|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/26/19 Helix TCS, Inc. 8-K/A:9 9/10/19 5:349K Edgar Agents LLC/FA |
Document/Exhibit Description Pages Size
1: 8-K/A Amendment to Form 8-K HTML 18K
2: EX-23.1 Consent of Daszkal Bolton LLP. HTML 6K
3: EX-99.1 Audited Financial Statements of Green Tree HTML 69K
International, Inc. as of and for the Year Ended
December 31, 2018 and the Related Notes Thereto
4: EX-99.2 Balance Sheets as of June 30, 2019 and December HTML 56K
31, 2018 (Unaudited) and the Unaudited Statements
of Operations, Cash Flows and Stockholders'
Deficit for the Six-Month Period Ended June 30,
2019 and the Related Notes Thereto
5: EX-99.3 Unaudited Pro Forma Condensed Combined Statements HTML 63K
of Operations of the Company for the Six-Months
Ended June 30, 2019 and Unaudited Pro Forma
Condensed Combined Statements of Operations of the
Company for the Year Ended December 31, 2018
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 10, 2019
| HELIX TCS, INC. | ||
| (Exact name of registrant as specified in its charter) |
| Delaware | 000-55722 | 81-4046024 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer ID Number) |
|
10200 E. Girard Avenue, Suite B420 |
| (Address of principal executive offices) |
Registrant’s telephone number, including area code (720) 328-5372
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock | HLIX | OTCQB |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
Explanatory Note
On September 10, 2019, Helix TCS, Inc., a Delaware corporation (the “Company”), filed a Current Report on Form 8-K (the “Original Report”) reporting, among other things, the completion of the merger of Green Tree International, Inc. (“GTI”) into Helix Acquisition Sub, Inc., the Company’s wholly-owned subsidiary.
Under parts (a) and (b) of Item 9.01 therein, the Company stated that it would file the required financial information by amendment, as permitted by Item 9.01(a)(4) and 9.01(b)(2) to Form 8-K. This Current Report on Form 8-K/A (Amendment No. 1) amends the Original Report in order to provide the required financial information. Except for the filing of the financial statements and pro forma financial information, the Original Report is not being amended or updated in any other manner.
C:
C: 1
Item 9.01. Financial Statements and Exhibits.
| (a) | Financial Statements of Green Tree International, Inc. |
Audited financial statements of Green Tree International, Inc. as of and for the years ended December 31, 2018, and the related notes thereto, are included as Exhibit 99.1 and are incorporated herein by reference. The balance sheets as of June 30, 2019 and December 31, 2018 (unaudited) and the unaudited statements of operations, cash flows and stockholders’ deficit for the six-months ended June 30, 2019 are included as Exhibit 99.2 and are incorporated herein by reference.
| (b) | Unaudited Pro Forma Financial Information. |
The unaudited pro forma condensed combined statements of operations for the six-months ended June 30, 2019 and the unaudited pro forma condensed combined statements of operations of the Company for the year ended December 31, 2018, reflecting the acquisition of Green Tree International, Inc., and the notes thereto are included as Exhibit 99.3 and are incorporated herein by reference.
| (d) | Exhibits |
C:
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HELIX TCS, INC. | |
| Date: November 25, 2019 | /s/ Scott Ogur |
| Scott Ogur | |
| Chief Financial Officer |
3
| This ‘8-K/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 11/26/19 | |||
| Filed on: | 11/25/19 | |||
| For Period end: | 9/10/19 | 8-K | ||
| 6/30/19 | 10-Q | |||
| 12/31/18 | 10-K, 4 | |||
| List all Filings | ||||