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Parkview Capital Credit, Inc. – ‘N-6F/A’ on 6/22/15

On:  Monday, 6/22/15, at 4:30pm ET   ·   Accession #:  1213900-15-4647   ·   File #:  814-01140

Previous ‘N-6F’:  ‘N-6F’ on 3/31/15   ·   Latest ‘N-6F’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/22/15  Parkview Capital Credit, Inc.     N-6F/A                 1:15K                                    Edgar Agents LLC/FA

Amendment to Notice of Intention to Elect Business-Development-Company Status   —   Form N-6F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-6F/A      Amendment to Form N-6F                              HTML     10K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM N-6F/A

 

 

  

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, as amended (the “Act”) and in connection with such notice submits the following information.

 

Name:   Parkview Capital Credit, Inc.
     
Address of Principal
Business Office:
 

Two Post Oak Center

1980 Post Oak Blvd, 15th Floor

Houston, Texas 77056

     
Telephone Number:   (713) 540-4545
     
Name and Address of
Agent for Service of Process:
 

Keith W. Smith

President and Chief Executive Officer

Two Post Oak Center

1980 Post Oak Blvd, 15th Floor

Houston, Texas 77056

 

This Amendment No. 1 to the Company’s Form N-6F filed on March 31, 2015 is necessary because of delays in the effectiveness of the Company’s Registration Statement on Form 10, which delays were unforeseen at the time of the original filing.

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to Sections 55 through 65 of the Act within ninety days of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the City of Houston and the State of Texas on this 22nd day of June, 2015.

 

  Parkview Capital Credit, Inc.
     
  By: /s/ Keith W. Smith
  Name: Keith W. Smith
  Title: President and Chief Executive Officer
     
  Attest: /s/ Charles Jacobson
  Name: Charles Jacobson
  Title: Chief Financial Officer

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-6F/A’ Filing    Date    Other Filings
Filed on:6/22/15
3/31/1510-12G,  N-6F
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Filing Submission 0001213900-15-004647   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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