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Frontier Funds, et al. – ‘10-Q’ for 3/31/20 – ‘EX-31.2’

On:  Friday, 5/15/20, at 3:34pm ET   ·   For:  3/31/20   ·   Accession #:  1213900-20-12561   ·   File #s:  0-51274, 0-52462, 0-52465, 0-52466, 0-52467, 0-52468, 0-53761, 0-53763

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/15/20  Frontier Funds                    10-Q        3/31/20   83:23M                                    Edgar Agents LLC/FA
          Frontier Long/Short Commodity Fund
          Frontier Select Fund
          Frontier Global Fund
          Frontier Heritage Fund
          Frontier Balanced Fund
          Frontier Masters Fund
          Frontier Diversified Fund

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.67M 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     31K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     30K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     28K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     28K 
 6: EX-32.3     Certification -- §906 - SOA'02                      HTML     28K 
 7: EX-32.4     Certification -- §906 - SOA'02                      HTML     28K 
 8: EX-32.5     Certification -- §906 - SOA'02                      HTML     27K 
 9: EX-32.6     Certification -- §906 - SOA'02                      HTML     27K 
10: EX-32.7     Certification -- §906 - SOA'02                      HTML     27K 
11: EX-32.8     Certification -- §906 - SOA'02                      HTML     27K 
76: R1          Document and Entity Information                     HTML     58K 
37: R2          Consolidated Statements of Financial Condition      HTML    237K 
29: R3          Consolidated Condensed Schedule of Investments      HTML    430K 
46: R4          Consolidated Statements of Operations (Unaudited)   HTML    217K 
73: R5          Consolidated Statements of Changes in Owners'       HTML    106K 
                Capital Equity (Unaudited)                                       
34: R6          Consolidated Statements of Cash Flows (Unaudited)   HTML    219K 
26: R7          Organization and Purpose                            HTML     66K 
49: R8          Significant Accounting Policies                     HTML     87K 
72: R9          Fair Value Measurements                             HTML    180K 
28: R10         Swap Contracts                                      HTML     86K 
36: R11         Investments in Unconsolidated Trading Companies     HTML    158K 
                and Private Investment Companies                                 
75: R12         Transactions with Affiliates                        HTML    107K 
48: R13         Financial Highlights                                HTML    407K 
27: R14         Derivative Instruments and Hedging Activities       HTML     89K 
35: R15         Trading Activities and Related Risks                HTML     39K 
74: R16         Indemnifications and Guarantees noted in            HTML     33K 
                Management Discussion and Analysis                               
47: R17         Subsequent Events                                   HTML     33K 
25: R18         Significant Accounting Policies (Policies)          HTML    145K 
38: R19         Fair Value Measurements (Tables)                    HTML    166K 
70: R20         Swap Contracts (Tables)                             HTML     78K 
63: R21         Investments in Unconsolidated Trading Companies     HTML    171K 
                and Private Investment Companies (Tables)                        
22: R22         Transactions with Affiliates (Tables)               HTML     81K 
45: R23         Financial Highlights (Tables)                       HTML    405K 
69: R24         Derivative Instruments and Hedging Activities       HTML     88K 
                (Tables)                                                         
62: R25         Organization and Purpose (The Series of the         HTML     51K 
                Frontier Funds) (Details)                                        
21: R26         Organization and Purpose (Frontier Funds)           HTML     57K 
                (Details)                                                        
44: R27         Significant Accounting Policies (The Series of the  HTML     72K 
                Frontier Funds) (Details)                                        
71: R28         Significant Accounting Policies (Frontier Funds)    HTML     73K 
                (Details)                                                        
61: R29         Fair Value Measurements (The Series of the          HTML     89K 
                Frontier Funds) (Details)                                        
50: R30         Fair Value Measurements (The Series of the          HTML     70K 
                Frontier Funds) (Details 1)                                      
79: R31         Fair Value Measurements (The Series of the          HTML     39K 
                Frontier Funds) (Details 2)                                      
32: R32         Fair Value Measurements (Frontier Funds) (Details)  HTML     40K 
23: R33         Fair Value Measurements (Frontier Funds) (Details   HTML     44K 
                1)                                                               
51: R34         Fair Value Measurements (Frontier Funds) (Details   HTML     29K 
                Textual)                                                         
80: R35         Swap Contracts (The Series of the Frontier Funds)   HTML     63K 
                (Details)                                                        
33: R36         Swap Contracts (The Series of the Frontier Funds)   HTML     42K 
                (Details Textual)                                                
24: R37         Swap Contracts (Frontier Funds) (Details)           HTML     66K 
52: R38         Swap Contracts (Frontier Funds) (Details Textual)   HTML     43K 
77: R39         Investments in Unconsolidated Trading Companies     HTML     54K 
                and Private Investment Companies (The Series of                  
                the Frontier Funds) (Details)                                    
56: R40         Investments in Unconsolidated Trading Companies     HTML    128K 
                and Private Investment Companies (The Series of                  
                the Frontier Funds) (Details 1)                                  
66: R41         Investments in Unconsolidated Trading Companies     HTML     74K 
                and Private Investment Companies (The Series of                  
                the Frontier Funds) (Details 2)                                  
42: R42         Investments in Private Investment Companies         HTML     51K 
                (Frontier Funds) (Details)                                       
19: R43         Investments in Private Investment Companies         HTML     61K 
                (Frontier Funds) (Details 1)                                     
57: R44         Transactions with Affiliates (The Series of the     HTML     54K 
                Frontier Funds) (Details)                                        
67: R45         Transactions with Affiliates (The Series of the     HTML     53K 
                Frontier Funds) (Details 1)                                      
43: R46         Transactions with Affiliates (The Series of the     HTML     72K 
                Frontier Funds) (Details 2)                                      
20: R47         Transactions with Affiliates (The Series of the     HTML    121K 
                Frontier Funds) (Details Narrative)                              
58: R48         Transactions with Affiliates (Frontier Funds)       HTML    137K 
                (Details)                                                        
64: R49         Financial Highlights (The Series of the Frontier    HTML    191K 
                Funds) (Details)                                                 
82: R50         Financial Highlights ( Frontier Funds) (Details 1)  HTML     35K 
55: R51         Derivative Instruments and Hedging Activities (The  HTML     30K 
                Series of the Frontier Funds) (Details)                          
31: R52         Derivative Instruments and Hedging Activities (The  HTML     41K 
                Series of the Frontier Funds) (Details 1)                        
40: R53         Derivative Instruments and Hedging Activities (The  HTML     41K 
                Series of the Frontier Funds) (Details 2)                        
81: R54         Derivative Instruments and Hedging Activities (The  HTML     48K 
                Series of the Frontier Funds) (Details 3)                        
54: R55         Derivative Instruments and Hedging Activities (The  HTML     29K 
                Series of the Frontier Funds) (Details Textual)                  
30: R56         Derivative Instruments and Hedging Activities       HTML     40K 
                (Frontier Funds) (Details)                                       
39: R57         Derivative Instruments and Hedging Activities       HTML     40K 
                (Frontier Funds) (Details 1)                                     
83: R58         Derivative Instruments and Hedging Activities       HTML     40K 
                (Frontier Funds) (Details 2)                                     
53: R59         Derivative Instruments and Hedging Activities       HTML     39K 
                (Frontier Funds) (Details Textual)                               
18: R60         Trading Activities and Related Risks (The Series    HTML     30K 
                of the Frontier Funds) (Details)                                 
41: R61         Trading Activities and Related Risks (Frontier      HTML     30K 
                Funds) (Details)                                                 
68: R62         Subsequent Events (The Series of the Frontier       HTML     43K 
                Funds) (Details)                                                 
59: R63         Subsequent Events (Frontier Funds) (Details)        HTML     31K 
60: XML         IDEA XML File -- Filing Summary                      XML    150K 
65: EXCEL       IDEA Workbook of Financial Reports                  XLSX    143K 
12: EX-101.INS  XBRL Instance -- frfd-20200331                       XML   8.17M 
14: EX-101.CAL  XBRL Calculations -- frfd-20200331_cal               XML    187K 
15: EX-101.DEF  XBRL Definitions -- frfd-20200331_def                XML   1.53M 
16: EX-101.LAB  XBRL Labels -- frfd-20200331_lab                     XML   1.25M 
17: EX-101.PRE  XBRL Presentations -- frfd-20200331_pre              XML   1.46M 
13: EX-101.SCH  XBRL Schema -- frfd-20200331                         XSD    321K 
78: ZIP         XBRL Zipped Folder -- 0001213900-20-012561-xbrl      Zip    278K 


‘EX-31.2’   —   Certification — §302 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 31.2

 

CERTIFICATION PURSUANT TO

18 U.S.C.§1350,

AS ADOPTED PURSUANT TO

SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

 

I, Patrick J. Kane, certify that:

 

1. I have reviewed this quarterly report of Frontier Funds;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

 

(a)Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c)Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

(d)Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

 

(b)Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: May 15, 2020

  

  /s/ Patrick J. Kane
  Patrick J. Kane
  Chairman and Chief Financial Officer of Frontier Fund Management LLC, the Managing Owner of Frontier Funds


Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:5/15/20None on these Dates
For Period end:3/31/20
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Filing Submission 0001213900-20-012561   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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