SEC Info - Puyi, Inc. - ‘8-A12B’ on 2/14/19

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Puyi, Inc. – ‘8-A12B’ on 2/14/19

On: Thursday, 2/14/19, at 12:03pm ET · Accession #: 1213900-19-2466 · File #: 1-38813

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/19  Puyi, Inc.                        8-A12B                 1:23K                                    Edgar Agents LLC/FA

Registration of a Class of Securities — Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of Certain Classes of Securities       HTML     14K

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

Puyi Inc.

(Exact name of registrant as specified in its charter)

Cayman Islands		Not Applicable
(State of incorporation or organization)		(I.R.S. Employer Identification No.)

42F, Pearl River Tower

No. 15 Zhujiang West Road, Zhujiang New Town, Tianhe, Guangzhou

Guangdong Province, People’s Republic of China

Tel: +86-020-28381666

(Address of principal executive offices)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class

to be so registered

Name of each exchange on which each

class is to be registered

American depositary shares, each two representing three ordinary shares

Ordinary shares, par value $0.001 per share^*

The NASDAQ Stock Market LLC^*

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement file number to which this form relates:

333-228510

Securities to be registered pursuant to Section 12(g) of the Act:

None.

Not for trading, but only in connection with the listing of the American depositary shares on the Nasdaq Global Market LLC. The American depositary shares represent ordinary shares and are being registered under the Securities Act of 1933, as amended, pursuant to a separate Registration Statement on Form F-6. Accordingly, the American depositary shares are exempt from the operation of Section 12(a) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 12a-8.

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the securities to be registered hereunder is contained in the sections entitled “Description of Share Capital” and “Description of American Depositary Shares” in the Registrant’s registration statement on Form F-1 (File No. 333-228510), as amended (the “Registration Statement”), filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”). The sections containing these descriptions are incorporated herein by reference. Any form of prospectus subsequently filed by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act that constitutes part of the Registration Statement shall be deemed to be incorporated herein by reference.

Item 2. Exhibits.

No exhibits are required to be filed as the securities being registered on this form (1) are being registered on an exchange on which no other securities of the Registrant are registered, and (2) are not being registered pursuant to Section 12(g) of the Exchange Act.

C: 1

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized.

	Puyi Inc.

	By:	/s/ *Yu Haifeng*
	Name:	Yu Haifeng
	Title:	Director and Chief Executive Officer

Dated: February 14, 2019

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-A12B’ Filing	Date	Other Filings

Filed on:	2/14/19	None on these Dates
		List all Filings

8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/11/24  Puyi, Inc.                        S-8         3/11/24    5:235K                                   EdgarAgents LLC/FA
 9/16/22  Puyi, Inc.                        F-3/A                  3:886K                                   EdgarAgents LLC/FA
 8/19/22  Puyi, Inc.                        F-3/A                  2:964K                                   EdgarAgents LLC/FA
 6/30/22  Puyi, Inc.                        F-3/A                  2:811K                                   EdgarAgents LLC/FA
 5/10/22  Puyi, Inc.                        F-3/A                  2:844K                                   EdgarAgents LLC/FA
 1/27/22  Puyi, Inc.                        F-3/A                  2:807K                                   EdgarAgents LLC/FA
12/23/21  Puyi, Inc.                        F-3/A                  2:784K                                   EdgarAgents LLC/FA
11/15/21  Puyi, Inc.                        F-3                    4:746K                                   EdgarAgents LLC/FA

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