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Item 8.01 Other Events.
As previously disclosed in Apollo Endosurgery, Inc.’s Quarterly Report on Form 10-Q, for the second quarter ended June 30, 2017, in March 2017, we were informed by the Department of Justice that we were a subject in a federal False Claims Act investigation concerning whether there had been a violation
of the False Claims Act, 31 U.S.C. § 3729 et. seq. related to the marketing of the Lap-Band System, including the web-based physician locator provided on our website Lap-Band.com, which we believe relates to the period before and after our acquisition in December 2013 of the obesity intervention division of Allergan, Inc. We have, and continue to cooperate fully with the investigation, and on August 21, 2017, we were notified by the Department of Justice that we were no longer a subject in such investigation.
Please see the section titled “Risk Factors” in our Quarterly Report on Form 10-Q, for the three months ended June 30, 2017, filed with the Securities and Exchange Commission
on August 1, 2017, for a discussion of the risks facing our business.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.