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Allegro Merger Corp. – ‘8-K’ for 7/2/18

On:  Tuesday, 7/3/18, at 4:31pm ET   ·   For:  7/2/18   ·   Accession #:  1213900-18-8706   ·   File #:  1-38581

Previous ‘8-K’:  None   ·   Next:  ‘8-K’ on 7/12/18 for 7/6/18   ·   Latest:  ‘8-K’ on / for 8/3/23   ·   5 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/03/18  Allegro Merger Corp.              8-K:1,5,9   7/02/18    8:675K                                   Edgar Agents LLC/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     20K 
 2: EX-1.1      Underwriting Agreement Between the Company and      HTML    181K 
                          Cantor Fitzgerald & Co                                 
 3: EX-3.1      Amended and Restated Certificate of Incorporation   HTML     37K 
 4: EX-4.4      Warrant Agreement Between Continental Stock         HTML     74K 
                          Transfer & Trust Company and the Company               
 5: EX-4.6      Rights Agreement Between Continental Stock          HTML     42K 
                          Transfer & Trust Company and the Company               
 6: EX-10.1     Investment Management Trust Agreement Between       HTML     63K 
                          Continental Stock Transfer & Trust                     
                          Company and the Company                                
 7: EX-10.2     Registration Rights Agreement Between the Company   HTML     85K 
                          and the Company's Initial Shareholders,                
                          Cantor Fitzgerald & Co. and Chardan                    
                          Capital Markets, LLC                                   
 8: EX-99.1     Press Release Announcing the Pricing of the         HTML      8K 
                          Initial Public Offering.                               


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): July 2, 2018

 

ALLEGRO MERGER CORP.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   001-38581   82-2425125
(State or Other Jurisdiction   (Commission   (IRS Employer
of Incorporation)   File Number)   Identification No.)

 

777 Third Avenue, 37th Floor

New York, New York 10017

(Address of Principal Executive Offices) (Zip Code)

 

(212) 319-7676

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 C: 

 

 

 

Item 1.01.Entry into a Material Definitive Agreement.

 

On July 2, 2018, the Registration Statement on Form S-1 (SEC File No. 333-225270) (the “Registration Statement”) relating to the initial public offering of units of Allegro Merger Corp. (the “Company”) was declared effective by the Securities and Exchange Commission (“SEC”).

 

On July 2, 2018, the Company entered into various agreements filed as exhibits to the Registration Statement and filed an amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. The material terms of such agreements and the amended and restated certificate of incorporation of the Company as of July 2, 2018 are fully described in the Company’s final prospectus, dated July 2, 2018 as filed with the SEC. This Current Report on Form 8-K is being filed solely to file such executed agreements and amended and restated certificate of incorporation.

 

Item 5.03.Amendments to Certificate of Incorporation or Bylaws; Change in Fiscal Year.

 

The information set forth in Item 1.01 is hereby incorporated by reference.

 

Item 9.01.Financial Statement and Exhibits.

 

(d)Exhibits:

 

  Exhibit   Description
       
  1.1   Underwriting Agreement between the Company and Cantor Fitzgerald & Co.
       
  3.1   Amended and Restated Certificate of Incorporation.
       
  4.4   Warrant Agreement between Continental Stock Transfer & Trust Company and the Company.
       
  4.6   Rights Agreement between Continental Stock Transfer & Trust Company and the Company.
       
  10.1   Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Company.
       
  10.2   Registration Rights Agreement between the Company and the Company’s Initial Shareholders, Cantor Fitzgerald & Co. and Chardan Capital Markets, LLC.
       
  99.1   Press release announcing the pricing of the initial public offering.

 

 C: 
  C: 1 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: July 3, 2018

 

  ALLEGRO MERGER CORP.
   
  By: /s/ David D. Sgro
    Name: David D. Sgro
    Title: Chief Operating Officer

 

 C: 
 2 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:7/3/18424B4
For Period End:7/2/183,  8-A12B,  CERT
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/26/24  Allegro Merger Corp.              10-K       12/31/23   50:2.6M                                   EdgarAgents LLC/FA
 3/28/23  Allegro Merger Corp.              10-K       12/31/22   47:2.4M                                   EdgarAgents LLC/FA
 3/24/22  Allegro Merger Corp.              10-K       12/31/21   50:2.5M                                   EdgarAgents LLC/FA
 8/16/21  Allegro Merger Corp.              10-K/A     12/31/20   52:4.2M                                   EdgarAgents LLC/FA
 3/29/21  Allegro Merger Corp.              10-K       12/31/20   48:1.9M                                   EdgarAgents LLC/FA
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