d)(51) | Form of
5.900% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(50))(45) | ||
(d)(52) | Nineteenth Supplemental Indenture dated as of September 27, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(48) | ||
(d)(53) | Form of
5.850% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(52))(48) | ||
(d)(54) | Twentieth Supplemental Indenture dated as of October 4, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(51) | ||
(d)(55) | Form of
5.700% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(54))(51) | ||
(d)(56) | Twenty-First Supplemental Indenture dated as of November 23, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(54) | ||
(d)(57) | Form of
5.125% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(56))(54) |
Exhibit No. | Description | ||
(d)(58) | Twenty-Second
Supplemental Indenture dated as of November 23, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(54) | ||
(d)(59) | Form of
6.625% Prospect Capital InterNote® due 2042 (included as part of Exhibit (d)(58))(54) | ||
(d)(60) | Twenty-Third Supplemental Indenture dated as of November 29, 2012, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(55) | ||
(d)(61) | Form of
5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(60))(55) | ||
(d)(62) | Twenty-Fourth Supplemental Indenture dated as of November 29, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(55) | ||
(d)(63) | Form of
5.750% Prospect Capital InterNote® due 2032 (included as part of Exhibit (d)(62))(55) | ||
(d)(64) | Twenty-Fifth Supplemental Indenture dated as of November 29, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(55) | ||
(d)(65) | Form of
6.500% Prospect Capital InterNote® due 2042 (included as part of Exhibit (d)(64))(55) | ||
(d)(66) | Twenty-Sixth Supplemental Indenture dated as of December 6, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(56) | ||
(d)(67) | Form of
4.875% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(66))(56) | ||
(d)(68) | Twenty-Seventh Supplemental Indenture dated as of December 6, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(56) | ||
(d)(69) | Form of
5.625% Prospect Capital InterNote® due 2032 (included as part of Exhibit (d)(68))(56) | ||
(d)(70) | Twenty-Eighth Supplemental Indenture dated as of December 6, 2012, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(56) | ||
Exhibit No. | Description | ||
(d)(71) | Form of
6.375% Prospect Capital InterNote® due 2042 (included as part of Exhibit (d)(70))(56) | ||
(d)(72) | Twenty-Ninth Supplemental Indenture dated as of December 13, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(57) | ||
(d)(73) | Form of
4.750% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(72))(57) | ||
(d)(74) | Thirtieth Supplemental Indenture dated as of December 13, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(57) | ||
(d)(75) | Form of
5.250% Prospect Capital InterNote® due 2030 (included as part of Exhibit (d)(74))(57) | ||
(d)(76) | Thirty-First Supplemental Indenture dated as of December 13, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(57) | ||
(d)(77) | Form of
6.250% Prospect Capital InterNote® due 2042 (included as part of Exhibit (d)(76))(57) | ||
(d)(78) | Thirty-Second Supplemental Indenture dated as of December 20, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(58) | ||
(d)(79) | Form of
4.625% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(78))(58) | ||
(d)(80) | Thirty-Third Supplemental Indenture dated as of December 20, 2012, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(58) | ||
(d)(81) | Form of
5.125% Prospect Capital InterNote® due 2030 (included as part of Exhibit (d)(80))(58) | ||
(d)(82) | Thirty-Fourth Supplemental Indenture dated as of December 20, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(58) | ||
(d)(83) | Form of
6.125% Prospect Capital InterNote® due 2042 (included as part of Exhibit (d)(82))(58) | ||
(d)(84) | Indenture dated as of December 21, 2012, by and between the Registrant and American
Stock Transfer & Trust Company, as Trustee(59) | ||
(d)(85) | Form of Global Note 5.875% Convertible Senior Note Due 2019 (included as part of Exhibit (d)(84))(59) |
Exhibit No. | Description | ||
(d)(86) | Thirty-Fifth
Supplemental Indenture dated as of December 28, 2012, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(61) | ||
(d)(87) | Form of
4.500% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(86))(61) | ||
(d)(88) | Thirty-Sixth Supplemental Indenture dated as of December 28, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(61) | ||
(d)(89) | Form of
5.000% Prospect Capital InterNote® due 2030 (included as part of Exhibit (d)(88))(61) | ||
(d)(90) | Thirty-Seventh Supplemental Indenture dated as of December 28, 2012, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(61) | ||
(d)(91) | Form of
6.000% Prospect Capital InterNote® due 2042 (included as part of Exhibit (d)(90))(61) | ||
(d)(92) | Thirty-Eighth Supplemental Indenture dated as of January 4, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(62) | ||
(d)(93) | Form of
4.375% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(92))(62) | ||
(d)(94) | Thirty-Ninth Supplemental Indenture dated as of January 4, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(62) | ||
(d)(95) | Form of
4.875% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(94))(62) | ||
(d)(96) | Fortieth Supplemental Indenture dated as of January 4, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(62) | ||
(d)(97) | Form of
5.875% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(96))(62) | ||
(d)(98) | Forty-First Supplemental Indenture dated as of January 10, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(63) | ||
Exhibit No. | Description | ||
(d)(99) | Form of
4.250% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(98))(63) | ||
(d)(100) | Forty-Second Supplemental Indenture dated as of January 10, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(63) | ||
(d)(101) | Form of
4.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(100))(63) | ||
(d)(102) | Forty-Third Supplemental Indenture dated as of January 10, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(63) | ||
(d)(103) | Form of
5.750% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(102))(63) | ||
(d)(104) | Forty-Fourth Supplemental Indenture dated as of January 17, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(64) | ||
(d)(105) | Form of
4.125% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(104))(64) | ||
(d)(106) | Forty-Fifth Supplemental Indenture dated as of January 17, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(64) | ||
(d)(107) | Form of
4.625% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(106))(64) | ||
(d)(108) | Forty-Sixth Supplemental Indenture dated as of January 17, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(64) | ||
(d)(109) | Form of
5.625% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(108))(64) | ||
(d)(110) | Forty-Seventh Supplemental Indenture dated as of January 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(65) | ||
(d)(111) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(110))(65) | ||
(d)(112) | Forty-Eighth Supplemental Indenture dated as of January 25, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(65) |
Exhibit No. | Description | ||
(d)(113) | Form of
4.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(112))(65) | ||
(d)(114) | Forty-Ninth Supplemental Indenture dated as of January 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(65) | ||
(d)(115) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(114))(65) | ||
(d)(116) | Fiftieth Supplemental Indenture dated as of January 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(66) | ||
(d)(117) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(116))(66) | ||
(d)(118) | Fifty-First Supplemental Indenture dated as of January 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(66) | ||
(d)(119) | Form of
4.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(118))(66) | ||
(d)(120) | Fifty-Second Supplemental Indenture dated as of January 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(66) | ||
(d)(121) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(120))(66) | ||
(d)(122) | Fifty-Third Supplemental Indenture dated as of February 7, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(67) | ||
(d)(123) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(122))(67) | ||
(d)(124) | Fifty-Fourth Supplemental Indenture dated as of February 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(67) | ||
(d)(125) | Form of
4.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(124))(67) | ||
Exhibit No. | Description | ||
(d)(126) | Fifty-Fifth
Supplemental Indenture dated as of February 7, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(67) | ||
(d)(127) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(126))(67) | ||
(d)(128) | Fifty-Sixth Supplemental Indenture dated as of February 22, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(69) | ||
(d)(129) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(128))(69) | ||
(d)(130) | Fifty-Seventh Supplemental Indenture dated as of February 22, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(69) | ||
(d)(131) | Form of
4.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(130))(69) | ||
(d)(132) | Fifty-Eighth Supplemental Indenture dated as of February 22, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(69) | ||
(d)(133) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(132))(69) | ||
(d)(134) | Fifty-Ninth Supplemental Indenture dated as of February 28, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(70) | ||
(d)(135) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(134))(70) | ||
(d)(136) | Sixtieth Supplemental Indenture dated as of February 28, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(70) | ||
(d)(137) | Form of
4.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(136))(70) | ||
(d)(138) | Sixty-First Supplemental Indenture dated as of February 28, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(70) | ||
(d)(139) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(138))(70) |
Exhibit No. | Description | ||
(d)(140) | Sixty-Second
Supplemental Indenture dated as of March 7, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(71) | ||
(d)(141) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(140))(71) | ||
(d)(142) | Sixty-Third Supplemental Indenture dated as of March 7, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(71) | ||
(d)(143) | Form of
4.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(142))(71) | ||
(d)(144) | Sixty-Fourth Supplemental Indenture dated as of March 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(71) | ||
(d)(145) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(144))(71) | ||
(d)(146) | Sixty-Fifth Supplemental Indenture dated as of March 14, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(72) | ||
(d)(147) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(146))(72) | ||
(d)(148) | Sixty-Sixth Supplemental Indenture dated as of March 14, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(72) | ||
(d)(149) | Form of
4.125% to 6.000% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(148))(72) | ||
(d)(150) | Sixty-Seventh Supplemental Indenture dated as of March 14, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(72) | ||
(d)(151) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(150))(72) | ||
(d)(152) | Sixty-Eighth Supplemental Indenture dated as of March 14, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(72) |
Exhibit No. | Description | ||
(d)(153) | Form of
Floating Prospect Capital InterNote® due 2023 (included as part of Exhibit (d)(152))(72) | ||
(d)(154) | Supplemental Indenture dated as of March 15, 2013, to the Indenture dated
as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(73) | ||
(d)(155) | Form of
Global Note 5.875% Senior Note due 2023(74) | ||
(d)(156) | Sixty-Ninth Supplemental Indenture dated as of March 21, 2013, to the Indenture dated as of February 16, 2012, as
amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(77) | ||
(d)(157) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(156))(77) | ||
(d)(158) | Seventieth Supplemental Indenture dated as of March 21, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(77) | ||
(d)(159) | Form of
4.125% to 6.000% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(158))(77) | ||
(d)(160) | Seventy-First Supplemental Indenture dated as of March 21, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(77) | ||
(d)(161) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(160))(77) | ||
(d)(162) | Seventy-Second Supplemental Indenture dated as of March 21, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(77) | ||
(d)(163) | Form of
Floating Prospect Capital InterNote® due 2023 (included as part of Exhibit (d)(162))(77) | ||
(d)(164) | Seventy-Third Supplemental Indenture dated as of March 28, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(78) | ||
(d)(165) | Form of
4.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(164))(78) | ||
Exhibit No. | Description | ||
(d)(166) | Seventy-Fourth
Supplemental Indenture dated as of March 28, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(78) | ||
(d)(167) | Form of
4.125% to 6.000% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(166))(78) | ||
(d)(168) | Seventy-Fifth Supplemental Indenture dated as of March 28, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(78) | ||
(d)(169) | Form of
5.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(168))(78) | ||
(d)(170) | Seventy-Sixth Supplemental Indenture dated as of March 28, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(78) | ||
(d)(171) | Form of
Floating Prospect Capital InterNote® due 2023 (included as part of Exhibit (d)(170))(78) | ||
(d)(172) | Seventy-Seventh Supplemental Indenture dated as of April 4, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(79) | ||
(d)(173) | Form of
4.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(172))(79) | ||
(d)(174) | Seventy-Eighth Supplemental Indenture dated as of April 4, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(79) | ||
(d)(175) | Form of
4.625% to 6.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(174))(79) | ||
(d)(176) | Seventy-Ninth Supplemental Indenture dated as of April 4, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(79) | ||
(d)(177) | Form of
6.000% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d))(176)(79) | ||
(d)(178) | Eightieth Supplemental Indenture dated as of April 4, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(79) | ||
Exhibit No. | Description | ||
(d)(179) | Form of
Floating Prospect Capital InterNote® due 2023 (included as part of Exhibit (d)(178))(79) | ||
(d)(180) | Eighty-First Supplemental Indenture dated as of April 11, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(80) | ||
(d)(181) | Form of
4.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(180))(80) | ||
(d)(182) | Eighty-Second Supplemental Indenture dated as of April 11, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(80) | ||
(d)(183) | Form of
5.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(182))(80) | ||
(d)(184) | Eighty-Third Supplemental Indenture dated as of April 11, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(80) | ||
(d)(185) | Form of
6.000% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(184))(80) | ||
(d)(186) | Eighty-Fourth Supplemental Indenture dated as of April 11, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(80) | ||
(d)(187) | Form of
Floating Prospect Capital InterNote® due 2023 (included as part of Exhibit (d)(186))(80) | ||
(d)(188) | Eighty-Fifth Supplemental Indenture dated as of April 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(81) | ||
(d)(189) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(188))(81) | ||
(d)(190) | Eighty-Sixth Supplemental Indenture dated as of April 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(81) | ||
(d)(191) | Form of
5.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(190))(81) | ||
(d)(192) | Eighty-Seventh Supplemental Indenture dated as of April 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(81) |
Exhibit No. | Description | ||
(d)(193) | Form of
6.000% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(192))(81) | ||
(d)(194) | Eighty-Eighth Supplemental Indenture dated as of April 25, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(82) | ||
(d)(195) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(194))(82) | ||
(d)(196) | Eighty-Ninth Supplemental Indenture dated as of April 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(82) | ||
(d)(197) | Form of
5.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(196))(82) | ||
(d)(198) | Ninetieth Supplemental Indenture dated as of April 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(82) | ||
(d)(199) | Form of
6.000% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(198))(82) | ||
(d)(200) | Ninety-First Supplemental Indenture dated as of May 2, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(83) | ||
(d)(201) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(200))(83) | ||
(d)(202) | Ninety-Second Supplemental Indenture dated as of May 2, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(83) | ||
(d)(203) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(202))(83) | ||
(d)(204) | Ninety-Third Supplemental Indenture dated as of May 2, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(83) | ||
(d)(205) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(204))(83) | ||
Exhibit No. | Description | ||
(d)(206) | Ninety-Fourth
Supplemental Indenture dated as of May 9, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(85) | ||
(d)(207) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(206))(85) | ||
(d)(208) | Ninety-Fifth Supplemental Indenture dated as of May 9, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(85) | ||
(d)(209) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(208))(85) | ||
(d)(210) | Ninety-Sixth Supplemental Indenture dated as of May 9, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(85) | ||
(d)(211) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(210))(85) | ||
(d)(212) | Ninety-Seventh Supplemental Indenture dated as of May 23, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(86) | ||
(d)(213) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(212))(86) | ||
(d)(214) | Ninety-Eighth Supplemental Indenture dated as of May 23, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(86) | ||
(d)(215) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(214))(86) | ||
(d)(216) | Ninety-Ninth Supplemental Indenture dated as of May 23, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(86) | ||
(d)(217) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(216))(86) | ||
(d)(218) | One Hundredth Supplemental Indenture dated as of May 23, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(86) | ||
Exhibit No. | Description | ||
(d)(219) | Form of
5.000% to 7.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(218))(86) | ||
(d)(220) | One Hundred-First Supplemental Indenture dated as of May 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(87) | ||
(d)(221) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(220))(87) | ||
(d)(222) | One Hundred-Second Supplemental Indenture dated as of May 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(87) | ||
(d)(223) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(222))(87) | ||
(d)(224) | One Hundred-Third Supplemental Indenture dated as of May 31, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(87) | ||
(d)(225) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(224))(87) | ||
(d)(226) | One Hundred-Fourth Supplemental Indenture dated as of June 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(88) | ||
(d)(227) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(226))(88) | ||
(d)(228) | One Hundred-Fifth Supplemental Indenture dated as of June 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(88) | ||
(d)(229) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(228))(88) | ||
(d)(230) | One Hundred-Sixth Supplemental Indenture dated as of June 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(88) | ||
(d)(231) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(230))(88) | ||
Exhibit No. | Description | ||
(d)(232) | One
Hundred-Seventh Supplemental Indenture dated as of June 6, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(88) | ||
(d)(233) | Form of
5.000% to 7.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(232))(88) | ||
(d)(234) | One Hundred-Eighth Supplemental Indenture dated as of June 13, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(89) | ||
(d)(235) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(234))(89) | ||
(d)(236) | One Hundred-Ninth Supplemental Indenture dated as of June 13, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(89) | ||
(d)(237) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(236))(89) | ||
(d)(238) | One Hundred-Tenth Supplemental Indenture dated as of June 13, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(89) | ||
(d)(239) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(238))(89) | ||
(d)(240) | One Hundred-Eleventh Supplemental Indenture dated as of June 20, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(90) | ||
(d)(241) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(240))(90) | ||
(d)(242) | One Hundred-Twelfth Supplemental Indenture dated as of June 20, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(90) | ||
(d)(243) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(242))(90) | ||
(d)(244) | One Hundred-Thirteenth Supplemental Indenture dated as of June 20, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(90) | ||
Exhibit No. | Description | ||
(d)(245) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(244))(90) | ||
(d)(246) | One Hundred-Fourteenth Supplemental Indenture dated as of June 27, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(91) | ||
(d)(247) | Form of
5.250% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(246))(91) | ||
(d)(248) | One Hundred-Fifteenth Supplemental Indenture dated as of June 27, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(91) | ||
(d)(249) | Form of
6.000% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(248))(91) | ||
(d)(250) | One Hundred-Sixteenth Supplemental Indenture dated as of June 27, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(91) | ||
(d)(251) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(250))(91) | ||
(d)(252) | One Hundred-Seventeenth Supplemental Indenture dated as of July 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(92) | ||
(d)(253) | Form of
4.750% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(252))(92) | ||
(d)(254) | One Hundred-Eighteenth Supplemental Indenture dated as of July 5, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(92) | ||
(d)(255) | Form of
5.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(254))(92) | ||
(d)(256) | One Hundred-Nineteenth Supplemental Indenture dated as of July 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(92) | ||
(d)(257) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(256))(92) | ||
(d)(258) | One Hundred-Twentieth Supplemental Indenture dated as of July 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(92) |
Exhibit No. | Description | ||
(d)(259) | Form of
6.750% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(258))(92) | ||
(d)(260) | One Hundred Twenty-First Supplemental Indenture dated as of July 11, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(93) | ||
(d)(261) | Form of
4.750% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(260))(93) | ||
(d)(262) | One Hundred Twenty-Second Supplemental Indenture dated as of July 11, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(93) | ||
(d)(263) | Form of
5.500% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(262))(93) | ||
(d)(264) | One Hundred Twenty-Third Supplemental Indenture dated as of July 11, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(93) | ||
(d)(265) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(264))(93) | ||
(d)(266) | One Hundred Twenty-Fourth Supplemental Indenture dated as of July 11, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(93) | ||
(d)(267) | Form of
6.750% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(266))(93) | ||
(d)(268) | One Hundred Twenty-Fifth Supplemental Indenture dated as of July 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(94) | ||
(d)(269) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(268))(94) | ||
(d)(270) | One Hundred Twenty-Sixth Supplemental Indenture dated as of July 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(94) | ||
(d)(271) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(270))(94) | ||
Exhibit No. | Description | ||
(d)(272) | One
Hundred Twenty-Seventh Supplemental Indenture dated as of July 18, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(94) | ||
(d)(273) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(272))(94) | ||
(d)(274) | One Hundred Twenty-Eighth Supplemental Indenture dated as of July 18, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(94) | ||
(d)(275) | Form of
6.750% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(274))(94) | ||
(d)(276) | One Hundred Twenty-Ninth Supplemental Indenture dated as of July 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(95) | ||
(d)(277) | Form of
5.000% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(276))(95) | ||
(d)(278) | One Hundred Thirtieth Supplemental Indenture dated as of July 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(95) | ||
(d)(279) | Form of
5.750% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(278))(95) | ||
(d)(280) | One Hundred Thirty-First Supplemental Indenture dated as of July 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(95) | ||
(d)(281) | Form of
6.250% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(280))(95) | ||
(d)(282) | One Hundred Thirty-Second Supplemental Indenture dated as of July 25, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(95) | ||
(d)(283) | Form of
6.750% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(282))(95) | ||
(d)(284) | One Hundred Thirty-Third Supplemental Indenture dated as of August 1, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(96) | ||
(d)(285) | Form of
5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(284))(96) |
Exhibit No. | Description | ||
(d)(286) | One
Hundred Thirty-Fourth Supplemental Indenture dated as of August 1, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(96) | ||
(d)(287) | Form of
5.750% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(286))(96) | ||
(d)(288) | One Hundred Thirty-Fifth Supplemental Indenture dated as of August 1, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(96) | ||
(d)(289) | Form of
6.125% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(288))(96) | ||
(d)(290) | One Hundred Thirty-Sixth Supplemental Indenture dated as of August 1, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(96) | ||
(d)(291) | Form of
6.625% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(290))(96) | ||
(d)(292) | One Hundred Thirty-Seventh Supplemental Indenture dated as of August 8, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(97) | ||
(d)(293) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(292))(97) | ||
(d)(294) | One Hundred Thirty-Eighth Supplemental Indenture dated as of August 8, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(97) | ||
(d)(295) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(294))(97) | ||
(d)(296) | One Hundred Thirty-Ninth Supplemental Indenture dated as of August 8, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(97) | ||
(d)(297) | Form of
6.000% Prospect Capital InterNote® due 2031 (included as part of Exhibit (d)(296))(97) | ||
(d)(298) | One Hundred Fortieth Supplemental Indenture dated as of August 8, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(97) | ||
Exhibit No. | Description | ||
(d)(299) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(298))(97) | ||
(d)(300) | One Hundred Forty-First Supplemental Indenture dated as of August 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(98) | ||
(d)(301) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(300))(98) | ||
(d)(302) | One Hundred Forty-Second Supplemental Indenture dated as of August 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(98) | ||
(d)(303) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(302))(98) | ||
(d)(304) | One Hundred Forty-Third Supplemental Indenture dated as of August 15, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(98) | ||
(d)(305) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(304))(98) | ||
(d)(306) | One Hundred Forty-Fourth Supplemental Indenture dated as of August 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(98) | ||
(d)(307) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(306))(98) | ||
(d)(308) | One Hundred Forty-Fifth Supplemental Indenture dated as of August 22, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(99) | ||
(d)(309) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(308))(99) | ||
(d)(310) | One Hundred Forty-Sixth Supplemental Indenture dated as of August 22, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(99) | ||
(d)(311) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(310))(99) | ||
(d)(312) | One Hundred Forty-Seventh Supplemental Indenture dated as of August 22, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(99) |
Exhibit No. | Description | ||
(d)(313) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(312))(99) | ||
(d)(314) | One Hundred Forty-Eighth Supplemental Indenture dated as of August 22, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(99) | ||
(d)(315) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(314))(99) | ||
(d)(316) | One Hundred Forty-Ninth Supplemental Indenture dated as of September 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(101) | ||
(d)(317) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(316))(101) | ||
(d)(318) | One Hundred Fiftieth Supplemental Indenture dated as of September 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(101) | ||
(d)(319) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(318))(101) | ||
(d)(320) | One Hundred Fifty-First Supplemental Indenture dated as of September 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(101) | ||
(d)(321) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(320))(101) | ||
(d)(322) | One Hundred Fifty-Second Supplemental Indenture dated as of September 6, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(101) | ||
(d)(323) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(322))(101) | ||
(d)(324) | One Hundred Fifty-Third Supplemental Indenture dated as of September 12, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(102) | ||
(d)(325) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(324))(102) | ||
Exhibit No. | Description | ||
(d)(326) | One
Hundred Fifty-Fourth Supplemental Indenture dated as of September 12, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(102) | ||
(d)(327) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(326))(102) | ||
(d)(328) | One Hundred Fifty-Fifth Supplemental Indenture dated as of September 12, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(102) | ||
(d)(329) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(328))(102) | ||
(d)(330) | One Hundred Fifty-Sixth Supplemental Indenture dated as of September 12, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(102) | ||
(d)(331) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(330))(102) | ||
(d)(332) | One Hundred Fifty-Seventh Supplemental Indenture dated as of September 19, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(103) | ||
(d)(333) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(332))(103) | ||
(d)(334) | One Hundred Fifty-Eighth Supplemental Indenture dated as of September 19, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(103) | ||
(d)(335) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(334))(103) | ||
(d)(336) | One Hundred Fifty-Ninth Supplemental Indenture dated as of September 19, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(103) | ||
(d)(337) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(336))(103) | ||
(d)(338) | One Hundred Sixtieth Supplemental Indenture dated as of September 19, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(103) | ||
(d)(339) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(338))(103) |
Exhibit No. | Description | ||
(d)(340) | One
Hundred Sixty-First Supplemental Indenture dated as of September 26, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(104) | ||
(d)(341) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(340))(104) | ||
(d)(342) | One Hundred Sixty-Second Supplemental Indenture dated as of September 26, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(104) | ||
(d)(343) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(342))(104) | ||
(d)(344) | One Hundred Sixty-Third Supplemental Indenture dated as of September 26, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(104) | ||
(d)(345) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(344))(104) | ||
(d)(346) | One Hundred Sixty-Fourth Supplemental Indenture dated as of September 26, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(104) | ||
(d)(347) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(346))(104) | ||
(d)(348) | One Hundred Sixty-Fifth Supplemental Indenture dated as of October 3, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(105) | ||
(d)(349) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(348))(105) | ||
(d)(350) | One Hundred Sixty-Sixth Supplemental Indenture dated as of October 3, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(105) | ||
(d)(351) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(350))(105) | ||
(d)(352) | One Hundred Sixty-Seventh Supplemental Indenture dated as of October 3, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(105) | ||
Exhibit No. | Description | ||
(d)(353) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(352))(105) | ||
(d)(354) | One Hundred Sixty-Eighth Supplemental Indenture dated as of October 3, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(105) | ||
(d)(355) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(354))(105) | ||
(d)(356) | One Hundred Sixty-Ninth Supplemental Indenture dated as of October 10, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(106) | ||
(d)(357) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(356))(106) | ||
(d)(358) | One Hundred Seventieth Supplemental Indenture dated as of October 10, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(106) | ||
(d)(359) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(358))(106) | ||
(d)(360) | One Hundred Seventy-First Supplemental Indenture dated as of October 10, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(106) | ||
(d)(361) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(360))(106) | ||
(d)(362) | One Hundred Seventy-Second Supplemental Indenture dated as of October 10, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(106) | ||
(d)(363) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(362))(106) | ||
(d)(364) | One Hundred Seventy-Third Supplemental Indenture dated as of October 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(109) | ||
(d)(365) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(364))(109) | ||
(d)(366) | One Hundred Seventy-Fourth Supplemental Indenture dated as of October 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(109) | ||
(d)(367) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(366))(109) |
Exhibit No. | Description | ||
(d)(368) | One
Hundred Seventy-Fifth Supplemental Indenture dated as of October 18, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(109) | ||
(d)(369) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(368))(109) | ||
(d)(370) | One Hundred Seventy-Sixth Supplemental Indenture dated as of October 18, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(109) | ||
(d)(371) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(370))(109) | ||
(d)(372) | One Hundred Seventy-Seventh Supplemental Indenture dated as of October 24, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(110) | ||
(d)(373) | Form of
4.000% Prospect Capital InterNote® due 2016 (included as part of Exhibit (d)(372))(110) | ||
(d)(374) | One Hundred Seventy-Eighth Supplemental Indenture dated as of October 24, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(110) | ||
(d)(375) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(374))(110) | ||
(d)(376) | One Hundred Seventy-Ninth Supplemental Indenture dated as of October 24, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(110) | ||
(d)(377) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(376))(110) | ||
(d)(378) | One Hundred Eightieth Supplemental Indenture dated as of October 24, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(110) | ||
(d)(379) | Form of
6.000% Prospect Capital InterNote® due 2033 (included as part of Exhibit (d)(378))(110) | ||
(d)(380) | One Hundred Eighty-First Supplemental Indenture dated as of October 24, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(110) | ||
Exhibit No. | Description | ||
(d)(381) | Form of
6.500% Prospect Capital InterNote® due 2043 (included as part of Exhibit (d)(380))(110) | ||
(d)(382) | One Hundred Eighty-Second Supplemental Indenture dated as of October 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(111) | ||
(d)(383) | Form of
4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(382))(111) | ||
(d)(384) | One Hundred Eighty-Third Supplemental Indenture dated as of October 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(111) | ||
(d)(385) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(384))(111) | ||
(d)(386) | One Hundred Eighty-Fourth Supplemental Indenture dated as of October 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(111) | ||
(d)(387) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(386))(111) | ||
(d)(388) | One Hundred Eighty-Fifth Supplemental Indenture dated as of October 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(111) | ||
(d)(389) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(388))(111) | ||
(d)(390) | One Hundred Eighty-Sixth Supplemental Indenture dated as of October 31, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(111) | ||
(d)(391) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(390))(111) | ||
(d)(392) | One Hundred Eighty-Seventh Supplemental Indenture dated as of November 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(113) | ||
(d)(393) | Form of
4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(392))(113) | ||
(d)(394) | One Hundred Eighty-Eighth Supplemental Indenture dated as of November 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(113) |
Exhibit No. | Description | ||
(d)(395) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(394))(113) | ||
(d)(396) | One Hundred Eighty-Ninth Supplemental Indenture dated as of November 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(113) | ||
(d)(397) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(396))(113) | ||
(d)(398) | One Hundred Ninetieth Supplemental Indenture dated as of November 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(113) | ||
(d)(399) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(398))(113) | ||
(d)(400) | One Hundred Ninety-First Supplemental Indenture dated as of November 7, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(113) | ||
(d)(401) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(400))(113) | ||
(d)(402) | One Hundred Ninety-Second Supplemental Indenture dated as of November 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(114) | ||
(d)(403) | Form of
4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(402))(114) | ||
(d)(404) | One Hundred Ninety-Third Supplemental Indenture dated as of November 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(114) | ||
(d)(405) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(404))(114) | ||
(d)(406) | One Hundred Ninety-Fourth Supplemental Indenture dated as of November 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(114) | ||
(d)(407) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(406))(114) | ||
Exhibit No. | Description | ||
(d)(408) | One
Hundred Ninety-Fifth Supplemental Indenture dated as of November 15, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(114) | ||
(d)(409) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(408))(114) | ||
(d)(410) | One Hundred Ninety-Sixth Supplemental Indenture dated as of November 15, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(114) | ||
(d)(411) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(410))(114) | ||
(d)(412) | One Hundred Ninety-Seventh Supplemental Indenture dated as of November 21, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(115) | ||
(d)(413) | Form of
4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(412))(115) | ||
(d)(414) | One Hundred Ninety-Eighth Supplemental Indenture dated as of November 21, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(115) | ||
(d)(415) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(414))(115) | ||
(d)(416) | One Hundred Ninety-Ninth Supplemental Indenture dated as of November 21, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(115) | ||
(d)(417) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(416))(115) | ||
(d)(418) | Two Hundredth Supplemental Indenture dated as of November 21, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(115) | ||
(d)(419) | Form of
6.000% Prospect Capital InterNote® due 2028 (included as part of Exhibit (d)(418))(115) | ||
(d)(420) | Two Hundred First Supplemental Indenture dated as of November 21, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(115) | ||
(d)(421) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(420))(115) |
Exhibit No. | Description | ||
(d)(422) | Two
Hundred Second Supplemental Indenture dated as of November 29, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(116) | ||
(d)(423) | Form of
4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(422))(116) | ||
(d)(424) | Two Hundred Third Supplemental Indenture dated as of November 29, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(116) | ||
(d)(425) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(424))(116) | ||
(d)(426) | Two Hundred Fourth Supplemental Indenture dated as of November 29, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(116) | ||
(d)(427) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(426))(116) | ||
(d)(428) | Two Hundred Fifth Supplemental Indenture dated as of November 29, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(116) | ||
(d)(429) | Form of
6.000% Prospect Capital InterNote® due 2025 (included as part of Exhibit (d)(428))(116) | ||
(d)(430) | Two Hundred Sixth Supplemental Indenture dated as of November 29, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(116) | ||
(d)(431) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(430))(116) | ||
(d)(432) | Two Hundred Seventh Supplemental Indenture dated as of December 5, 2013, to the Indenture dated as of February
16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(117) | ||
(d)(433) | Form
of 4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(432))(117) | ||
(d)(434) | Two Hundred Eighth Supplemental Indenture dated as of December 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(117) | ||
Exhibit No. | Description | ||
(d)(435) | Form
of 5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(434))(117) | ||
(d)(436) | Two Hundred Ninth Supplemental Indenture dated as of December 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(117) | ||
(d)(437) | Form
of 5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(436))(117) | ||
(d)(438) | Two Hundred Tenth Supplemental Indenture dated as of December 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(117) | ||
(d)(439) | Form
of 6.000% Prospect Capital InterNote® due 2025 (included as part of Exhibit (d)(438))(117) | ||
(d)(440) | Two Hundred Eleventh Supplemental Indenture dated as of December 5, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(117) | ||
(d)(441) | Form
of 6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(440))(117) | ||
(d)(442) | Two Hundred Twelfth Supplemental Indenture dated as of December 12, 2013, to the Indenture
dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(118) | ||
(d)(443) | Form of
4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(442))(118) | ||
(d)(444) | Two Hundred Thirteenth Supplemental Indenture dated as of December 12, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(118) | ||
(d)(445) | Form of
5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(444))(118) | ||
(d)(446) | Two Hundred Fourteenth Supplemental Indenture dated as of December 12, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(118) | ||
(d)(447) | Form of
5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(446))(118) | ||
(d)(448) | Two Hundred Fifteenth Supplemental Indenture dated as of December 12, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(118) |
Exhibit No. | Description | ||
(d)(449) | Form of
6.000% Prospect Capital InterNote® due 2025 (included as part of Exhibit (d)(448))(118) | ||
(d)(450) | Two Hundred Sixteenth Supplemental Indenture dated as of December 12, 2013, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(118) | ||
(d)(451) | Form of
6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(450))(118) | ||
(d)(452) | Two Hundred Seventeenth Supplemental Indenture dated as of December 19, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(119) | ||
(d)(453) | Form
of 4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(452))(119) | ||
(d)(454) | Two Hundred Eighteenth Supplemental Indenture dated as of December 19, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(119) | ||
(d)(455) | Form
of 5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(454))(119) | ||
(d)(456) | Two Hundred Nineteenth Supplemental Indenture dated as of December 19, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(119) | ||
(d)(457) | Form
of 5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(456))(119) | ||
(d)(458) | Two Hundred Twentieth Supplemental Indenture dated as of December 19, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(119) | ||
(d)(459) | Form
of 6.000% Prospect Capital InterNote® due 2025 (included as part of Exhibit (d)(458))(119) | ||
(d)(460) | Two Hundred Twenty-First Supplemental Indenture dated as of December 19, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(119) | ||
(d)(461) | Form
of 6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(460))(119) | ||
Exhibit No. | Description | ||
(d)(462) | Two
Hundred Twenty-Second Supplemental Indenture dated as of December 27, 2013, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(120) | ||
(d)(463) | Form
of 4.000% Prospect Capital InterNote® due 2017 (included as part of Exhibit (d)(462))(120) | ||
(d)(464) | Two Hundred Twenty-Third Supplemental Indenture dated as of December 27, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(120) | ||
(d)(465) | Form
of 5.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(464))(120) | ||
(d)(466) | Two Hundred Twenty-Fourth Supplemental Indenture dated as of December 27, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(120) | ||
(d)(467) | Form
of 5.500% Prospect Capital InterNote® due 2020 (included as part of Exhibit (d)(466))(120) | ||
(d)(468) | Two Hundred Twenty-Fifth Supplemental Indenture dated as of December 27, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(120) | ||
(d)(469) | Form
of 6.000% Prospect Capital InterNote® due 2025 (included as part of Exhibit (d)(468))(120) | ||
(d)(470) | Two Hundred Twenty-Sixth Supplemental Indenture dated as of December 27, 2013, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(120) | ||
(d)(471) | Form
of 6.500% Prospect Capital InterNote® due 2038 (included as part of Exhibit (d)(470))(120) | ||
(d)(472) | Two Hundred Twenty-Seventh Supplemental Indenture dated as of January 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(121) | ||
(d)(473) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(472))(121) | ||
(d)(474) | Two Hundred Twenty-Eighth Supplemental Indenture dated as of January 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(121) | ||
(d)(475) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(474))(121) |
Exhibit No. | Description | ||
(d)(476) | Two
Hundred Twenty-Ninth Supplemental Indenture dated as of January 3, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(121) | ||
(d)(477) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(476))(121) | ||
(d)(478) | Two Hundred Thirtieth Supplemental Indenture dated as of January 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(121) | ||
(d)(479) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(478))(121) | ||
(d)(480) | Two Hundred Thirty-First Supplemental Indenture dated as of January 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(121) | ||
(d)(481) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(480))(121) | ||
(d)(482) | Two Hundred Thirty-Second Supplemental Indenture dated as of January 9, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(122) | ||
(d)(483) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(482))(122) | ||
(d)(484) | Two Hundred Thirty-Third Supplemental Indenture dated as of January 9, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(122) | ||
(d)(485) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(484))(122) | ||
(d)(486) | Two Hundred Thirty-Fourth Supplemental Indenture dated as of January 9, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(122) | ||
(d)(487) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(486))(122) | ||
(d)(488) | Two Hundred Thirty-Fifth Supplemental Indenture dated as of January 9, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(122) | ||
Exhibit No. | Description | ||
(d)(489) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(488))(122) | ||
(d)(490) | Two Hundred Thirty-Sixth Supplemental Indenture dated as of January 9, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(122) | ||
(d)(491) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(490))(122) | ||
(d)(492) | Two Hundred Thirty-Seventh Supplemental Indenture dated as of January 16, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(123) | ||
(d)(493) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(492))(123) | ||
(d)(494) | Two Hundred Thirty-Eighth Supplemental Indenture dated as of January 16, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(123) | ||
(d)(495) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(494))(123) | ||
(d)(496) | Two Hundred Thirty-Ninth Supplemental Indenture dated as of January 16, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(123) | ||
(d)(497) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(496))(123) | ||
(d)(498) | Two Hundred Fortieth Supplemental Indenture dated as of January 16, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(123) | ||
(d)(499) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(498))(123) | ||
(d)(500) | Two Hundred Forty-First Supplemental Indenture dated as of January 16, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(123) | ||
(d)(501) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(500))(123) | ||
(d)(502) | Two Hundred Forty-Second Supplemental Indenture dated as of January 24, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(124) |
Exhibit No. | Description | ||
(d)(503) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(502))(124) | ||
(d)(504) | Two Hundred Forty-Third Supplemental Indenture dated as of January 24, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(124) | ||
(d)(505) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(504))(124) | ||
(d)(506) | Two Hundred Forty-Fourth Supplemental Indenture dated as of January 24, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(124) | ||
(d)(507) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(506))(124) | ||
(d)(508) | Two Hundred Forty-Fifth Supplemental Indenture dated as of January 24, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(124) | ||
(d)(509) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(508))(124) | ||
(d)(510) | Two Hundred Forty-Sixth Supplemental Indenture dated as of January 24, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(124) | ||
(d)(511) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(510))(124) | ||
(d)(512) | Two Hundred Forty-Seventh Supplemental Indenture dated as of January 30, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(125) | ||
(d)(513) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(512))(125) | ||
(d)(514) | Two Hundred Forty-Eighth Supplemental Indenture dated as of January 30, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(125) | ||
(d)(515) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(514))(125) | ||
Exhibit No. | Description | ||
(d)(516) | Two
Hundred Forty-Ninth Supplemental Indenture dated as of January 30, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(125) | ||
(d)(517) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(516))(125) | ||
(d)(518) | Two Hundred Fiftieth Supplemental Indenture dated as of January 30, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(125) | ||
(d)(519) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(518))(125) | ||
(d)(520) | Two Hundred Fifty-First Supplemental Indenture dated as of January 30, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(125) | ||
(d)(521) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(520))(125) | ||
(d)(522) | Two Hundred Fifty-Second Supplemental Indenture dated as of February 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(126) | ||
(d)(523) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(522))(126) | ||
(d)(524) | Two Hundred Fifty-Third Supplemental Indenture dated as of February 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(126) | ||
(d)(525) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(524))(126) | ||
(d)(526) | Two Hundred Fifty-Fourth Supplemental Indenture dated as of February 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(126) | ||
(d)(527) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(526))(126) | ||
(d)(528) | Two Hundred Fifty-Fifth Supplemental Indenture dated as of February 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(126) | ||
(d)(529) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(528))(126) |
Exhibit No. | Description | ||
(d)(530) | Two
Hundred Fifty-Sixth Supplemental Indenture dated as of February 6, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(126) | ||
(d)(531) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(530))(126) | ||
(d)(532) | Two Hundred Fifty-Seventh Supplemental Indenture dated as of February 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(127) | ||
(d)(533) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(532))(127) | ||
(d)(534) | Two Hundred Fifty-Eighth Supplemental Indenture dated as of February 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(127) | ||
(d)(535) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(534))(127) | ||
(d)(536) | Two Hundred Fifty-Ninth Supplemental Indenture dated as of February 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(127) | ||
(d)(537) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(536))(127) | ||
(d)(538) | Two Hundred Sixtieth Supplemental Indenture dated as of February 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(127) | ||
(d)(539) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(538))(127) | ||
(d)(540) | Two Hundred Sixty-First Supplemental Indenture dated as of February 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(127) | ||
(d)(541) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(540))(127) | ||
(d)(542) | Two Hundred Sixty-Seventh Supplemental Indenture dated as of February 19, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(128) | ||
Exhibit No. | Description | ||
(d)(543) | Form
of 4.75% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(542))(128) | ||
(d)(544) | Two Hundred Sixty-Second Supplemental Indenture dated as of February 21, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(129) | ||
(d)(545) | Form
of 4.000% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(544))(129) | ||
(d)(546) | Two Hundred Sixty-Third Supplemental Indenture dated as of February 21, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(129) | ||
(d)(547) | Form
of 5.000% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(546))(129) | ||
(d)(548) | Two Hundred Sixty-Fourth Supplemental Indenture dated as of February 21, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(129) | ||
(d)(549) | Form
of 5.500% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(548))(129) | ||
(d)(550) | Two Hundred Sixty-Fifth Supplemental Indenture dated as of February 21, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(129) | ||
(d)(551) | Form
of 6.000% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(550))(129) | ||
(d)(552) | Two Hundred Sixty-Sixth Supplemental Indenture dated as of February 21, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(129) | ||
(d)(553) | Form
of 6.500% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(552))(129) | ||
(d)(554) | Two Hundred Sixty-Eighth Supplemental Indenture dated as of February 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(130) | ||
(d)(555) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(554))(130) | ||
(d)(556) | Two Hundred Sixty-Ninth Supplemental Indenture dated as of February 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(130) |
Exhibit No. | Description | ||
(d)(557) | Form
of 4.750% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(556))(130) | ||
(d)(558) | Two Hundred Seventieth Supplemental Indenture dated as of February 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(130) | ||
(d)(559) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(558))(130) | ||
(d)(560) | Two Hundred Seventy-First Supplemental Indenture dated as of February 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(130) | ||
(d)(561) | Form
of 5.750% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(560))(130) | ||
(d)(562) | Two Hundred Seventy-Second Supplemental Indenture dated as of February 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(130) | ||
(d)(563) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(562))(130) | ||
(d)(564) | Two Hundred Seventy-Third Supplemental Indenture dated as March 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(131) | ||
(d)(565) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(564))(131) | ||
(d)(566) | Two Hundred Seventy-Fourth Supplemental Indenture dated as of March 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(131) | ||
(d)(567) | Form
of 4.750% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(566))(131) | ||
(d)(568) | Two Hundred Seventy-Fifth Supplemental Indenture dated as of March 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(131) | ||
(d)(569) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(568))(131) | ||
Exhibit No. | Description | ||
(d)(570) | Two
Hundred Seventy-Sixth Supplemental Indenture dated as of March 6, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(131) | ||
(d)(571) | Form
of 5.750% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(570))(131) | ||
(d)(572) | Two Hundred Seventy-Seventh Supplemental Indenture dated as of March 6, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(131) | ||
(d)(573) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(572))(131) | ||
(d)(574) | Supplement No. 1 to the Two Hundred Sixty-Seventh Supplemental Indenture dated as of March 11, 2014, to the Indenture dated as of February
16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(132) | ||
(d)(575) | Form
of 4.75% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(574))(132) | ||
(d)(576) | Two Hundred Seventy-Eighth Supplemental Indenture dated as March 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(133) | ||
(d)(577) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(576))(133) | ||
(d)(578) | Two Hundred Seventy-Ninth Supplemental Indenture dated as of March 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(133) | ||
(d)(579) | Form
of 4.750% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(578))(133) | ||
(d)(580) | Two Hundred Eightieth Supplemental Indenture dated as of March 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(133) | ||
(d)(581) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(580))(133) | ||
(d)(582) | Two Hundred Eighty-First Supplemental Indenture dated as of March 13, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(133) | ||
(d)(583) | Form
of 5.750% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(582))(133) |
Exhibit No. | Description | ||
(d)(584) | Two
Hundred Eighty-Second Supplemental Indenture dated as of March 13, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(133) | ||
(d)(585) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(584))(133) | ||
(d)(586) | Two Hundred Eighty-Fourth Supplemental Indenture dated as March 20, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(134) | ||
(d)(587) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(586))(134) | ||
(d)(588) | Two Hundred Eighty-Fifth Supplemental Indenture dated as of March 20, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(134) | ||
(d)(589) | Form
of 4.750% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(588))(134) | ||
(d)(590) | Two Hundred Eighty-Sixth Supplemental Indenture dated as of March 20, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(134) | ||
(d)(591) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(590))(134) | ||
(d)(592) | Two Hundred Eighty-Seventh Supplemental Indenture dated as of March 20, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(134) | ||
(d)(593) | Form
of 5.750% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(592))(134) | ||
(d)(594) | Two Hundred Eighty-Eighth Supplemental Indenture dated as of March 20, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(134) | ||
(d)(595) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(594))(134) | ||
(d)(596) | Two Hundred Eighty-Ninth Supplemental Indenture dated as March 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(135) | ||
Exhibit No. | Description | ||
(d)(597) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(596))(135) | ||
(d)(598) | Two Hundred Ninetieth Supplemental Indenture dated as of March 20, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(135) | ||
(d)(599) | Form
of 4.750% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(598))(135) | ||
(d)(600) | Two Hundred Ninety-First Supplemental Indenture dated as of March 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(135) | ||
(d)(601) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(600))(135) | ||
(d)(602) | Two Hundred Ninety-Second Supplemental Indenture dated as of March 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(135) | ||
(d)(603) | Form
of 5.750% Prospect Capital InterNote® due 2026 (included as part of Exhibit (d)(602))(135) | ||
(d)(604) | Two Hundred Ninety-Third Supplemental Indenture dated as of March 27, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(135) | ||
(d)(605) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(604))(135) | ||
(d)(606) | Two Hundred Ninety-Fourth Supplemental Indenture dated as of April 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(136) | ||
(d)(607) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(606))(136) | ||
(d)(608) | Two Hundred Ninety-Fifth Supplemental Indenture dated as of April 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(136) | ||
(d)(609) | Form
of 4.500% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(608))(136) | ||
(d)(610) | Two Hundred Ninety-Sixth Supplemental Indenture dated as of April 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(136) |
Exhibit No. | Description | ||
(d)(611) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(610))(136) | ||
(d)(612) | Two Hundred Ninety-Seventh Supplemental Indenture dated as of April 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(136) | ||
(d)(613) | Form
of 5.750% Prospect Capital InterNote® due 2024 (included as part of Exhibit (d)(612))(136) | ||
(d)(614) | Two Hundred Ninety-Eighth Supplemental Indenture dated as of April 3, 2014, to the Indenture dated as of February 16, 2012,
as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(136) | ||
(d)(615) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(614))(136) | ||
(d)(616) | Supplemental Indenture dated as of April 7, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain
Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(137) | ||
(d)(617) | Form
of 5.000% Senior Notes due 2019 (included as part of Exhibit (d)(616))(137) | ||
(d)(618) | Two Hundred Ninety-Ninth Supplemental Indenture dated as of April 10, 2014, to the Indenture dated as of February 16, 2012, as amended by
that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(138) | ||
(d)(619) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(618))(138) | ||
(d)(620) | Three Hundredth Supplemental Indenture dated as of April 10, 2014, to the Indenture dated as of February 16, 2012, as amended
by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(138) | ||
(d)(621) | Form
of 4.250% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(620))(138) | ||
(d)(622) | Three Hundred First Supplemental Indenture dated as of April 10, 2014, to the Indenture dated as of February 16, 2012, as
amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(138) | ||
(d)(623) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(622))(138) | ||
Exhibit No. | Description | ||
(d)(624) | Three
Hundred Second Supplemental Indenture dated as of April 10, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(138) | ||
(d)(625) | Form
of 5.750% Prospect Capital InterNote® due 2024 (included as part of Exhibit (d)(624))(138) | ||
(d)(626) | Three Hundred Third Supplemental Indenture dated as of April 10, 2014, to the Indenture dated as of February 16, 2012, as
amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee(138) | ||
(d)(627) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(626))(138) | ||
(d)(628) | Indenture dated as of April 11, 2014, by and between Prospect Capital Corporation and American Stock Transfer & Trust Company, as Trustee(139) | ||
(d)(629) | Form
of Global Note of 4.75% Senior Convertible Notes Due 2020 (included as part of Exhibit (d)(628))(139) | ||
(d)(630) | Three Hundred Fourth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16,
2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | ||
(d)(631) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(630))† | ||
(d)(632) | Three Hundred Fifth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended
by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | ||
(d)(633) | Form
of 4.250% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(632))† | ||
(d)(634) | Three Hundred Sixth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended
by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | ||
(d)(635) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(634))† | ||
(d)(636) | Three Hundred Seventh Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended
by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | ||
(d)(637) | Form
of 5.750% Prospect Capital InterNote® due 2024 (included as part of Exhibit (d)(636))† | ||
Exhibit No. | Description | ||
(d)(638) | Three
Hundred Eighth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | ||
(d)(639) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(638))† | ||
(e) | Form of Dividend Reinvestment Plan(2) | ||
(f) | Not
Applicable | ||
(g) | Form of Investment Advisory Agreement between Registrant and Prospect Capital Management LLC(2) | ||
(h)(1) | Form
of Underwriting Agreement(9) | ||
(h)(2) | Form of Equity Distribution Agreement(30) | ||
(h)(3) | Third
Amended and Restated Selling Agent Agreement, dated October 15, 2013, by and among, the Registrant, Prospect Capital Management LLC, Prospect Administration LLC, Incapital LLC and the Agents named therein and added from time to time(108) | ||
(i) | Not Applicable | ||
(j)(1) | Custody
Agreement, dated as of January 23, 2013, by and between the Registrant and U.S. Bank National Association(5) | ||
(j)(2) | Custody Agreement, dated as of April 24, 2013, by and between the
Registrant and Israeli Discount Bank of New York Ltd.(7) | ||
(j)(3) | Custody Agreement, dated as of October 28, 2013, by and between the Registrant and Fifth Third Bank(122) | ||
(k)(1) | Form of
Administration Agreement between Registrant and Prospect Administration LLC(2) | ||
(k)(2) | Form of Transfer Agency and Registrar Services Agreement(4) | ||
(k)(3) | Form of
Trademark License Agreement between the Registrant and Prospect Capital Management(2) | ||
(k)(4) | Agreement and Plan of Merger dated August 3, 2009 between Prospect Capital Corporation and Patriot Capital Funding, Inc.(6) | ||
(k)(5) | Master
Purchase and Sale and Contribution Agreement, dated as of March 19, 2012, by and among Prospect Capital Corporation, First Tower Corp., certain other entities related to Prospect Capital Corporation and certain shareholders of First Tower Corp.(18) | ||
(k)(6) | Fourth Amended and Restated Loan and Servicing Agreement, dated March 27, 2012, among Prospect
Capital Funding LLC, Prospect Capital Corporation, the lenders from time to time party thereto, the managing agents from time to time party thereto, Key Equipment Finance Inc. and Royal Bank of Canada as Syndication Agents, U.S. Bank National Association as Calculation Agent, Paying Agent and Documentation Agent, Key Equipment Finance Inc. as Facility Agent, and Key Equipment Finance Inc. as Structuring Agent, Sole Lead Arranger and Sole Bookrunner(19) |
Exhibit No. | Description | ||
(l)(1) | Opinion
and Consent of Venable LLP, as special Maryland counsel for the Registrant(100) | ||
(l)(2) | Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP, as special New York counsel for the Registrant(100) | ||
(l)(3) | Opinion
and Consent of Venable LLP, as special Maryland counsel for the Registrant(108) | ||
(l)(4) | Opinion and Consent of Venable LLP, as special Maryland counsel for the Registrant(112) | ||
(l)(5) | Opinion
and Consent of Venable LLP, as special Maryland counsel for the Registrant(126) | ||
(l)(6) | Opinion and Consent of Venable LLP, as special Maryland counsel for the Registrant(137) | ||
(l)(7) | Opinion
and Consent of Skadden, Arps, Slate, Meagher & Flom LLP, as special New York counsel for the Registrant(137) | ||
(l)(8) | Opinion and Consent of Venable LLP, as special Maryland counsel for the Registrant(138) | ||
(m) | Not
Applicable | ||
(n)(1) | Consent of independent registered public accounting firm(107) | ||
(n)(2) | Report
of independent registered public accounting firm on “Senior Securities” table(107) | ||
(n)(3) | Power of Attorney(100) | ||
(o) | Not
Applicable | ||
(p) | Not Applicable | ||
(q) | Not
Applicable | ||
(r) | Code of Ethics(14) | ||
99.1 | Form of
Preliminary Prospectus Supplement For Common Stock Offerings(100) | ||
99.2 | Form of Preliminary Prospectus Supplement For Preferred Stock Offerings(100) | ||
99.3 | Form of
Preliminary Prospectus Supplement For Debt Offerings(100) | ||
99.4 | Form of Preliminary Prospectus Supplement For Rights Offerings(100) | ||
99.5 | Form of
Preliminary Prospectus Supplement For Warrant Offerings(100) | ||
99.6 | Form of Preliminary Prospectus Supplement For Unit Offerings(100) |
(1) |
(2) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Pre-effective Amendment No. 2 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-114552), filed on July 6, 2004. |
(3) |
(4) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Pre-effective Amendment No. 3 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-114552), filed on July 23, 2004. |
(5) |
(6) |
(7) |
(8) |
(9) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-effective Amendment No. 1 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-170724), filed on April 6, 2011. |
(10) |
(11) |
(12) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on September 1, 2011. |
(13) | Intentionally
deleted. |
(14) |
(15) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective
Amendment No. 1 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 176637), filed on March 1, 2012. |
(16) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 2 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 176637), filed on March 8, 2012. |
(17) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 3 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 176637), filed on March 14, 2012. |
(18) |
(19) |
(20) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 5 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 176637), filed on April 5, 2012. |
(21) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 6 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 176637), filed on April 12, 2012. |
(22) |
(23) |
(24) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 8 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 176637), filed on April 26, 2012. |
(25) |
(26) |
(27) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 10 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on June 14, 2012. |
(28) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 11 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on June 28, 2012. |
(29) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 12 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on July 6,
2012. |
(30) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Pre-Effective Amendment No. 1 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-170724), filed on January 27, 2011. |
(31) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 13 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on July 12, 2012. |
(32) | Intentionally deleted. |
(33) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 15 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on July 19, 2012. |
(34) | Incorporated by reference to the corresponding exhibit number
to the Registrant’s Post-Effective Amendment No. 16 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on July 26, 2012. |
(35) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 17 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File
No. 333-176637), filed on August 2, 2012. |
(36) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 18 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on August 9, 2012. |
(37) |
(38) |
(39) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 19 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on August 16, 2012. |
(40) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 20 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on August 23, 2012. |
(41) | Intentionally deleted. |
(42) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 22 to
the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on September 7, 2012. |
(43) | Intentionally deleted. |
(44) | Incorporated by reference to the corresponding exhibit number to the Registrant’s
Post-Effective Amendment No. 24 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on September 13, 2012. |
(45) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 25 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637),
filed on September 20, 2012. |
(46) | Intentionally deleted. |
(47) | Intentionally deleted. |
(48) | Incorporated by reference to the corresponding exhibit number to the
Registrant’s Post-Effective Amendment No. 26 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on September 27, 2012. |
(49) | Intentionally deleted. |
(50) | Intentionally deleted. |
(51) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 27 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-176637), filed on October 4, 2012. |
(52) | Intentionally deleted. |
(53) | Intentionally deleted. |
(54) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 2 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on November 23, 2012. |
(55) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 3 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on November 29, 2012. |
(56) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 4 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on December 6,
2012. |
(57) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 5 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on December 13, 2012. |
(58) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 6 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on December 20, 2012. |
(59) |
(60) | Intentionally
deleted. |
(61) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 8 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on December 28, 2012. |
(62) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 9 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on January 4, 2013. |
(63) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 10 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on January 10, 2013. |
(64) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 11 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on January 17,
2013. |
(65) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 12 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on January 25, 2013. |
(66) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 13 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on January 31, 2013. |
(67) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 14 to the Registration Statement
under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on February 7, 2013. |
(68) | Intentionally deleted. |
(69) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 16
to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on February 22, 2013. |
(70) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 17 to the Registration Statement under the Securities
Act, as amended, on Form N-2 (File No. 333-183530), filed on February 28, 2013. |
(71) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 18 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on March 7, 2013. |
(72) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 19 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on March 14, 2013. |
(73) |
(74) |
(75) | Intentionally deleted. |
(76) | Intentionally deleted. |
(77) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 21 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on March 21, 2013. |
(78) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 22 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on March 28, 2013. |
(79) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 23 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on April 4,
2013. |
(80) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 24 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on April 11, 2013. |
(81) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 25 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on April 18, 2013. |
(82) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 26 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on April 25, 2013. |
(83) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 27 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on May 2,
2013. |
(84) | Intentionally deleted. |
(85) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 29 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on May 9,
2013. |
(86) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 30 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on May 23, 2013. |
(87) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 31 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on May 31, 2013. |
(88) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 32 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on June 6, 2013. |
(89) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 33 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on June 13,
2013. |
(90) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 34 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on June 20, 2013. |
(91) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 35 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on June 27, 2013. |
(92) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 36 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on July 5, 2013. |
(93) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 37 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on July 11,
2013. |
(94) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 38 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on July 18, 2013. |
(95) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 39 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on July 25, 2013. |
(96) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 40 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on August 1, 2013. |
(97) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 41 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on August 8,
2013. |
(98) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 42 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on August 15, 2013. |
(99) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 43 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on August 22, 2013. |
(100) | Incorporated by reference to the corresponding exhibit number to the Registrant’s pre-effective Registration Statement under the Securities Act,
as amended, on Form N-2 (File No. 333-190850), filed on August 27, 2013. |
(101) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 45 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 183530), filed on September 6, 2013. |
(102) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 46 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 183530), filed on September 12, 2013. |
(103) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 47 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 183530), filed on September 19,
2013. |
(104) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 48 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333- 183530), filed on September 26, 2013. |
(105) | Incorporated by reference
to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 49 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on October 3, 2013. |
(106) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 50 to the Registration Statement under the Securities
Act, as amended, on Form N-2 (File No. 333-183530), filed on October 10, 2013. |
(107) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Pre-Effective Amendment No. 1 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on October 11, 2013. |
(108) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 1 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on October 15, 2013. |
(109) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 51 to the Registration Statement
under the Securities Act, as amended, on Form N-2 (File No. 333-183530), filed on October 18, 2013. |
(110) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 3 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on October 24,
2013. |
(111) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 4 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on October 31, 2013. |
(112) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 5 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on November 5, 2013. |
(113) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 6 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on November 7, 2013. |
(114) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 7 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on November 15,
2013. |
(115) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 8 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on November 21, 2013. |
(116) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 9 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on November 29, 2013. |
(117) | Incorporated by reference to the corresponding exhibit number
to the Registrant’s Post-Effective Amendment No. 10 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on December 5, 2013. |
(118) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 11 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File
No. 333-190850), filed on December 12, 2013. |
(119) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 12 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on December 19, 2013. |
(120) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 13 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on December 27, 2013. |
(121) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 14 to the Registration Statement
under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on January 3, 2014. |
(122) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 15 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on January
9, 2014. |
(123) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 16 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on January 16, 2014. |
(124) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 17 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on January 24, 2014. |
(125) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 18 to the Registration Statement
under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on January 30, 2014. |
(126) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 19 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on February
6, 2014. |
(127) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 20 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on February 13, 2014. |
(128) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 21 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on February 19, 2014. |
(129) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 22 to the Registration Statement
under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on February 21, 2014. |
(130) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 23 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on February
27, 2014. |
(131) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 24 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on March 6, 2014. |
(132) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 25 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on March 11, 2014. |
(133) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 26 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on March 13, 2014. |
(134) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 27 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on March
20, 2014. |
(135) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 28 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on March 27, 2014. |
(136) | Incorporated
by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 29 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on April 3, 2014. |
(137) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 30 to the Registration Statement under
the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on April 7, 2014. |
(138) | Incorporated by reference to the corresponding exhibit number to the Registrant’s Post-Effective Amendment No. 31 to the Registration Statement under the Securities Act, as amended, on Form N-2 (File No. 333-190850), filed on April 10,
2014. |
(139) |
* | To be filed by amendment. |
Commission registration fee | $ | 659,194 | |
NASDAQ
Global Select Additional Listing Fees | 65,000 | ||
Accounting fees and expenses | 500,000 | ||
Legal fees and expenses | 1,000,000 | ||
Printing and engraving | 500,000 | ||
Miscellaneous
fees and expenses | 100,000 | ||
Total | $ | 2,824,194 |
Name of Entity and Place of Jurisdiction | % of Voting Securities Owned | ||
AMU
Holdings, Inc. (Delaware) | 100.0 | % | |
AIRMALL USA Holdings Inc. (Delaware) | 100.0 | % | |
AIRMALL USA Inc. (Delaware) | 100.0 | % | |
AIRMALL Boston Inc. (Delaware) | 100.0 | % | |
AIRMALL
Pittsburgh Inc. (Delaware) | 100.0 | % | |
AIRMALL Maryland Inc. (Maryland) | 100.0 | % | |
AIRMALL Cleveland Inc. (Delaware) | 100.0 | % | |
ARRM Holdings Inc. (Delaware) | 100.0 | % | |
Ajax
Rolled Ring & Machine, LLC (Delaware) | 78.0 | % | |
Borga, Inc. (California) | 100.0 | % | |
Energy Solutions Holdings Inc. (Delaware) | 100.0 | % | |
Change Clean Energy Holdings, LLC (Delaware) | 100.0 | % | |
Change
Clean Energy LLC (Delaware) | 100.0 | % | |
DownEast Power Company, LLC (Delaware) | 100.0 | % | |
Biochips, LLC (Maine) | 51.0 | % | |
Yatesville Coal Holdings, LLC (Delaware) | 100.0 | % | |
North
Fork Collieries LLC (Delaware) | 100.0 | % | |
Gas Solutions GP LLC (Delaware) | 100.0 | % | |
Gas Solutions LP LLC (Delaware) | 100.0 | % | |
Gas Solutions II Ltd. (Texas) | 100.0 | % | |
Freedom
Marine Holdings, LLC (Delaware) | 100.0 | % | |
Vessel Holdings, LLC (Louisiana) | 100.0 | % |
Name of Entity and Place of Jurisdiction | % of Voting Securities Owned | ||
Jettco
Marine Services LLC (Delaware) | 100.0 | % | |
M.V. Gulf Endeavor L.L.C. (Louisiana) | 100.0 | % | |
M.V. Clint L.L.C. (Louisiana) | 100.0 | % | |
M.V. JF Jett L.L.C. (Louisiana) | 100.0 | % | |
First
Tower Holdings of Delaware LLC (Delaware) | 100.0 | % | |
First Tower Holdings LLC (Mississippi) | 80.1 | % | |
First Tower, LLC (Mississippi) | 80.1 | % | |
First Tower Loan, LLC (Louisiana) | 80.1 | % | |
Gulfco
of Louisiana, LLC (Louisiana) | 80.1 | % | |
Gulfco of Mississippi, LLC (Mississippi) | 80.1 | % | |
Gulfco of Alabama, LLC (Alabama) | 80.1 | % | |
Tower Loan of Illinois, LLC (Mississippi) | 80.1 | % | |
Tower
Loan of Mississippi, LLC (Mississippi) | 80.1 | % | |
Tower Loan of Missouri, LLC (Mississippi) | 80.1 | % | |
Tower Auto Loan, LLC (Mississippi) | 80.1 | % | |
American Federated Holding Company (Mississippi) | 80.1 | % | |
American
Federated Insurance Company, Inc. (Mississippi) | 80.1 | % | |
American Federated Life Insurance Company, Inc. (Mississippi) | 80.1 | % | |
Integrated Contract Services, Inc. (Delaware) | 100.0 | % | |
Manx
Energy, Inc. (Delaware)* | 42.0 | % | |
Kinley Exploration LLC (Kansas)* | 42.0 | % | |
NMMB Holdings, Inc. (Delaware) | 100.0 | % | |
NMMB Acquisition, Inc. (Delaware) | 83.5 | % | |
MPM
Holding, Inc. (Delaware) | 83.5 | % | |
Armed Forces Communications, Inc. (New York) | 83.5 | % | |
Wolf Energy Holdings Inc. (Delaware) | 100.0 | % | |
Wolf Energy, LLC (Delaware) | 100.0 | % | |
Coalbed, LLC
(Delaware) | 100.0 | % | |
Coalbed Pipelines, LLC (Delaware) | 100.0 | % | |
Appalachian Energy Holdings LLC (Delaware) | 100.0 | % | |
C & S Operating, LLC (Delaware) | 100.0 | % | |
East
Cumberland, L.L.C. (West Virginia) | 100.0 | % | |
The Healing Staff, Inc. (Texas) | 100.0 | % | |
R-V Industries, Inc. (Pennsylvania) | 88.3 | % | |
STI Holding, Inc. (Delaware) | 100.0 | % | |
Vets
Securing America, Inc. (Delaware) | 100.0 | % | |
APH Property Holdings, LLC (Delaware) | 100.0 | % | |
American Property Holdings Corp. (Maryland) | 100.0 | % | |
146 Forest Parkway, LLC (Delaware) | 100.0 | % | |
1557
Terrell Mill Road, LLC (Delaware) | 92.6 | % | |
5100 Live Oaks Blvd, LLC (Delaware) | 97.7 | % | |
APH Carroll Resort, LLC (Delaware) | 95.0 | % | |
ARIUM Resort, LLC (Delaware) | 95.0 | % | |
Arlington
Park Marietta, LLC (Delaware) | 93.3 | % | |
Lofton Place, LLC (Delaware) | 93.2 | % |
Name of Entity and Place of Jurisdiction | % of Voting Securities Owned | ||
Vista
Palma Sola, LLC (Delaware) | 93.2 | % | |
AWCNC, LLC (Delaware) | 100.0 | % | |
CCPI Holdings, Inc. (Delaware) | 100.0 | % | |
CCPI Inc. (Delaware) | 95.1 | % | |
CCPI
Europe Limited (England) | 95.1 | % | |
Mefec B.V. (Netherlands) | 95.1 | % | |
Credit Central Holdings of Delaware, LLC (Delaware) | 100.0 | % | |
Credit Central Holdings, LLC (South Carolina) | 74.8 | % | |
Credit
Central, LLC (South Carolina) | 74.8 | % | |
Credit Central South, LLC (South Carolina) | 74.8 | % | |
Credit Central of Tennessee, LLC (South Carolina) | 74.8 | % | |
Credit Central of Texas, LLC (South Carolina) | 74.8 | % | |
Nationwide
Acceptance Holdings LLC (Delaware) | 100.0 | % | |
Nationwide Acceptance LLC (Delaware) | 93.8 | % | |
Hercules Insurance Agency LLC (Illinois) | 93.8 | % | |
Nationwide CAC LLC (Illinois) | 93.8 | % | |
Nationwide
Cassel LLC (Illinois) | 93.8 | % | |
Nationwide Installment Services LLC (Illinois) | 93.8 | % | |
Nationwide Loans LLC (Illinois) | 93.8 | % | |
Nationwide Nevada LLC (Illinois) | 93.8 | % | |
Nationwide
Northwest LLC (Illinois) | 93.8 | % | |
Nationwide Southeast LLC (Illinois) | 93.8 | % | |
Nationwide West LLC (Illinois) | 93.8 | % | |
NIKO Credit Services LLC (Illinois) | 93.8 | % | |
Valley
Electric Holdings I, Inc. (Delaware) | 100.0 | % | |
Valley Electric Holdings II, Inc. (Delaware) | 100.0 | % | |
Valley Electric Co. of Mt. Vernon, Inc. (Washington) | 96.3 | % |
* | The
Registrant has the right to vote a controlling interest of the voting securities of Manx Energy, Inc. pursuant to proxies. |
Name | Jurisdiction of
Organization | |
Prospect Street Ventures I, LLC | Delaware | |
Prospect Management Group LLC | Delaware | |
Prospect Street Broadband LLC | Delaware | |
Prospect Street Energy LLC | Delaware | |
Prospect
Administration LLC | Delaware |
Title of Class | Number of Record Holders | |
Common
Stock, par value $.001 per share | 140 |
(1) |
(2) | the Transfer Agent, American Stock Transfer & Trust Company; |
(3) | the
Custodian, U.S. Bank National Association; and |
(4) |
1. | The Registrant undertakes to suspend the offering of shares until the prospectus is amended if (1) subsequent to the effective date of its registration statement, the net asset value declines more than ten percent from its net asset value as of the effective date of the registration statement; or (2) the net asset value increases to an amount greater than the net proceeds as stated in the prospectus. |
2. | The
Registrant undertakes if the securities being registered are to be offered to existing stockholders pursuant to warrants or rights, and any securities not taken by stockholders are to be reoffered to the public, to supplement the prospectus, after the expiration of the subscription period, to set forth the results of the subscription offer, the transactions by underwriters during the subscription period, the amount of unsubscribed securities to be purchased by underwriters, and the terms of any subsequent reoffering thereof. If any public offering by the underwriters of the securities being registered is to be made on terms differing from those set forth on the cover page of the prospectus, we will file a post-effective amendment to set forth the terms of such offering. |
3. | The
Registrant undertakes: |
a. | to file, during any period in which offers or sales are being made, a post-effective amendment to the registration statement: |
(1) | to include any prospectus required by Section 10(a)(3) of the 1933 Act; |
(2) | to
reflect in the prospectus any facts or events after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement; and |
(3) | to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; |
b. | that,
for the purpose of determining any liability under the 1933 Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of those securities at that time shall be deemed to be the initial bona fide offering thereof; |
c. | to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering; |
d. | that,
for the purpose of determining liability under the 1933 Act to any purchaser, each prospectus filed pursuant to Rule 497(b), (c), (d) or (e) under the 1933 Act as part of a registration statement relating to an offering, other than prospectuses filed in reliance on Rule 430A under the 1933 Act, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in
the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use; and |
e. | that, for the purpose of determining liability of the Registrant under the 1933 Act to any purchaser in the initial distribution of securities: The undersigned Registrant undertakes that in a primary offering of securities of the undersigned Registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the
following communications, the undersigned Registrant will be a seller to the purchaser and will be considered to offer or sell such securities to the purchaser: (1) any preliminary prospectus or prospectus of the undersigned Registrant relating to the offering required to be filed pursuant to Rule 497 under the 1933 Act; (2) the portion of any advertisement pursuant to Rule 482 under the 1933 Act relating to the offering containing material information about the undersigned Registrant or its securities provided by or on behalf of the undersigned Registrant; and (3) any other communication that is an offer in the offering made by the undersigned Registrant to the purchaser. |
PROSPECT CAPITAL CORPORATION | ||
By: | ||
Chief Executive Officer and Chairman of the Board of Directors |
Signature | Title | |
Chief Executive Officer and Chairman of the Board of Directors (Principal Executive Officer) | ||
/s/ M.
GRIER ELIASEK | Chief Operating Officer and Director | |
/s/ BRIAN
H. OSWALD | Chief Financial Officer, Treasurer and Secretary (Principal Financial and Accounting Officer) | |
/s/ WILLIAM
J. GREMP* | Director | |
/s/ ANDREW
C. COOPER* | Director | |
/s/ EUGENE
S. STARK* | Director | |
*By: | /s/ M. GRIER ELIASEK | |
as Attorney-in-Fact |
(d)(630) | Three
Hundred Fourth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | |
(d)(631) | Form
of 3.750% Prospect Capital InterNote® due 2018 (included as part of Exhibit (d)(630))† | |
(d)(632) | Three Hundred Fifth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated
as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | |
(d)(633) | Form of 4.500% Prospect Capital InterNote® due 2019 (included as part of Exhibit (d)(632))† | |
(d)(634) | Three
Hundred Sixth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | |
(d)(635) | Form
of 5.250% Prospect Capital InterNote® due 2021 (included as part of Exhibit (d)(634))† | |
(d)(636) | Three Hundred Seventh Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated
as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | |
(d)(637) | Form of 5.750% Prospect Capital InterNote® due 2024 (included as part of Exhibit (d)(636))† | |
(d)(638) | Three
Hundred Eighth Supplemental Indenture dated as of April 17, 2014, to the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance dated as of March 12, 2012, by and among the Registrant, American Stock Transfer & Trust Company, LLC, as Retiring Trustee, and U.S. Bank National Association, as Successor Trustee, by and between the Registrant and U.S. Bank National Association, as Trustee† | |
(d)(639) | Form
of 6.250% Prospect Capital InterNote® due 2039 (included as part of Exhibit (d)(638))† |
This ‘POS EX’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of / Effective on: | 4/18/14 | |||
Filed on: | 4/17/14 | |||
4/16/14 | 8-K | |||
4/11/14 | 8-K | |||
4/10/14 | POS EX | |||
4/7/14 | 497, 8-K, POS EX | |||
4/3/14 | POS EX | |||
3/27/14 | POS EX | |||
3/20/14 | 4, POS EX | |||
3/13/14 | POS EX | |||
3/11/14 | POS EX | |||
3/6/14 | 497, POS EX | |||
2/27/14 | POS EX | |||
2/21/14 | POS EX | |||
2/19/14 | POS EX | |||
2/13/14 | 497, POS EX | |||
2/6/14 | 4, POS EX | |||
1/30/14 | POS EX, SC 13G/A | |||
1/24/14 | POS EX | |||
1/16/14 | POS EX | |||
1/9/14 | POS EX | |||
1/3/14 | POS EX | |||
12/27/13 | POS EX | |||
12/19/13 | POS EX | |||
12/12/13 | POS EX | |||
12/5/13 | POS EX | |||
11/29/13 | POS EX | |||
11/21/13 | POS EX | |||
11/15/13 | POS EX | |||
11/7/13 | POS EX | |||
11/5/13 | 497, 8-K, POS EX | |||
10/31/13 | POS EX | |||
10/28/13 | 497 | |||
10/24/13 | POS EX | |||
10/18/13 | POS EX | |||
10/15/13 | 497 | |||
10/11/13 | N-2/A | |||
10/10/13 | POS EX | |||
10/3/13 | POS EX | |||
9/26/13 | POS EX | |||
9/19/13 | POS EX | |||
9/12/13 | POS EX | |||
9/6/13 | POS EX | |||
8/27/13 | 4, N-2 | |||
8/22/13 | 8-K, POS EX | |||
8/21/13 | 10-K, 8-K | |||
8/15/13 | D, POS EX | |||
8/8/13 | POS EX | |||
8/1/13 | POS EX | |||
7/25/13 | POS EX | |||
7/18/13 | POS EX | |||
7/11/13 | POS EX | |||
7/5/13 | POS EX | |||
6/30/13 | 10-K | |||
6/27/13 | POS EX | |||
6/20/13 | 4, POS EX | |||
6/13/13 | POS EX | |||
6/6/13 | POS EX | |||
5/31/13 | POS EX | |||
5/23/13 | POS EX | |||
5/9/13 | 4, 497, POS EX | |||
5/6/13 | 10-Q, 497, 8-K | |||
5/2/13 | POS EX | |||
4/25/13 | POS EX | |||
4/24/13 | ||||
4/18/13 | POS EX | |||
4/11/13 | POS EX | |||
4/4/13 | POS EX | |||
3/28/13 | POS EX | |||
3/21/13 | POS EX | |||
3/15/13 | 8-K, POS EX | |||
3/14/13 | POS EX | |||
3/7/13 | POS EX | |||
2/28/13 | POS EX | |||
2/22/13 | POS EX | |||
2/7/13 | 10-Q, POS EX | |||
1/31/13 | POS EX | |||
1/25/13 | POS EX | |||
1/23/13 | ||||
1/17/13 | POS EX | |||
1/10/13 | POS EX | |||
1/4/13 | POS EX | |||
12/28/12 | POS EX | |||
12/21/12 | 497, 8-K, POS EX | |||
12/20/12 | POS EX | |||
12/13/12 | POS EX | |||
12/6/12 | POS EX | |||
11/29/12 | POS EX | |||
11/23/12 | POS EX | |||
10/4/12 | POS EX | |||
9/27/12 | POS EX | |||
9/20/12 | POS EX | |||
9/13/12 | POS EX | |||
9/7/12 | POS EX | |||
8/23/12 | POS EX | |||
8/16/12 | POS EX | |||
8/14/12 | 8-K | |||
8/9/12 | 497, 8-K, POS EX | |||
8/2/12 | POS EX | |||
7/30/12 | 497, 8-K | |||
7/26/12 | POS EX | |||
7/19/12 | POS EX | |||
7/12/12 | 497, POS EX | |||
7/6/12 | POS EX | |||
6/30/12 | 10-K | |||
6/28/12 | POS EX | |||
6/14/12 | POS EX | |||
5/7/12 | 8-K | |||
5/1/12 | 8-K | |||
4/26/12 | 497, POS EX | |||
4/16/12 | 8-K | |||
4/12/12 | POS EX | |||
4/5/12 | POS EX | |||
4/2/12 | 497, 8-K | |||
3/27/12 | 8-K | |||
3/21/12 | 497, 8-K, POS EX | |||
3/19/12 | 8-K | |||
3/14/12 | POS EX | |||
3/12/12 | ||||
3/8/12 | POS EX | |||
3/1/12 | POS EX | |||
2/16/12 | 497 | |||
9/1/11 | 4, N-2 | |||
8/26/11 | 8-K | |||
6/30/11 | 10-K | |||
4/6/11 | 497, POS EX | |||
2/18/11 | 8-K | |||
1/27/11 | N-2/A | |||
12/21/10 | 8-K | |||
8/5/09 | 8-K | |||
8/3/09 | ||||
7/23/04 | 8-A12G, N-2/A | |||
7/6/04 | N-2/A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/08/23 Prospect Capital Corp. 10-K 6/30/23 120:138M 9/12/22 Prospect Capital Corp. 10-K/A 6/30/22 12:15M 9/06/22 Prospect Capital Corp. 10-K 6/30/22 13:125M 8/25/21 Prospect Capital Corp. 10-K 6/30/21 14:111M 8/26/20 Prospect Capital Corp. 10-K 6/30/20 13:98M |