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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/26/20 Roan Holdings Group Co., Ltd. 20-F 12/31/19 129:10M Edgar Agents LLC/FA |
Document/Exhibit Description Pages Size
1: 20-F Annual Report by a Foreign Non-Canadian Issuer HTML 1.20M
2: EX-4.18 Zhigang Liu Employment Agreement, Dated November HTML 57K
20, 2019
3: EX-4.23 English Translation of Capital Contribution HTML 66K
Agreement Dated __, 2019 by and Among Roan, Lixin
Financial Holdings Group, Et Al
4: EX-4.24 English Translation of Share Purchase Agreement HTML 275K
Dated June 13, 2019 Between China Lending
Corporation and Lixin Financial Holdings Group, Et
Al
5: EX-4.25 English Translation of Framework Agreement Dated HTML 50K
July 31, 2019 With Zhejiang Zhongfeng Investment
Management Co., Ltd.
6: EX-4.26 English Translation of Supplemental Agreement to HTML 74K
Share Purchase Agreement Dated August 23, 2019,
Between China Lending Corporation and Lixin
Financial Holdings Group, Et Al
7: EX-4.27 English Translation of Supplemental Agreement to HTML 46K
Framework Agreement Dated November 20, 2019 With
Zhejiang Zhongfeng Investment Management Co., Ltd.
8: EX-4.28 English Translation of Share Transfer and Vie HTML 68K
Termination Agreement Dated November 22, 2019
9: EX-4.29 English Translation of Supplemental Agreement to HTML 63K
Share Transfer and Vie Termination Agreement Dated
January 18, 2020
10: EX-4.30 English Translation of Lease Agreement Between HTML 48K
Junrong Capital Holdings Limited and Lixin
(Hangzhou) Asset Management Co., Ltd.
11: EX-4.31 English Translation of Lease Agreement Between HTML 56K
Hangzhou Yuhuangshannan Fund Town Management
Committee and Zhejiang Lixin Enterprise Management
Group Co., Ltd., Dated July 3, 2018
12: EX-4.32 English Translation of Lease Between Zhejiang HTML 47K
Fengfan Electrical Accessories Co., Ltd. and
Zhejiang Jingyuxin Financing Guarantee Co., Ltd.,
Dated April 7, 2020
13: EX-4.33 English Translation of Lease Agreement Between HTML 51K
Junrong Capital Holdings Limited and Zhiyuan
Factoring (Guangzhou) Co., Ltd.
14: EX-4.34 English Translation of Guangzhou City Lease HTML 46K
Contract Between Guangdong Letian Creative
Investment Co., Ltd. and Zhiyuan Factoring
(Guangzhou) Co., Ltd., Dated June 21, 2019
15: EX-4.35 English Translation of Lease Contract Between HTML 38K
Yajuan Zhu and Zhejiang Jing Yu Xin Financing
Guarantee Co., Ltd
16: EX-8.1 List of Subsidiaries HTML 40K
19: EX-13.1 Annual or Quarterly Report to Security Holders HTML 37K
20: EX-13.2 Annual or Quarterly Report to Security Holders HTML 37K
21: EX-99.1 Press Release Dated June 26, 2020 Titled "Roan HTML 185K
Holdings Group Co., Ltd. Reports Full Year 2019
Financial Results"
17: EX-12.1 Statement re: Computation of Ratios HTML 42K
18: EX-12.2 Statement re: Computation of Ratios HTML 42K
58: R1 Document And Entity Information HTML 77K
129: R2 Consolidated Balance Sheets HTML 170K
88: R3 Consolidated Balance Sheets (Parentheticals) HTML 58K
48: R4 Consolidated Statements of Operations and HTML 150K
Comprehensive Income (Loss)
57: R5 Consolidated Statements of Changes in HTML 107K
Shareholders? Equity (Deficit)
127: R6 Consolidated Statements of Cash Flows HTML 176K
86: R7 Statement of Reconciliation of Cash, Cash HTML 48K
Equivalents and Restricted Cash
43: R8 Organization and Principal Activities HTML 80K
59: R9 Liquidity HTML 44K
78: R10 Summary of Significant Accounting Policies HTML 162K
115: R11 Acquisition of Lixin Cayman HTML 136K
55: R12 Disposition of Feng Hui HTML 59K
41: R13 Restricted Cash HTML 41K
79: R14 Short-Term Investment HTML 42K
116: R15 Accounts Receivable, Net HTML 46K
56: R16 Loans Receivable Due From Factoring Customers HTML 44K
42: R17 Loans Due From Third Parties HTML 51K
80: R18 Other current assets HTML 44K
114: R19 Property and Equipment, Net HTML 44K
76: R20 Intangible Assets, Net HTML 48K
35: R21 Accrued Expenses and Other Current Liabilities HTML 44K
101: R22 Income Taxes HTML 62K
111: R23 Earnings (Loss) Per Share HTML 49K
77: R24 Related Party Transactions and Balances HTML 43K
36: R25 Redeemable Convertible Preferred Shares HTML 54K
102: R26 Equity HTML 79K
113: R27 Segment Reporting HTML 62K
75: R28 Commitments and Contingencies HTML 52K
37: R29 Subsequent Events HTML 45K
40: R30 Accounting Policies, by Policy (Policies) HTML 259K
53: R31 Organization and Principal Activities (Tables) HTML 70K
118: R32 Summary of Significant Accounting Policies HTML 66K
(Tables)
82: R33 Acquisition of Lixin Cayman (Tables) HTML 124K
39: R34 Disposition of Feng Hui (Tables) HTML 56K
52: R35 Short-Term Investment (Tables) HTML 42K
117: R36 Accounts Receivable, Net (Tables) HTML 47K
81: R37 Loans Receivable Due From Factoring Customers HTML 41K
(Tables)
38: R38 Loans Due From Third Parties (Tables) HTML 49K
54: R39 Other current assets (Tables) HTML 44K
34: R40 Property and Equipment, Net (Tables) HTML 44K
72: R41 Intangible Assets, Net (Tables) HTML 49K
104: R42 Accrued Expenses and Other Current Liabilities HTML 43K
(Tables)
94: R43 Income Taxes (Tables) HTML 61K
33: R44 Earnings (Loss) Per Share (Tables) HTML 48K
71: R45 Equity (Tables) HTML 65K
103: R46 Segment Reporting (Tables) HTML 60K
93: R47 Commitments and Contingencies (Tables) HTML 47K
32: R48 Organization and Principal Activities (Details) HTML 78K
73: R49 Organization and Principal Activities (Details) - HTML 92K
Schedule of the company and its subsidiaries
65: R50 Liquidity (Details) HTML 63K
49: R51 Summary of Significant Accounting Policies HTML 78K
(Details)
83: R52 Summary of Significant Accounting Policies HTML 42K
(Details) - Schedule of foreign currency
translation and transactions
119: R53 Summary of Significant Accounting Policies HTML 53K
(Details) - Schedule of property and equipment
estimated useful lives
66: R54 Summary of Significant Accounting Policies HTML 52K
(Details) - Schedule of intangible assets
estimated useful lives using the straight-line
method
50: R55 Summary of Significant Accounting Policies HTML 40K
(Details) - Schedule of financial guarantee
services
84: R56 Summary of Significant Accounting Policies HTML 45K
(Details) - Schedule of management consulting
services
120: R57 Acquisition of Lixin Cayman (Details) HTML 61K
64: R58 Acquisition of Lixin Cayman (Details) - Schedule HTML 58K
of estimated fair values for major classes of
assets acquired and liabilities
51: R59 Acquisition of Lixin Cayman (Details) - Schedule HTML 58K
of carrying amounts of major classes of acquired
assets
95: R60 Acquisition of Lixin Cayman (Details) - Schedule HTML 155K
of pro forma financial information includes
various assumptions
107: R61 Disposition of Feng Hui (Details) HTML 71K
67: R62 Disposition of Feng Hui (Details) - Schedule of HTML 51K
operations and comprehensive income (Loss)
28: R63 Disposition of Feng Hui (Details) - Schedule of HTML 46K
operations and comprehensive income (Loss)
(Parentheticals)
98: R64 Disposition of Feng Hui (Details) - Schedule of HTML 68K
reconciliation of assets and liabilities held for
sale consolidated balance sheet
110: R65 Disposition of Feng Hui (Details) - Schedule of HTML 63K
reconciliation of income from operations
classified as discontinued operations
70: R66 Restricted Cash (Details) HTML 44K
31: R67 Short-Term Investment (Details) - Schedule of HTML 48K
amortized cost and fair value
99: R68 Accounts Receivable, Net (Details) - Schedule of HTML 45K
accounts receivable
105: R69 Accounts Receivable, Net (Details) - Schedule of HTML 45K
movement of allowance for doubtful accounts
125: R70 Loans Receivable Due From Factoring Customers HTML 43K
(Details)
92: R71 Loans Receivable Due From Factoring Customers HTML 44K
(Details) - Schedule of loans receivable
47: R72 Loans Due From Third Parties (Details) HTML 64K
63: R73 Loans Due From Third Parties (Details) - Schedule HTML 48K
of loans due from third parties
122: R74 Loans Due From Third Parties (Details) - Schedule HTML 49K
of allowance for doubtful accounts
89: R75 Other current assets (Details) - Schedule of other HTML 61K
current assets
44: R76 Property and Equipment, Net (Details) HTML 40K
60: R77 Property and Equipment, Net (Details) - Schedule HTML 55K
of property and equipment, net
128: R78 Intangible Assets, Net (Details) HTML 40K
87: R79 Intangible Assets, Net (Details) - Schedule of HTML 58K
intangible assets net
124: R80 Intangible Assets, Net (Details) - Schedule of HTML 54K
amortization expenses
91: R81 Accrued Expenses and Other Current Liabilities HTML 57K
(Details) - Schedule accrued expenses and other
current liabilities
46: R82 Income Taxes (Details) HTML 49K
62: R83 Income Taxes (Details) - Schedule of income tax HTML 47K
expense
123: R84 Income Taxes (Details) - Schedule of effective HTML 53K
income tax rate and PRC statutory income tax
90: R85 Income Taxes (Details) - Schedule of deferred tax HTML 64K
assets and liabilities
45: R86 Earnings (Loss) Per Share (Details) - Schedule of HTML 63K
computation of basic and diluted loss per common
share
61: R87 Related Party Transactions and Balances (Details) HTML 58K
126: R88 Redeemable Convertible Preferred Shares (Details) HTML 71K
85: R89 Equity (Details) HTML 133K
96: R90 Equity (Details) - Schedule of restricted shares HTML 61K
108: R91 Equity (Details) - Schedule of warrants activity HTML 70K
68: R92 Equity (Details) - Schedule of assumptions used to HTML 52K
value stock options granted using a Black-Scholes
model
29: R93 Equity (Details) - Schedule of assumptions used to HTML 51K
value stock options granted using a Black-Scholes
model
97: R94 Segment Reporting (Details) HTML 39K
109: R95 Segment Reporting (Details) - Schedule of segment HTML 82K
reporting
69: R96 Commitments and Contingencies (Details) HTML 61K
30: R97 Commitments and Contingencies (Details) - Schedule HTML 47K
of operating lease related assets and liabilities
100: R98 Commitments and Contingencies (Details) - Schedule HTML 55K
of maturities of lease liabilities
106: R99 Subsequent Events (Details) HTML 44K
74: XML IDEA XML File -- Filing Summary XML 228K
121: EXCEL IDEA Workbook of Financial Reports XLSX 144K
22: EX-101.INS XBRL Instance -- rahgf-20191231 XML 2.01M
24: EX-101.CAL XBRL Calculations -- rahgf-20191231_cal XML 216K
25: EX-101.DEF XBRL Definitions -- rahgf-20191231_def XML 1.13M
26: EX-101.LAB XBRL Labels -- rahgf-20191231_lab XML 2.07M
27: EX-101.PRE XBRL Presentations -- rahgf-20191231_pre XML 1.12M
23: EX-101.SCH XBRL Schema -- rahgf-20191231 XSD 344K
112: ZIP XBRL Zipped Folder -- 0001213900-20-015976-xbrl Zip 266K
Exhibit 12.1
CERTIFICATION
I, Zhigang Liu, certify that:
1. I have reviewed this annual report on Form 20-F of Roan Holdings Group Co., Ltd.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the company as of, and for, the periods presented in this report;
4. The company’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the company and have
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the company, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| (c) | Evaluated the effectiveness of the company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| (d) | Disclosed in this report any change in the company’s internal control over financial reporting that occurred during the period covered by the annual report that has materially affected, or is reasonably likely to materially affect, the company’s internal control over financial reporting; and |
5. The company’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the company’s auditors and the audit committee of the company’s board of directors (or persons performing the equivalent functions):
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the company’s ability to record, process, summarize and report financial information; and |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the company’s internal control over financial reporting. |
| Date: June 26, 2020 | ||
| By: | /s/ Zhigang Liu | |
| Name: | Zhigang Liu | |
| Title: | Chief Executive Officer | |
| This ‘20-F’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 6/26/20 | |||
| For Period end: | 12/31/19 | 6-K, NT 20-F | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/07/24 Roan Holdings Group Co., Ltd. 20-F/A 12/31/22 120:19M EdgarAgents LLC/FA 5/15/23 Roan Holdings Group Co., Ltd. 20-F 12/31/22 125:20M EdgarAgents LLC/FA 1/06/23 Roan Holdings Group Co., Ltd. F-1 142:13M EdgarAgents LLC/FA 4/22/22 Roan Holdings Group Co., Ltd. 20-F 12/31/21 127:10M EdgarAgents LLC/FA 5/17/21 Roan Holdings Group Co., Ltd. 20-F 12/31/20 126:8.8M EdgarAgents LLC/FA |