SEC Info - MVR Netfin LLC, et al. - ‘4’ for 8/2/19 re: Netfin Acquisition Corp.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

MVR Netfin LLC

(Last)

(First)

(Middle)

C/O NETFIN ACQUISITION CORP.

445 PARK AVENUE, 9TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Netfin Acquisition Corp. [ NFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
8/2/19

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Ordinary Shares	8/2/19		J ⁽¹⁾		66,000	A	$10	681,000	D ⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

1. Name and Address of Reporting Person^*

MVR Netfin LLC

(Last)

(First)

(Middle)

C/O NETFIN ACQUISITION CORP.

445 PARK AVENUE, 9TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

MAURER RICHARD M

(Last)

(First)

(Middle)

C/O NETFIN ACQUISITION CORP.

445 PARK AVENUE, 9TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Rosenberg Marat

(Last)

(First)

(Middle)

C/O NETFIN ACQUISITION CORP.

445 PARK AVENUE, 9TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

Explanation of Responses:

(1) The reported Class A ordinary shares are within 66,000 of the Issuer's private placement units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-232612), purchased by MVR Netfin LLC for $10.00 per private placement unit in connection with the exercise by the underwriters of their over-allotment option in full.

(2) The securities are held directly by MVR Netfin LLC. Rick Maurer and Marat Rosenberg are the managers of MVR Netfin LLC and share voting and investment discretion with respect to the ordinary shares held by MVR Netfin LLC.

	/s/ Daniel Nussen, Attorney-in-Fact for MVR Netfin LLC	8/2/19
	/s/ Daniel Nussen, Attorney-in-Fact for Rick Maurer	8/2/19
	/s/ Daniel Nussen, Attorney-in-Fact for Marat Rosenberg	8/2/19
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
J	Other acquisition or disposition.

MVR Netfin LLC, et al. – ‘4’ for 8/2/19 re: Netfin Acquisition Corp.

On: Friday, 8/2/19, at 2:16pm ET · For: 8/2/19 · Accession #: 1213900-19-14458 · File #: 1-39008

Previous ‘4’: ‘4’ on 7/31/19 for 7/30/19 · Next & Latest: ‘4’ on / for 11/10/20

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

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MVR Netfin LLC, et al. – ‘4’ for 8/2/19 re: Netfin Acquisition Corp.

On: Friday, 8/2/19, at 2:16pm ET · For: 8/2/19 · Accession #: 1213900-19-14458 · File #: 1-39008

Previous ‘4’: ‘4’ on 7/31/19 for 7/30/19 · Next & Latest: ‘4’ on / for 11/10/20

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents