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Wamu Mortgage Pass Through Certs Ser 2003-S9 – ‘10-K’ for 12/31/04

On:  Tuesday, 3/29/05, at 8:44pm ET   ·   As of:  3/30/05   ·   For:  12/31/04   ·   Accession #:  1277277-5-411   ·   File #:  333-103345-22

Previous ‘10-K’:  ‘10-K’ on 3/26/04 for 12/31/03   ·   Latest ‘10-K’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/30/05  Wamu Mtge Pass Through C… 2003-S9 10-K       12/31/04    3:12K                                    Kelly Cecelia Anne/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                          5±    26K 
 2: EX-31       Certification per Sarbanes-Oxley Act (Section 302)     2      7K 
 3: EX-99.1     Miscellaneous Exhibit                                  1      6K 


10-K   —   Annual Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 1. Business
"Item 2. Properties
"Item 3. Legal Proceedings
"Item 4. Submission of Matters to a Vote of Security Holders
"Item 5. Market for Registrant's Common Equity and Related Stockholder Matters
"Item 6. Selected Financial Data
"Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations
"Item 7A. Quantitative and Qualitative Disclosures About Market Risk
"Item 8. Financial Statements and Supplementary Data
"Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
"Item 10. Directors and Executive Officers of the Registrant
"Item 11. Executive Compensation
"Item 12. Security Ownership of Certain Beneficial Owners and Management
"Item 13. Certain Relationships and Related Transactions
"Item 14. Principal Accountant Fees and Services
"Item 15. Exhibits and Financial Statement Schedules
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [X] Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2004 [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 333-103345-22 WASHINGTON MUTUAL MORTGAGE SECURITIES CORP. (Exact name of Registrant as specified in its charter) Delaware 94-2528990 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation 1201 THIRD AVENUE, WMT 1706 SEATTLE, WASHINGTON 98101 (206) 377-8555 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) WAMU MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2003-S9 --------------------------------------------------------------------- (Title of each class of securities covered by this Form) Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] (as such reporting obligations are modified as set forth in J.P. Morgan Mortgage Pass-Through Corporation, SEC No-Action Letter, March 31, 1989, in reliance upon which the registrant is filing this modified report). Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] Not applicable. State the aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant: None. Indicate the number of shares outstanding of each of the registrant's classes of common stock, as of the latest practicable date: Not applicable. DOCUMENTS INCORPORATED BY REFERENCE The registrant's Reports on Form 8-K concerning the registrant's WAMU MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2003-S9, issued pursuant to the Pooling and Servicing Agreement dated as of September 1, 2003(the "Pooling Agreement") and registered pursuant to a registration statement on Form S-3 (File No. 333-103345) (such mortgage pass-through certificates, the "Certificates"), are incorporated by reference as set forth in Part IV, Item 15. Capitalized terms used herein but not otherwise defined shall have the meanings assigned to them in the Pooling Agreement. Part I Item 1. Business. Not applicable. Item 2. Properties. Information regarding the mortgaged properties related to the Certificates is furnished by reference to the Annual Statement of Compliance attached hereto as Exhibit 99.1. Item 3. Legal Proceedings. There are no material pending legal proceedings with respect to the assets of the Trust involving the registrant or, to the best knowledge of the registrant, the Trustee, any Custodian, any Servicer or the assets of the Trust, other than ordinary routine litigation incidental to the Trustee's, any Custodian's, any Servicer's or the registrant's duties under the Pooling Agreement. Item 4. Submission of Matters to a Vote of Security Holders. Not applicable. Part II Item 5. Market for Registrant's Common Equity and Related Stockholder Matters. (a) To the knowledge of the registrant, there exists no established public trading market for the Certificates. (b) The Certificates are represented by one or more certificates registered in the name of Cede & Co., as nominee of the Depository Trust Company ("DTC") and are held in book-entry form only. The registrant considers Cede & Co. to be the sole holder of record of the Certificates. (c) Not applicable. Item 6. Selected Financial Data. Not applicable. Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations. Not applicable. Item 7A. Quantitative and Qualitative Disclosures About Market Risk. Not applicable. Item 8. Financial Statements and Supplementary Data. Not applicable. Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure. None. Part III Item 10. Directors and Executive Officers of the Registrant. Not applicable. Item 11. Executive Compensation. Not applicable. Item 12. Security Ownership of Certain Beneficial Owners and Management. Not applicable. Item 13. Certain Relationships and Related Transactions. Not applicable. Item 14. Principal Accountant Fees and Services. Not applicable. Part IV Item 15. Exhibits and Financial Statement Schedules (a) Documents filed as part of this report. 1. Not applicable. 2. Not applicable. 3. Not applicable. (b) Exhibits required by Item 601 Exhibit No. Description 31 Rule 13a-14(d) Certification 99.1 Officer's Certificate regarding Annual Statement of Compliance of Washington Mutual Mortgage Securities Corp., dated March 28, 2005 99.2 Independent Accountants' Report on Management's Assertion Concerning Compliance with Washington Mutual Mortgage Securities Corp.'s Minimum Servicing Standards as of and for the year ended December 31, 2004 (incorporated by reference to the designated exhibit included in the registrant's Current Report on Form 8-K, filed on March 28, 2005, (SEC File No. 333-103345)) The registrant filed Current Reports on Form 8-K that described distributions made to Certificateholders on the Distribution Date occurring in the month preceding the month in which such Current Report on Form 8-K was filed and also provided certain information regarding delinquent Mortgage Loans and credit enhancements as of such Distribution Date. Such Current Reports on Form 8-K are incorporated by reference herein, as follows: WAMU MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2003-S9 EVENT REPORTED Monthly Distribution Report sent to holders of the Certificates for Date Distribution Report payments made in: Filed on Form 8-K: ----------------- ------------------ December 2003 January 7, 2004 January 2004 February 4, 2004 February 2004 March 3, 2004 March 2004 April 5, 2004 April 2004 May 4, 2004 May 2004 June 4, 2004 June 2004 July 2, 2004 July 2004 July 30, 2004 August 2004 August 27, 2004 September 2004 September 29, 2004 October 2004 October 27, 2004 November 2004 November 30, 2004 December 2004 December 29, 2004
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SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: March 29, 2005 WASHINGTON MUTUAL MORTGAGE SECURITIES CORP. By: /s/ Thomas G. Lehmann ------------------------------------- Thomas G. Lehmann

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘10-K’ Filing    Date First  Last      Other Filings
Filed as of:3/30/05
Filed on:3/29/052
3/28/051
For Period End:12/31/041
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11/30/0418-K
10/27/0418-K
9/29/0418-K
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7/30/0418-K
7/2/0418-K
6/4/0418-K
5/4/0418-K
4/5/0418-K
3/3/0418-K
2/4/0418-K
1/7/0418-K
9/1/031
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Filing Submission 0001277277-05-000411   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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