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Anavex Life Sciences Corp. – ‘10-Q’ for 6/30/19 – ‘EX-31.1’

On:  Wednesday, 8/7/19, at 4:06pm ET   ·   For:  6/30/19   ·   Accession #:  1213900-19-14791   ·   File #:  1-37606

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/07/19  Anavex Life Sciences Corp.        10-Q        6/30/19   36:1.7M                                   Edgar Agents LLC/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    216K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     17K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     17K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     14K 
11: R1          Document and Entity Information                     HTML     53K 
12: R2          Interim Condensed Consolidated Balance Sheets       HTML     63K 
                (Unaudited)                                                      
13: R3          Interim Condensed Consolidated Balance Sheets       HTML     28K 
                (Unaudited) (Parenthetical)                                      
14: R4          Interim Condensed Consolidated Statements of        HTML     60K 
                Operations (Unaudited)                                           
15: R5          Interim Condensed Consolidated Statements of Cash   HTML     54K 
                Flows (Unaudited)                                                
16: R6          Interim Condensed Consolidated Statement of         HTML     77K 
                Changes in Stockholders' Equity (Unaudited) (Usd                 
                $)                                                               
17: R7          Business Description and Basis of Presentation      HTML     32K 
18: R8          Recent Accounting Pronouncements                    HTML     21K 
19: R9          Other Income                                        HTML     16K 
20: R10         Equity Offering Agreements                          HTML     25K 
21: R11         Commitments                                         HTML     47K 
22: R12         Subsequent Events                                   HTML     16K 
23: R13         Recent Accounting Pronouncements (Policies)         HTML     20K 
24: R14         Commitments (Tables)                                HTML     46K 
25: R15         Business Description and Basis of Presentation      HTML     16K 
                (Details Narrative)                                              
26: R16         Other Income (Details Narrative)                    HTML     16K 
27: R17         Equity Offering Agreements (Details Narrative)      HTML     52K 
28: R18         Commitments (Details)                               HTML     37K 
29: R19         Commitments (Details 1)                             HTML     55K 
30: R20         Commitments (Details 2)                             HTML     19K 
31: R21         Commitments (Details 3)                             HTML     24K 
32: R22         Commitments (Details Narrative)                     HTML     31K 
33: R23         Subsequent Events (Details Narrative)               HTML     16K 
35: XML         IDEA XML File -- Filing Summary                      XML     57K 
34: EXCEL       IDEA Workbook of Financial Reports                  XLSX     33K 
 5: EX-101.INS  XBRL Instance -- avxl-20190630                       XML    449K 
 7: EX-101.CAL  XBRL Calculations -- avxl-20190630_cal               XML     71K 
 8: EX-101.DEF  XBRL Definitions -- avxl-20190630_def                XML    180K 
 9: EX-101.LAB  XBRL Labels -- avxl-20190630_lab                     XML    463K 
10: EX-101.PRE  XBRL Presentations -- avxl-20190630_pre              XML    300K 
 6: EX-101.SCH  XBRL Schema -- avxl-20190630                         XSD     76K 
36: ZIP         XBRL Zipped Folder -- 0001213900-19-014791-xbrl      Zip     52K 


‘EX-31.1’   —   Certification — §302 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 31.1

 

CERTIFICATION

 

I, Christopher Missling, certify that:

 

1. I have reviewed this Quarterly Report on Form 10-Q for the three months ended June 30, 2019 of Anavex Life Sciences Corp. (the “registrant”);

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

 

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a–15(e) and 15d–15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a–15(f) and 15d–15(f)) for the registrant and have:

 

(a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c) evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

(d) disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

 

(b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: August 7, 2019

 

/s/ Christopher Missling, PhD  
Christopher Missling, PhD  
Chief Executive Officer, President and Secretary  
(Principal Executive Officer)  

 


Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/7/19None on these Dates
For Period end:6/30/19
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Filing Submission 0001213900-19-014791   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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