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Relmada Therapeutics, Inc. – ‘10-K’ for 6/30/17 – ‘EX-10.21’

On:  Thursday, 9/28/17, at 4:42pm ET   ·   For:  6/30/17   ·   Accession #:  1213900-17-10097   ·   File #:  0-55347

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/28/17  Relmada Therapeutics, Inc.        10-K        6/30/17   71:5.1M                                   Edgar Agents LLC/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    750K 
 2: EX-10.20    Consulting Agreement, Dated February 15, 2017,      HTML     50K 
                Between Relmada Therapeutics, Inc. and Mdb                       
                Consulting LLC                                                   
 3: EX-10.21    Assignment and Consent Agreement, Dated June 6,     HTML     39K 
                2017, Among 275 Madison Avenue Rpw 1 LLC, 275                    
                Madison Avenue Rpw 2, LLC, Actinium                              
                Pharmaceuticals, Inc. and Relmada Therapeutics,                  
                Inc.                                                             
 4: EX-10.22    Lease Agreement, Dated May 2, 2017, Between         HTML     44K 
                Relmada Therapeutics, Inc. and Regus Management                  
                Group, LLC.                                                      
 5: EX-10.23    Amended and Restated License Agreement, Dated June  HTML     33K 
                8, 2017, Between Actinium Pharmaceuticals, Inc.                  
                and Relmada Therapeutics, Inc                                    
 6: EX-10.24    Agreement, Dated June 6, 2017, Between Relmada      HTML     90K 
                Therapeutics, Inc. and Sandesh Seth                              
 7: EX-10.25    Consulting Agreement, Dated June 12, 2017, Between  HTML     39K 
                Relmada Therapeutics, Inc. and Maged Shenouda                    
 8: EX-31.1     Certification of Principal Executive Officer,       HTML     26K 
                Pursuant to 18 U.S.C. Section 1350 as Adopted                    
                Pursuant to Section 302 of the Sarbanes-Oxley Act                
                of 2002.                                                         
 9: EX-31.2     Certification of Principal Financial and            HTML     26K 
                Accounting Officer, Pursuant to 18 U.S.C. Section                
                1350 as Adopted Pursuant to Section 302 of the                   
                Sarbanes-Oxley Act of 2002.                                      
10: EX-32.1     Certification of Principal Executive Officer,       HTML     22K 
                Pursuant to 18 U.S.C. Section 1350 as Adopted                    
                Pursuant to Section 906 of the Sarbanes-Oxley Act                
                of 2002.                                                         
11: EX-32.2     Certification of Principal Financial and            HTML     22K 
                Accounting Officer, Pursuant to 18 U.S.C. Section                
                1350 as Adopted Pursuant to Section 906 of the                   
                Sarbanes-Oxley Act of 2002.                                      
18: R1          Document and Entity Information                     HTML     51K 
19: R2          Consolidated Balance Sheets                         HTML     90K 
20: R3          Consolidated Balance Sheets (Parenthetical)         HTML     41K 
21: R4          Consolidated Statements of Operations               HTML     52K 
22: R5          Consolidated Statements of Stockholders' Equity     HTML     64K 
23: R6          Consolidated Statements of Cash Flows               HTML     96K 
24: R7          Business                                            HTML     27K 
25: R8          Summary of Significant Accounting Policies          HTML     98K 
26: R9          Other Receivable and Prepaid Expenses               HTML     32K 
27: R10         Fixed Assets                                        HTML     45K 
28: R11         Accrued Expenses                                    HTML     29K 
29: R12         Notes Payable                                       HTML     27K 
30: R13         Derivative Liabilities                              HTML     68K 
31: R14         Stockholders' Equity                                HTML    103K 
32: R15         Related Party Transactions                          HTML     30K 
33: R16         Income Taxes                                        HTML     41K 
34: R17         Commitments and Contingencies                       HTML     45K 
35: R18         Subsequent Events                                   HTML     25K 
36: R19         Summary of Significant Accounting Policies          HTML    139K 
                (Policies)                                                       
37: R20         Summary of Significant Accounting Policies          HTML     59K 
                (Tables)                                                         
38: R21         Other Receivable and Prepaid Expenses (Tables)      HTML     31K 
39: R22         Fixed Assets (Tables)                               HTML     40K 
40: R23         Accrued Expenses (Tables)                           HTML     26K 
41: R24         Derivative Liabilities (Tables)                     HTML     67K 
42: R25         Stockholders' Equity (Tables)                       HTML     79K 
43: R26         Income Taxes (Tables)                               HTML     34K 
44: R27         Summary of Significant Accounting Policies          HTML     34K 
                (Details)                                                        
45: R28         Summary of Significant Accounting Policies          HTML     28K 
                (Details 1)                                                      
46: R29         Summary of Significant Accounting Policies          HTML     30K 
                (Details 2)                                                      
47: R30         Summary of Significant Accounting Policies          HTML     39K 
                (Details Textual)                                                
48: R31         Other Receivable and Prepaid Expenses (Details)     HTML     37K 
49: R32         Other Receivable and Prepaid Expenses (Details      HTML     24K 
                Textual)                                                         
50: R33         Fixed Assets (Details)                              HTML     40K 
51: R34         Fixed Assets (Details 1)                            HTML     34K 
52: R35         Fixed Assets (Details Textual)                      HTML     37K 
53: R36         Accrued Expenses (Details)                          HTML     36K 
54: R37         Notes Payable (Details)                             HTML     31K 
55: R38         Derivative Liabilities (Details)                    HTML     42K 
56: R39         Derivative Liabilities (Details 1)                  HTML     41K 
57: R40         Stockholders' Equity (Details)                      HTML     63K 
58: R41         Stockholders' Equity (Details 1)                    HTML     40K 
59: R42         Stockholders' Equity (Details 2)                    HTML     29K 
60: R43         Stockholders' Equity (Details 3)                    HTML     38K 
61: R44         Stockholders' Equity (Details 4)                    HTML     37K 
62: R45         Stockholders' Equity (Details Textual)              HTML    129K 
63: R46         Related Party Transactions (Details)                HTML     33K 
64: R47         Income Taxes (Details)                              HTML     43K 
65: R48         Income Taxes (Details 1)                            HTML     37K 
66: R49         Income Taxes (Details Textual)                      HTML     39K 
67: R50         Commitments and Contingencies (Details)             HTML     66K 
68: R51         Subsequent Events (Details)                         HTML     26K 
70: XML         IDEA XML File -- Filing Summary                      XML    116K 
69: EXCEL       IDEA Workbook of Financial Reports                  XLSX     66K 
12: EX-101.INS  XBRL Instance -- rlmd-20170630                       XML   1.09M 
14: EX-101.CAL  XBRL Calculations -- rlmd-20170630_cal               XML     99K 
15: EX-101.DEF  XBRL Definitions -- rlmd-20170630_def                XML    455K 
16: EX-101.LAB  XBRL Labels -- rlmd-20170630_lab                     XML   1.00M 
17: EX-101.PRE  XBRL Presentations -- rlmd-20170630_pre              XML    711K 
13: EX-101.SCH  XBRL Schema -- rlmd-20170630                         XSD    137K 
71: ZIP         XBRL Zipped Folder -- 0001213900-17-010097-xbrl      Zip    114K 


‘EX-10.21’   —   Assignment and Consent Agreement, Dated June 6, 2017, Among 275 Madison Avenue Rpw 1 LLC, 275 Madison Avenue Rpw 2, LLC, Actinium Pharmaceuticals, Inc. and Relmada Therapeutics, Inc.


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 10.21

 

THIS ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”), made as of the 6th day of June, 2017, between 275 MADISON AVENUE RPW 1 LLC and 275 MADISON AVENUE RPW 2 LLC, having an office in care of RPW Group, Inc., 800 Westchester Avenue, Rye Brook, New York 10573, hereinafter referred to collectively as the Owner,” RELMADA THREAPEUTICS, INC., having an office at 275 Madison Avenue, Suite 702, New York, New York 10016, hereinafter referred to as the Assignor,” and ACTINIUM PHARMACEUTICALS, INC., having an office at 275 Madison Avenue, Suite 702, New York, New York 10016, hereinafter referred to as the Assignee.”

 

W I T N E S S E T H:

 

WHEREAS, Owner, is the fee simple owner of the building commonly known as and located at 275 Madison Avenue, Suite 702, New York, New York 10016 (the “Building”);

 

WHEREAS, Owner’s predecessor in interest entered into that certain Agreement of Lease with Assignor dated as of June 9, 2015, as amended by Commencement Date Agreement and First Amendment of Lease dated as of September 25, 2015, (hereinafter referred to collectively as the “Lease”) for certain premises located on the seventh (7th) floor of the Building, commonly known as Suite 702, as more particularly described in the Lease (hereinafter referred to collectively as the “Premises”);

 

WHEREAS, Assignee has occupied the Premises as licensee of Assignor, and Assignor and Assignee have now agreed that Assignor shall assign the Lease to Assignee, and Assignee has agreed to assume all of all Assignor’s rights and obligations under the Lease;

 

WHEREAS, Owner has agreed to consent to the assignment of the Lease by Assignor to Assignee as hereinafter specifically provided;

 

WHEREAS, capitalized terms not otherwise defined in this Agreement shall have the meanings ascribed to them under the Lease;

 

NOW, THEREFORE, for and in consideration of the foregoing and for other good and valuable consideration and of the mutual agreements hereinafter set forth, Owner, Assignor and Assignee stipulate, covenant and agree as follows:

 

ARTICLE 1 - ASSIGNMENT AND ASSUMPTION OF THE LEASE

 

SECTION 1.01. Assignor hereby transfers to Assignee, all of Assignor’s right, title and interest in and to the Lease, provided, however, that Assignee does hereby agree to assume all of the duties, liabilities and obligations of the tenant under the Lease accruing from and after (but not prior to) the date hereof, including, but not limited to the payment of rent; and covenants and agrees to save, defend, indemnify and hold Assignor, its members, managers, shareholders, directors, officers, employees, agents successors and assigns (collectively, “Assignor Indemnitees”) harmless from and against any and all demands, claims, causes of action, actions, liabilities, obligations, losses, damages, costs, charges, counsel fees and other expenses of every nature and character whatsoever which may be incurred by Assignor and/or any other Assignor Indemnitees by reason of Assignee’s failure to comply or perform any covenant, term, condition, or agreement in the Lease to be complied with or performed by the tenant thereunder from and after the date hereof.

 

 C: 
 Page  C: 1 of 4 

 

 

SECTION 1.02. Assignor covenants and agrees to save, defend, indemnify and hold Assignee, its members, managers, shareholders, directors, officers, employees, agents successors and assigns (collectively, “Assignee Indemnitees”) harmless from and against any and all demands, claims, causes of action, actions, liabilities, obligations, losses, damages, costs, charges, counsel fees and other expenses of every nature and character whatsoever which may be incurred by Assignee and/or any other Assignee Indemnitees by reason of Assignor’s failure to comply or perform any covenant, term, condition, or agreement in the Lease to be complied with or performed by the tenant under the Lease prior to the date hereof.

 

ARTICLE 2 - CONSENT

 

SECTION 2.01. Owner hereby consents to the assignment of the Lease by Assignor to Assignee, provided, however, that nothing contained herein shall be construed to: (i) waive, modify, impair or affect any of the provisions of the Lease; (ii) waive payment of the Rent Arrears; (iii) waive any present or future breach of, or default under, the Lease, or the rights of Owner against any person, firm, association or corporation liable or responsible for the performance thereof; (iv) enlarge or increase Owner’s obligations or the tenants rights under the Lease, or otherwise; (v) to release Assignor and Assignee from any and all of their respective liability under the Lease; and (vi) all of the provisions of the Lease are hereby declared to be in full force and effect.

 

SECTION 2.02. This consent is not, and shall not be construed as, a consent by Owner to, or as permitting, any other or further assignments.

 

SECTION 2.03. In the event of any breach of, or default under, the Lease, or the rights of Owner against any person, firm association or corporation liable or responsible for the performance under the Lease, or in the event of an inconsistency between the provisions of the Lease and/or this Assignment, the provisions of the Lease shall control and prevail.

 

ARTICLE 3 - REPRESENTATIONS

 

SECTION 3.01. Assignor, for itself and its legal representatives, successors and assigns, covenants and represents to Assignee and Owner as follows: (i) Assignor has full right, authority and power to assign the Lease to Assignee; (ii) Assignor has not assigned, transferred, pledged or otherwise encumbered all or any part of its right, title and interest in and to the Lease and/or the Premises, and the Lease is free and clear of any liens and encumbrances made by Assignor; (iii) except as otherwise specifically provided for in this Agreement, to Assignor’s knowledge, Assignor is not on the date hereof in default under any of the terms of the Lease, having performed all of the obligations imposed upon Assignor thereunder, and as of the date hereof, the Lease is in full force and effect and enforceable in accordance with its respective terms; (iv) except as otherwise specifically provided for in this Agreement, Assignor has no knowledge of any default in the performance and observance of any obligations contained in the Lease, to be kept, observed and performed by Owner, or any condition, which with the giving of notice or passage of time, or both, would constitute a default under the Lease; (v) that it is a corporation duly organized and in good standing; (vi) that it has all requisite authority to execute and to enter into this Agreement and that the execution of this Agreement will not constitute a violation of any law, agreement or other rule of governance; and (vii) that the individual executing this Agreement on behalf of Assignor is so authorized.

 

SECTION 3.02.A. Assignee, for itself and its legal representatives, successors and assigns, covenants and represents to Assignor and Owner as follows: (i) that it has all requisite authority to execute and to enter into this Agreement and that the execution of this Agreement will not constitute a violation of any internal by-law, agreement or other rule of governance, (ii) that the individual executing this Agreement on behalf of Assignee is so authorized; (iii) that the Premises shall continue to be used for the use permitted under the Lease; and (iv) Assignee has assumed all of the obligations of Assignor under the Lease.

 

 C: 
 Page 2 of 4 

 

 

B. Assignee represents and warrants that Assignee is not now acting and shall not in the future act, directly or indirectly, for or on behalf of any person, group, entity or nation named by any Executive Order or the United States Department of the Treasury as a terrorist, “Specially Designated and Blocked Persons”, or other banned or blocked person, group, entity, nation or transaction pursuant to any law, order, rule or regulation that is enforced or administered by the Office of Foreign Asset Control (“OFAC”) of the United States Department of the Treasury. Assignee further represents and warrants that Assignee is not now engaged and shall not in the future be engaged, directly or indirectly, in any dealings or transactions or otherwise be associated with such person, group, entity or nation; and Assignee hereby agrees to defend, indemnify and hold Owner harmless from and against any and all claims, losses, costs, expenses, damages and liabilities (including, without limitation, attorneys’ fees) arising from or related to any breach of the foregoing representations.

 

ARTICLE 4 – SECURITY DEPOSIT

 

SECTION 4.01. Assignee acknowledges and agrees regarding the Security Deposit as follows: (i) Assignee shall furnish Owner with cash or a letter of credit in the amount of Three Hundred Ninety Thousand, Eight Hundred Twenty-Five ($390,825.00) in accordance with Article 27 of the Lease, and (ii) Section 27D of Article 27 of the Lease regarding the reduction of the Security Deposit is hereby deleted in its entirety.

 

ARTICLE 5 - MISCELLANEOUS

 

SECTION 5.01. Assignor agrees to reimburse Owner for its legal costs and expenses in connection with preparing this Agreement in the amount of One Thousand, Two Hundred Fifty and 00/100 ($1,250.00) Dollars. Such payment shall be made directly to Owner’s attorney simultaneously with the execution and delivery of this Agreement.

 

SECTION 5.02. All other terms, covenants and conditions of the Lease and all exhibits and schedules thereto shall remain in full force and effect, are hereby ratified, confirmed and incorporated herein by reference as though set forth fully herein at length.

 

SECTION 5.03. This Agreement may be executed in counterparts, which when taken together shall be construed as a complete agreement.

 

 

 

[Signature page(s) follow]

 

 C: 
 Page 3 of 4 

 

 

IN WITNESS WHEREOF, duly authorized representatives of the parties hereto have executed this Agreement as of the day and year first above written.

 

  275 MADISON AVENUE RPW 1 LLC, (Owner)
     
  By: /s/ Robert P. Weisz
  Name: Robert P. Weisz
  Title: President
     
  275 MADISON AVENUE RPW 2 LLC, (Owner)
     
  By: /s/ Robert P. Weisz
  Name: Robert P. Weisz
  Title: President
     
  RELMADA THERAPEUTICS, INC., (Assignor)
     
  By: /s/ Sergio Traversa
  Name: Sergio Traversa
  Title: CEO
     
  ACTINIUM PHARMACEUTICALS, INC., (Assignee)
     
  By: /s/ Steve O’Loughlin
  Name: Steve O’Loughlin
  Title: Principal Financial Officer

 

 

Page 4 of 4

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:9/28/178-K
For Period end:6/30/17
9/25/15
6/9/158-K
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/25/22  Relmada Therapeutics, Inc.        10-K       12/31/21   61:4.3M                                   EdgarAgents LLC/FA
 3/24/21  Relmada Therapeutics, Inc.        10-K       12/31/20   65:4.7M                                   EdgarAgents LLC/FA
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Filing Submission 0001213900-17-010097   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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