SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size 8/14/20 Cullen/Frost Bankers, Inc. POSASR 8/14/20 3:129K |
Document/Exhibit Description Pages Size 1: POSASR Post-Effective Amendment of an Automatic Shelf HTML 45K Registration Statement 2: EX-5.1 Exhibit 5.1 - Opinion and Consent of Sullivan & HTML 18K Cromwell LLP (Amended) 3: EX-5.2 Exhibit 5.2 - Opinion and Consent of James L. HTML 19K Waters (Amended)
Document |
Large accelerated filer ☒ | Accelerated filer ☐ |
Non-accelerated filer ☐ | Smaller reporting company ☐ |
Emerging growth company ☐ |
Title of Each Class of Securities to be Registered (1)(2) | Amount to be Registered (1) | Proposed Maximum Offering
Price Per Unit (1) | Proposed Maximum Aggregate Offering Price (1) | Amount of Registration Fee (1) |
Debt Securities | ||||
Preferred Stock | ||||
Depositary
Shares (3) | ||||
Common Stock | ||||
Warrants (4) |
(1) | This
registration statement covers an indeterminate aggregate number and amount of the securities of each class as may from time to time be offered and sold at indeterminate prices by the registrant. The proposed maximum aggregate offering price per security will be determined from time to time by the registrant in connection with offers and sales of securities registered hereunder. The debt securities, preferred stock and warrants may be convertible into or exercisable or exchangeable for our common stock or other securities. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of securities registered hereunder or that are represented by depositary shares. In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933 (the “Securities
Act”), the registrant is deferring payment of the registration fee and will pay the registration fee subsequently in advance or on a pay-as-you-go basis. |
(2) | Pursuant to Rule 416 under the Securities Act, this registration statement also covers any additional shares that may be offered or issued in connection with any stock split, stock dividend or similar transaction. |
(3) | Each depositary share will be evidenced by depositary receipts
issued pursuant to a deposit agreement. In the event the registrant elects to offer to the public whole or fractional interests in shares of preferred stock registered hereunder, depositary receipts will be distributed to those persons purchasing such interests and such shares will be issued to the depositary under the deposit agreement. |
(4) | Warrants represent rights to purchase debt securities, common stock, or preferred stock registered hereunder. |
Exhibit Number | Description of Document | |
1.1 | Form of Underwriting
Agreement.* | |
4.1 | ||
4.2 | ||
4.3 | ||
4.4 | ||
4.5 | ||
4.6 | ||
4.7 | ||
4.8 | Form of Warrant Agreement.* | |
4.9 | Form
of Preferred Stock Designations.* | |
4.10 | Form of Depositary Shares.* | |
5.1 | ||
5.2 | ||
8.1 | Opinion regarding tax matters.* | |
23.1 | ||
23.2 | ||
23.3 | ||
24.1 | ||
25.1 | ||
25.2 |
+ |
++ |
* | To be filed by amendment or as an exhibit to a document to be incorporated by reference herein in connection with an offering of the offered securities, to the extent applicable. |
By: | /s/ JERRY SALINAS |
Signature | Title | |
/s/ PHILLIP
D. GREEN* | Chairman of the Board, Director and Chief Executive Officer (Principal Executive Officer) | |
/s/ JERRY SALINAS | Group
Executive Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | |
/s/ CARLOS ALVAREZ* | Director | |
/s/ CHRIS AVERY* | Director | |
/s/ ANTHONY
R. CHASE* | Director | |
/s/ CYNTHIA COMPARIN* | Director | |
/s/ SAM DAWSON* | Director | |
/s/
CRAWFORD H. EDWARDS* | Director | |
/s/ PATRICK B. FROST* | Director | |
/s/ DAVID J. HAEMISEGGER* | Director | |
/s/ KAREN
E. JENNINGS* | Director | |
/s/ CHARLES W. MATTHEWS* | Director | |
/s/ IDA CLEMENT STEEN* | Director | |
/s/ GRAHAM
WESTON* | Director | |
*By: /s/ JERRY SALINAS | Group Executive
Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | |
As attorney-in-fact for the persons indicated pursuant to Power of Attorney filed herewith |
This ‘POSASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of / Effective on: | 8/14/20 | None on these Dates | ||
Filed on: | 8/13/20 | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/12/20 Cullen/Frost Bankers, Inc. S-3ASR 8/12/20 11:2.8M 7/31/20 Cullen/Frost Bankers, Inc. 8-K:5,9 7/29/20 13:331K 2/15/13 Cullen/Frost Bankers, Inc. 8-A12B 2:66K Donnelley … Solutions/FA 7/26/06 Cullen/Frost Bankers, Inc. 10-Q 6/30/06 7:1.6M |