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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/29/19 Acreage Holdings, Inc. 40FR12G 75:23M CNW Group Ltd/FA |
Document/Exhibit Description Pages Size 1: 40FR12G Form 40-F 12G HTML 84K 2: EX-99.1 Consolidated Financial Statements for the Fiscal HTML 147K Years Ended August 31, 2018 and 2017 11: EX-99.10 Unaudited Interim Consolidated Financial HTML 98K Statements for the Three Month Period Ended November 30, 2017 12: EX-99.11 Management Discussion and Analysis of Financial HTML 77K Conditions and Results of Operations for the Three Month Periods Ended November 30, 2017 and 2016 13: EX-99.12 Certification of Unaudited Interim Filings Venture HTML 22K Issuer Basic Certificate by CEO Dated January 29, 2018 14: EX-99.13 Certification of Unaudited Interim Filings Venture HTML 22K Issuer Basic Certificate by Acting CFO Dated January 29, 2018 15: EX-99.14 Unaudited Interim Consolidated Financial HTML 98K Statements for the Six Month Period Ended February 28, 2018 16: EX-99.15 Management Discussion and Analysis of Financial HTML 79K Conditions and Results of Operations for the Six Month Periods Ended February 28, 2018 and 2017 17: EX-99.16 Certification of Unaudited Interim Filings Venture HTML 22K Issuer Basic Certificate by CEO Dated April 24, 2018 18: EX-99.17 Certification of Unaudited Interim Filings Venture HTML 22K Issuer Basic Certificate by Acting CFO Dated April 24, 2018 19: EX-99.18 News Release Dated May 28, 2018 HTML 26K 20: EX-99.19 Unaudited Interim Consolidated Financial HTML 98K Statements for the Nine Month Period Ended May 31, 2018 3: EX-99.2 Management Discussion and Analysis of Financial HTML 73K Conditions and Results of Operations for the Fiscal Years Ended August 31, 2018 and 2017 21: EX-99.20 Management Discussion and Analysis of Financial HTML 79K Conditions and Results of Operations for the Nine Month Periods Ended May 31, 2018 and 2017 22: EX-99.21 Certification of Unaudited Interim Filings Venture HTML 22K Issuer Basic Certificate by CEO Dated July 24, 2018 23: EX-99.22 Certification of Unaudited Interim Filings Venture HTML 22K Issuer Basic Certificate by Acting CFO Dated July 24, 2018 24: EX-99.23 Notice of Meeting and Record Date Dated July 31, HTML 33K 2018 25: EX-99.24 Notice of Meeting and Record Date Dated September HTML 32K 19, 2018 26: EX-99.25 News Release Dated September 21, 2018 HTML 54K 27: EX-99.26 Material Change Report Dated October 1, 2018 HTML 40K 28: EX-99.27 Lock-Up Agreement Dated September 21, 2018 HTML 70K 29: EX-99.28 Business Combination Agreement Dated September 21, HTML 1.04M 2018 30: EX-99.29 Certification of Proxy-Related Materials Dated HTML 27K September 21, 2018 4: EX-99.3 Certification of Annual Filings Venture Issuer HTML 32K Basic Certificate by CEO Dated October 22, 2018 31: EX-99.30 Notice of Annual General and Special Meeting of HTML 43K Shareholders Dated October 5, 2018 32: EX-99.31 Management Information Circular Dated October 5, HTML 746K 2018 33: EX-99.32 Amendment to Management Information Circular HTML 57K 34: EX-99.33 Form of Proxy for Annual and Special Meeting HTML 23K 35: EX-99.34 News Release Dated October 16, 2018 HTML 37K 36: EX-99.35 Certification of Dissemination of Proxy-Related HTML 29K Materials to Shareholders Dated October 16, 2018 37: EX-99.36 Certificate of Continuation Dated November 9, 2018 HTML 22K 38: EX-99.37 Notice of Articles Dated November 9, 2018 HTML 23K 39: EX-99.38 News Release Dated November 13, 2018 HTML 47K 40: EX-99.39 News Release Dated November 14, 2018 HTML 48K 5: EX-99.4 Certification of Annual Filings Venture Issuer HTML 32K Basic Certificate by Acting CFO Dated October 22, 2018 41: EX-99.40 Filing Statement Dated November 14, 2018 HTML 2.86M 42: EX-99.41 Coattail Agreement Dated November 14, 2018 HTML 161K 43: EX-99.42 Third Amended and Restated Limited Liability HTML 357K Company Agreement Dated November 14, 2018 44: EX-99.43 Tax Receivable Agreement Dated November 14, 2018 HTML 270K 45: EX-99.44 Support Agreement Dated November 14, 2018 HTML 97K 46: EX-99.45 Support Agreement Dated November 14, 2018 HTML 108K 47: EX-99.46 Notice of Change in Corporate Structure Dated HTML 36K November 14, 2018 48: EX-99.47 Material Change Report Dated November 20, 2018 HTML 2.87M 49: EX-99.48 News Release Dated November 26, 2018 HTML 39K 50: EX-99.49 Condensed Unaudited Interim Consolidated Financial HTML 447K Statements of Rto Acquirer for the Three and Nine Month Periods Ended September 30, 2018 and 2017 6: EX-99.5 News Release Dated October 27, 2017 HTML 25K 51: EX-99.50 Management Discussion and Analysis of Financial HTML 156K Conditions and Results of Operations of High Street Capital Partners, LLC D/B/A Acreage Holdings for the Three and Nine Month Periods Ended September 30, 2018 and 2017 52: EX-99.51 News Release Dated November 29, 2018 HTML 57K 53: EX-99.52 News Release Dated December 6, 2018 HTML 52K 54: EX-99.53 Agreement and Plan of Merger Dated December 5, HTML 745K 2018 55: EX-99.54 Material Change Report Dated December 16, 2018 HTML 60K 56: EX-99.55 News Release Dated December 20, 2018 HTML 36K 57: EX-99.56 Letter From Odyssey Trust Company to Canadian HTML 27K Securities Exchange Dated November 12, 2018 58: EX-99.57 Cds Confirmation HTML 22K 59: EX-99.58 Form 1A Application Letter Dated November 14, 2018 HTML 30K 60: EX-99.59 Form 2B Listing Summary Dated November 14, 2018 HTML 37K 7: EX-99.6 Consolidated Financial Statements for the Fiscal HTML 177K Years Ended August 31, 2017 and 2016 61: EX-99.60 Form 4 Listing Agreement Dated November 14, 2018 HTML 39K 62: EX-99.61 Form 6 Certificate of Compliance Dated November HTML 27K 14, 2018 63: EX-99.62 Form 11 Notice of Proposed Stock Option Grant or HTML 40K Amendment Dated November 23, 2018 64: EX-99.63 Form 9 Notice of Issuance of Securities Dated HTML 62K November 23, 2018 65: EX-99.64 Form 6 Certificate of Compliance Dated November HTML 26K 27, 2018 66: EX-99.65 Form 9 Notice of Proposed Issuance of Listed HTML 58K Securities Dated December 6, 2018 67: EX-99.66 Form 7 Monthly Progress Report Dated December 6, HTML 50K 2018 68: EX-99.67 Form 6 Certificate of Compliance Dated December 6, HTML 26K 2018 69: EX-99.68 Form 9 Notice of Issuance of Securities Dated HTML 55K December 19, 2018 70: EX-99.69 Form 6 Certificate of Compliance Dated January 17, HTML 27K 2019 8: EX-99.7 Management Discussion and Analysis of Financial HTML 85K Conditions and Results of Operations for the Fiscal Years Ended August 31, 2017 and 2016 71: EX-99.70 Form 9 Notice of Issuance of Securities Dated HTML 74K January 17, 2019 72: EX-99.71 Consent of Rsm Canada LLP HTML 26K 73: EX-99.72 Consent of Macias Gini & O'Connell LLP HTML 25K 74: EX-99.73 Consent of Sheehan & Company, C.P.A, P.C. HTML 27K 75: EX-99.74 Consent of Davidson & Company LLP HTML 29K 9: EX-99.8 Certification of Annual Filings Venture Issuer HTML 22K Basic Certificate by CEO Dated December 4, 2017 10: EX-99.9 Certification of Annual Filings Venture Issuer HTML 22K Basic Certificate by Acting CFO Dated December 4, 2017
Exhibit 99.60
FORM
4
LISTING AGREEMENT
IN CONSIDERATION of the listing of the securities referred to in the Issuer’s Listing Statement or in consideration of the subsequent listing of all other securities, the undersigned (hereinafter called the “Issuer”) hereby agrees with CNSX Markets Inc. (hereinafter called “CSE”, the “Exchange” or “Canadian Securities Exchange”) that:
1. The Issuer shall, and shall cause its Related Persons, employees, agents, and consultants to comply, be bound by and observe all existing regulations, by-laws, rules and policies of the Exchange and all amendments and additions which may hereafter be made thereto and all applicable legal requirements including, but not limited to, those of its incorporating statutes, all laws, rules, regulations, policies, notices and interpretation notes, discussions, annals and directives of all securities regulatory authorities having jurisdiction over the Issuer and with all other laws, rules and regulations applicable to its business or undertaking.
2. | Without limiting the generality of paragraph 1 hereof the Issuer shall: |
(a) | furnish to the Exchange or the Market Regulator, at any time upon demand, all such material information or documentation concerning the Issuer as the Exchange may require; |
(b) | not issue any securities without making the requisite postings required by the Exchange Policies; |
(c) | maintain transfer and registration facilities where all listed securities shall be directly transferable and registrable, and no fee shall be charged for the transfer and registration of such securities (other than government stock transfer taxes); |
(d) | have on hand a sufficient supply of certificates to meet demand for the transfer of share certificates, such certificates to be in accordance with Exchange specifications, unless the class of securities is entirely book- based; |
(e) | post all forms, notices, particulars, reports, statements and information required by the Exchange Policies or otherwise by the Exchange, in such detail and form, as the Exchange may from time to time demand; |
(f) | make prompt public disclosure of any material information, whether favourable or unfavourable, in accordance with Exchange Policies; and |
C:
FORM 4 - LISTING AGREEMENT January 2015 Page C: 1 |
(g) | pay, when due, all applicable fees established by the Exchange. |
3. The Issuer acknowledges that the Exchange shall have the right, at any time, to halt or suspend listing in any securities of the Issuer with or without notice and with or without giving any reason for such action, or to disqualify such securities for quotation in accordance with Exchange Policies;
4. The Exchange, at the Issuer’s cost, may obtain independent advice or consulting services with respect to any matter relating to the Issuer provided that the Exchange has first afforded the Issuer the opportunity to satisfy the particular filing requirements of the Exchange with respect to such matter. The Issuer hereby agrees to fully reimburse and indemnify the Exchange for all such expenses, costs and fees incurred by the Exchange.
5. The Issuer submits to the jurisdiction of the Exchange and the Market Regulator, including without limitation, the Exchange’s and the Market Regulator’s regulation, investigation and enforcement jurisdiction.
6. The Issuer acknowledges that the Exchange may collect such personal information about the Related Persons of the Issuer as it may require and, notwithstanding the qualification for listing of its securities, the Issuer agrees that either (i) it will remove, or cause the resignation of or termination of the contract of, any Related Person which the Exchange determines is not suitable; or (ii) the Exchange may immediately disqualify for quotation the Issuer’s securities.
7. This Agreement shall be governed by and construed in accordance with the laws of the Province of Ontario and the laws of Canada applicable therein, without regard to conflicts of law rules.
8. Terms defined in the Exchange Policies are incorporated by reference into this Agreement.
Signed at New York, NY on the 14th day of November, 2018
Acreage Holdings, Inc.
Name of Company
Glen Leibowitz
Signing Officer
C:FORM 4 - LISTING AGREEMENT January 2015 Page 2 |
Chief Financial Officer |
(signed) “Glen Leibowitz” | |
Office Held | Signature | |
Kevin Murphy |
||
Signing Officer | ||
Chief Executive Officer |
(signed) “Kevin Murphy” | |
Office Held | Signature |
FORM 4 - LISTING AGREEMENT January 2015 Page 3 |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/30/24 Acreage Holdings, Inc. 10-K/A 12/31/23 13:796K 4/30/24 Acreage Holdings, Inc. 10-K 12/31/23 112:13M 5/01/23 Acreage Holdings, Inc. 10-K 12/31/22 112:14M 3/11/22 Acreage Holdings, Inc. 10-K 12/31/21 116:16M 4/22/21 Acreage Holdings, Inc. S-1/A 3:2.9M Toppan Merrill/FA 3/26/21 Acreage Holdings, Inc. 10-K 12/31/20 115:18M 2/08/21 Acreage Holdings, Inc. S-1 8:4.2M Toppan Merrill/FA 10/21/20 Acreage Holdings, Inc. S-3 6:2.2M Toppan Merrill/FA 8/21/20 Acreage Holdings, Inc. S-3/A 3:944K Toppan Merrill/FA 8/14/20 Acreage Holdings, Inc. 10-K/A 12/31/19 14:3.5M |