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– Release Delayed to: 9/10/15 ·Document/Exhibit Description Pages Size 1: 485APOS Post-Effective Amendment HTML 6.32M 23: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 5K 2: EX-99.(A)(2) Schedule A to the Amended and Restated Agr,T and HTML 36K Declaration of Trust of Reg. 3: EX-99.(D)(1)(B) Amended Exhibit A to the Amended and Restated HTML 14K Investment Management Agreement 4: EX-99.(D)(1)(C) Amended Exhibit B to the Amended and Restated HTML 16K Investment Management Agreement 5: EX-99.(E)(1)(B) Amendment Schedule A to the Distribution HTML 17K Agreement 6: EX-99.(G)(1)(B) Appendix A to the Custodian Agreement Between HTML 17K the Registrant and Citibank. 7: EX-99.(H)(1)(C) Amendment to Appendix A to the Amended and HTML 20K Restated Fund Acct and Admin Agrmt 8: EX-99.(H)(2)(B) Amendment to Sch A to the Amnd and Restated HTML 28K Transfer Agency and Service Agrmt 9: EX-99.(H)(3)(B) Amendment to Sch A to the Amd and Restated HTML 18K Transfer Agent Interactove Client Ser 10: EX-99.(H)(4)(B) Exhibit A to the Amended and Restated HTML 41K Shareholder Services Plan 11: EX-99.(H)(6) Administrative Services Plan for Investor Class HTML 17K Shares 12: EX-99.(H)(7)(H) Expense Limitation Agreement for the Forward HTML 20K Equity Long/Short Fund 13: EX-99.(H)(7)(J) Expense Limitation Agreement for the Forward HTML 19K Investment Grade Fixed Income Fund 14: EX-99.(H)(7)(O) Expense Limitation Agreement for the Forward HTML 20K Income Builder Fund 15: EX-99.(H)(7)(P) Expense Limitation Agreement for the Forward HTML 19K Dynamic Income Fund 16: EX-99.(H)(7)(S) Expense Limitation Agreement for the Forward HTML 19K Multi-Strategy Fund 17: EX-99.(H)(7)(T) Expense Limitation Agreement for the Forward HTML 20K Tactical Enhanced Fund 18: EX-99.(H)(8)(B) Amendment to Compliance Support Services HTML 15K Agreement. 19: EX-99.(H)(8)(C) Schedule to Amended and Restated Compliance HTML 12K Support Services Agreement. 20: EX-99.(M)(1)(B) Amended Appendix A to the Service and HTML 12K Distribution Plan Pursuant to Rule 12B-1 21: EX-99.(M)(2)(B) Amended Appendix A to the Service and HTML 11K Distribution Plan Pursuant to Rule 12B-1 22: EX-99.(M)(4)(B) Amended Appendix A to the Distribution and HTML 11K Service Plan Pursuant to Rule 12B-1
SEC Transmittal Letter |
U.S. Securities and Exchange Commission
Division of Investment Management
100 F Street, N.E.
Washington D.C. 20549
RE: | Forward Funds |
Form N-1A Post-Effective Amendment No. 111
Dear Sir or Madam,
Electronically transmitted for filing via EDGAR is the registration statement relating to Forward Funds (the “Trust”), a registered open-end management investment company. The registration statement filed herewith is Post-Effective Amendment No. 111 to the Trust’s registration statement on Form N-1A under the Securities Act of 1933, as amended (“1933 Act”), and Amendment No. 111 to the Trust’s registration statement on Form N-1A under the Investment Company Act of 1940, as amended.
This Amendment is being filed pursuant to Rule 485(a) under the 1933 Act for the purpose of updating the Trust’s registration statement in connection with the annual update. It is proposed that the Amendment will become effective on May 1, 2015.
The Registrant undertakes to file a post-effective amendment to the Trust’s registration statement on Form N-1A on or about April 30, 2015, pursuant to Rule 485(b) under the 1933 Act, containing: (i) the updated financial statements of the series of the Trust; (ii) required exhibits; (iii) completed disclosures; (iv) responses to any comments of the U.S. Securities and Exchange Commission Staff relating to this filing; and (v) other non-material changes permitted by Rule 485(b).
Please contact me at (720) 917-0585 with any questions or comments.
Sincerely,
Megan Hadley Koehler, Esq. |
cc: | Judy M. Rosenberg, Chief Compliance Officer and Chief Legal Officer, Forward Funds |
Douglas P. Dick, Dechert LLP
This ‘485APOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
5/1/15 | 485BPOS, 497K | |||
4/30/15 | 485BPOS, N-MFP | |||
Filed as of: | 2/18/15 | |||
Filed on: | 2/17/15 | |||
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