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Creative Realities, Inc. – ‘S-1’ on 6/25/18 – ‘EX-10.33’

On:  Monday, 6/25/18, at 5:33pm ET   ·   Accession #:  1213900-18-8179   ·   File #:  333-225876

Previous ‘S-1’:  ‘S-1/A’ on 5/13/16   ·   Next:  ‘S-1/A’ on 8/3/18   ·   Latest:  ‘S-1/A’ on 11/14/18   ·   7 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/25/18  Creative Realities, Inc.          S-1                   98:9.1M                                   Edgar Agents LLC/FA

Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML    856K 
 2: EX-10.25    Warrant Dated November 13, 2017, Issued in Favor    HTML     84K 
                of Slipstream Communications, LLC                                
 3: EX-10.26    Warrant Dated January 16, 2018, Issued in Favor of  HTML     93K 
                Slipstream Communications, LLC                                   
 4: EX-10.27    First Amendment to Loan and Security Agreement      HTML     29K 
                Dated as of August 10, 2017 Among Slipstream                     
                Communications, LLC, Registrant and Registrant's                 
                Subsidiaries                                                     
 5: EX-10.28    Second Amendment to Loan and Security Agreement     HTML     75K 
                Dated as of November 13, 2017 Among Slipstream                   
                Communications, LLC, Registrant and Registrant's                 
                Subsidiaries                                                     
 6: EX-10.29    Third Amendment to Loan and Security Agreement      HTML     68K 
                Dated as of January 16, 2018 Among Slipstream                    
                Communications, LLC, Registrant and Registrant's                 
                Subsidiaries                                                     
 7: EX-10.30    Secured Revolving Promissory Note in Favor of       HTML     41K 
                Slipstream Communications, LLC (Entered Into in                  
                Connection With Third Amendment to Loan and                      
                Security Agreement Dated January 16, 2018)                       
 8: EX-10.31    Fourth Amendment to Loan and Security Agreement     HTML     77K 
                With Slipstream Communications, LLC, Dated as of                 
                April 27, 2018                                                   
 9: EX-10.32    Warrant to Purchase Common Stock Issued to          HTML     91K 
                Slipstream Communications, LLC on April 27, 2018                 
10: EX-10.33    Second Allonge to Secured Revolving Promissory      HTML     32K 
                Note Issued in Favor of Slipstream Communications,               
                LLC., Dated as of April 27, 2018                                 
11: EX-10.34    Second Allonge to Amended and Restated Secured      HTML     33K 
                Term Promissory Note Issued in Favor of Slipstream               
                Communications, LLC., Dated as of April 27, 2018                 
12: EX-10.35    Secured Disbursed Escrow Promissory Note Issued in  HTML     38K 
                Favor of Slipstream Communications, LLC, in                      
                Principal Amount of $264,000 Dated as of April 27,               
                2018                                                             
13: EX-23.1     Consent of Eisneramper LLP                          HTML     27K 
20: R1          Document and Entity Information                     HTML     40K 
21: R2          Condensed Consolidated Balance Sheets               HTML    116K 
22: R3          Condensed Consolidated Balance Sheets               HTML     46K 
                (Parenthetical)                                                  
23: R4          Condensed Consolidated Statements of Operations     HTML    118K 
                (Unaudited)                                                      
24: R5          Consolidated Statements of Shareholders' Equity     HTML     79K 
25: R6          Condensed Consolidated Statements of Cash Flows     HTML    122K 
                (Unaudited)                                                      
26: R7          Nature of Operations and Liquidity                  HTML     57K 
27: R8          Summary of Significant Accounting Policies          HTML    187K 
28: R9          Recently Issued Accounting Pronouncements           HTML     60K 
29: R10         Revenue Recognition                                 HTML     81K 
30: R11         Fair Value Measurement                              HTML     63K 
31: R12         Supplemental Cash Flow Statement Information/Other  HTML     44K 
                Financial Statement Information                                  
32: R13         Intangible Assets/Goodwill and Other Intangible     HTML     71K 
                Assets                                                           
33: R14         Loans Payable                                       HTML    110K 
34: R15         Commitments and Contingencies                       HTML     55K 
35: R16         Related Party Transactions                          HTML     44K 
36: R17         Income Taxes                                        HTML     59K 
37: R18         Convertible Preferred Stock                         HTML     53K 
38: R19         Warrants                                            HTML    172K 
39: R20         Stockholders' Equity                                HTML     67K 
40: R21         Stock-Based Compensation                            HTML     63K 
41: R22         Profit-Sharing Plan                                 HTML     31K 
42: R23         Segment Information and Significant Customers       HTML     44K 
43: R24         Subsequent Events                                   HTML     37K 
44: R25         Summary of Significant Accounting Policies          HTML    223K 
                (Policies)                                                       
45: R26         Summary of Significant Accounting Policies          HTML     68K 
                (Tables)                                                         
46: R27         Recently Issued Accounting Pronouncements (Tables)  HTML     41K 
47: R28         Fair Value Measurement (Tables)                     HTML     50K 
48: R29         Supplemental Cash Flow Statement Information/Other  HTML     51K 
                Financial Statement Information (Tables)                         
49: R30         Intangible Assets/Goodwill and Other Intangible     HTML     54K 
                Assets (Tables)                                                  
50: R31         Loans Payable (Tables)                              HTML     65K 
51: R32         Commitments and Contingencies (Tables)              HTML     32K 
52: R33         Income Taxes (Tables)                               HTML     51K 
53: R34         Convertible Preferred Stock (Tables)                HTML     35K 
54: R35         Warrants (Tables)                                   HTML    160K 
55: R36         Stockholders' Equity (Tables)                       HTML     93K 
56: R37         Stock-Based Compensation (Tables)                   HTML     42K 
57: R38         Nature of Operations and Liquidity (Details)        HTML     71K 
58: R39         Summary of Significant Accounting Policies          HTML     35K 
                (Details)                                                        
59: R40         Summary of Significant Accounting Policies          HTML     49K 
                (Details 1)                                                      
60: R41         Summary of Significant Accounting Policies          HTML     43K 
                (Details 2)                                                      
61: R42         Summary of Significant Accounting Policies          HTML     89K 
                (Details 3)                                                      
62: R43         Summary of Significant Accounting Policies          HTML     65K 
                (Details 4)                                                      
63: R44         Summary of Significant Accounting Policies          HTML     73K 
                (Details Textual)                                                
64: R45         Recently Issued Accounting Pronouncements           HTML     90K 
                (Details)                                                        
65: R46         Revenue Recognition (Details)                       HTML     32K 
66: R47         Fair Value Measurement (Details)                    HTML     50K 
67: R48         Fair Value Measurement (Details 1)                  HTML     36K 
68: R49         Supplemental Cash Flow Statement Information/Other  HTML     36K 
                Financial Statement Information (Details)                        
69: R50         Supplemental Cash Flow Statement Information/Other  HTML     46K 
                Financial Statement Information (Details 1)                      
70: R51         Intangible Assets/Goodwill and Other Intangible     HTML     45K 
                Assets (Details)                                                 
71: R52         Intangible Assets/Goodwill and Other Intangible     HTML     35K 
                Assets (Details 1)                                               
72: R53         Intangible Assets/Goodwill and Other Intangible     HTML     36K 
                Assets (Details Textual)                                         
73: R54         Loans Payable (Details)                             HTML    130K 
74: R55         Loans Payable (Details Textual)                     HTML    125K 
75: R56         Commitments and Contingencies (Details )            HTML     41K 
76: R57         Commitments and Contingencies (Details Textual)     HTML     96K 
77: R58         Related Party Transactions (Details)                HTML    103K 
78: R59         Income Taxes (Details )                             HTML     56K 
79: R60         Income Taxes (Details 1)                            HTML     46K 
80: R61         Income Taxes (Details 2)                            HTML     48K 
81: R62         Income Taxes (Details Textual)                      HTML     51K 
82: R63         Convertible Preferred Stock (Details)               HTML     37K 
83: R64         Convertible Preferred Stock (Details Textual)       HTML     74K 
84: R65         Warrants (Details)                                  HTML    101K 
85: R66         Warrants (Details 1)                                HTML     68K 
86: R67         Warrants (Details Textual)                          HTML     73K 
87: R68         Stockholders' Equity (Details)                      HTML     59K 
88: R69         Stockholders' Equity (Details 1)                    HTML     49K 
89: R70         Stockholders' Equity (Details Textual)              HTML     73K 
90: R71         Stock-Based Compensation (Details)                  HTML     39K 
91: R72         Stock-Based Compensation (Details 1)                HTML     37K 
92: R73         Stock-Based Compensation (Details Textual)          HTML     63K 
93: R74         Profit-Sharing Plan (Details)                       HTML     35K 
94: R75         Segment Information and Significant Customers       HTML     55K 
                (Details)                                                        
95: R76         Subsequent Events (Details)                         HTML     67K 
97: XML         IDEA XML File -- Filing Summary                      XML    170K 
96: EXCEL       IDEA Workbook of Financial Reports                  XLSX    116K 
14: EX-101.INS  XBRL Instance -- crex-20180331                       XML   2.85M 
16: EX-101.CAL  XBRL Calculations -- crex-20180331_cal               XML    144K 
17: EX-101.DEF  XBRL Definitions -- crex-20180331_def                XML    728K 
18: EX-101.LAB  XBRL Labels -- crex-20180331_lab                     XML   1.52M 
19: EX-101.PRE  XBRL Presentations -- crex-20180331_pre              XML   1.12M 
15: EX-101.SCH  XBRL Schema -- crex-20180331                         XSD    216K 
98: ZIP         XBRL Zipped Folder -- 0001213900-18-008179-xbrl      Zip    214K 


‘EX-10.33’   —   Second Allonge to Secured Revolving Promissory Note Issued in Favor of Slipstream Communications, LLC., Dated as of April 27, 2018


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 10.33

 

EXHIBIT A-3 TO FOURTH AMENDMENT OF LOAN AND SECURITY AGREEMENT

 

SECOND ALLONGE

 

This Second Allonge (“Allonge”), dated April 27, 2018, is to the Secured Revolving Promissory Note dated as of December 12, 2016 in the maximum principal amount outstanding at any time of $1,000,000.00 (as amended by an Allonge dated November 13, 2017, the “Note”) made by Creative Realities, Inc., a Minnesota corporation, Creative Realities, LLC, a Delaware limited liability company, and Conexus World Global, LLC, a Kentucky limited liability company, jointly and severally (each, and together herein referred to as “Maker”), payable to the order of Slipstream Communications, LLC, an Anguillan limited liability company (the “Holder”).

 

The Note was issued pursuant to that certain Loan and Security Agreement by and between, inter alia, Maker and the initial Holder dated as of August 16, 2016 (as amended by the First Amendment thereto dated as of the First Amendment Effective Date, the Second Amendment thereto dated as of the Second Amendment Effective Date, the Third Amendment thereto dated as of the Third Amendment Effective Date, and the Fourth Amendment thereto dated as of the date hereof, and as it may be further amended, restated, supplemented, modified or otherwise changed from time to time, the “Loan Agreement”), and are subject to the terms and conditions thereof.

 

The Note is hereby amended as follows:

 

(a) The two references therein to “$1,000,000” are hereby changed to “$2,100,000”; and

 

(b) Section 1(a) of the Note is hereby amended to insert after the phrase “in cash” the phrase “(except as provided in the Loan Agreement)”.

 

Except as expressly amended hereby, the Note, including without limitation the default and acceleration provisions thereof, remain in full force and effect, and Makers hereby confirm their liability thereunder to Holder.

 

[REST OF PAGE INTENTIONALLY LEFT BLANK]

 

 C: 
   

 

 

IN WITNESS WHEREOF, this Second Allonge is executed and attached, or copies attached, to the Note on the date first set forth above.

 

  MAKERS
   
  CREATIVE REALITIES, INC.
   
  CREATIVE REALITIES, LLC
   
  CONEXUS WORLD GLOBAL, LLC
     
  By: /s/ Richard Mills
  Name: Richard Mills
  Title: CEO

 

  HOLDER
   
  SLIPSTREAM COMMUNICATIONS, LLC
     
  By: /s/ Alec Machiels
    Alec Machiels

 

[Signature page to Second Allonge to Secured Revolving Promissory Note]

 

 C: 
   


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-1’ Filing    Date    Other Filings
Filed on:6/25/18
4/27/18
11/13/17
12/12/163,  4
8/16/16
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/21/24  Creative Realities, Inc.          10-K       12/31/23   91:10M                                    RDG Filings/FA
 3/30/23  Creative Realities, Inc.          10-K       12/31/22   90:9.7M                                   RDG Filings/FA
 3/22/22  Creative Realities, Inc.          10-K       12/31/21   86:6.9M                                   EdgarAgents LLC/FA
 6/22/21  Creative Realities, Inc.          S-8         6/22/21    4:151K                                   EdgarAgents LLC/FA
 3/10/21  Creative Realities, Inc.          10-K       12/31/20   85:5.3M                                   EdgarAgents LLC/FA
10/01/18  SEC                               UPLOAD12/13/18    2:48K  Creative Realities, Inc.
 7/16/18  SEC                               UPLOAD12/13/18    2:43K  Creative Realities, Inc.
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Filing Submission 0001213900-18-008179   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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