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Uppercut Brands, Inc. – ‘10-K’ for 12/31/19 – ‘EX-3.9’

On:  Friday, 3/20/20, at 5:08pm ET   ·   For:  12/31/19   ·   Accession #:  1213900-20-7000   ·   File #:  0-54872

Previous ‘10-K’:  ‘10-K’ on 4/4/19 for 12/31/18   ·   Next:  ‘10-K’ on 3/29/21 for 12/31/20   ·   Latest:  ‘10-K’ on 3/25/24 for 12/31/23   ·   12 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/20/20  Uppercut Brands, Inc.             10-K       12/31/19   73:18M                                    Edgar Agents LLC/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    518K 
 2: EX-3.9      Certificate of Designation of the Series B          HTML     28K 
                Convertible Preferred Stock                                      
 3: EX-10.7     Form of Securities Purchase Agreement for the       HTML    245K 
                Purchase of Series B Preferred Shares, Dated                     
                November 2019, Between Uppercut Brands, Inc., and                
                Investors                                                        
 4: EX-10.8     Form of Warrant Related to Series B Preferred       HTML    108K 
                Shares, Dated November 2019, Between Uppercut                    
                Brands, Inc., and Investors                                      
 5: EX-10.9     Form of Registration Rights Agreement Related to    HTML    131K 
                Series B Preferred Shares, Dated November 2019,                  
                Between Uppercut Brands, Inc., and Investors                     
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     22K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     22K 
30: R1          Document and Entity Information                     HTML     60K 
67: R2          Balance Sheets                                      HTML     94K 
45: R3          Balance Sheets (Parenthetical)                      HTML     62K 
23: R4          Statements of Operations                            HTML     80K 
32: R5          Statements of Changes in Stockholders' Equity       HTML     79K 
                (Deficit)                                                        
69: R6          Statements of Cash Flows                            HTML    113K 
47: R7          Organization and Business                           HTML     29K 
26: R8          Summary of Significant Accounting Policies          HTML     63K 
29: R9          Acquisition                                         HTML     32K 
19: R10         Fair Value of Financial Instruments And Fair Value  HTML     47K 
                Measurements                                                     
41: R11         Inventory                                           HTML     26K 
60: R12         Notes Receivable                                    HTML     31K 
53: R13         Intangible Assets                                   HTML     28K 
18: R14         Convertible Notes Payable                           HTML     35K 
40: R15         Note Payable - Related Party                        HTML     24K 
59: R16         Stockholders? Equity (Deficit)                      HTML     66K 
52: R17         Income Taxes                                        HTML     42K 
20: R18         Concentrations                                      HTML     25K 
39: R19         Subsequent Events                                   HTML     24K 
73: R20         Summary of Significant Accounting Policies          HTML    118K 
                (Policies)                                                       
50: R21         Summary of Significant Accounting Policies          HTML     26K 
                (Tables)                                                         
28: R22         Acquisition (Tables)                                HTML     25K 
36: R23         Fair Value of Financial Instruments and Fair Value  HTML     45K 
                Measurements (Tables)                                            
72: R24         Inventory (Tables)                                  HTML     25K 
49: R25         Notes Receivable (Tables)                           HTML     26K 
27: R26         Intangible Assets (Tables)                          HTML     25K 
34: R27         Convertible Notes Payable (Tables)                  HTML     29K 
71: R28         Stockholders? Equity (Deficit) (Tables)             HTML     42K 
51: R29         Income Taxes (Tables)                               HTML     35K 
55: R30         Organization and Business (Details)                 HTML     25K 
61: R31         Summary of Significant Accounting Policies          HTML     30K 
                (Details)                                                        
37: R32         Summary of Significant Accounting Policies          HTML     47K 
                (Details Textual)                                                
16: R33         Acquisition (Details)                               HTML     31K 
56: R34         Acquisition (Details Textual)                       HTML     50K 
62: R35         Fair Value of Financial Instruments and Fair Value  HTML     27K 
                Measurements (Details)                                           
38: R36         Fair Value of Financial Instruments and Fair Value  HTML     30K 
                Measurements (Details 1)                                         
17: R37         Fair Value of Financial Instruments and Fair Value  HTML     26K 
                Measurements (Details 2)                                         
54: R38         Fair Value of Financial Instruments and Fair Value  HTML     27K 
                Measurements (Details 3)                                         
63: R39         Fair Value of Financial Instruments and Fair Value  HTML     23K 
                Measurements (Details Textual)                                   
44: R40         Inventory (Details)                                 HTML     28K 
66: R41         Notes Receivable (Details)                          HTML     29K 
31: R42         Notes Receivable (Details Textual)                  HTML     58K 
22: R43         Intangible Assets (Details)                         HTML     24K 
46: R44         Intangible Assets (Details Textual)                 HTML     35K 
68: R45         Convertible Notes Payable (Details)                 HTML     32K 
33: R46         Convertible Notes Payable (Details 1)               HTML     28K 
25: R47         Convertible Notes Payable (Details Textual)         HTML     53K 
43: R48         Note Payable - Related Party (Details)              HTML     33K 
70: R49         Stockholders? Equity (Deficit) (Details)            HTML     66K 
65: R50         Stockholders? Equity (Deficit) (Details Textual)    HTML    152K 
58: R51         Income Taxes (Details)                              HTML     39K 
21: R52         Income Taxes (Details 1)                            HTML     34K 
42: R53         Income Taxes (Details Textual)                      HTML     28K 
64: R54         Concentrations (Details)                            HTML     24K 
57: R55         Subsequent Events (Details)                         HTML     28K 
35: XML         IDEA XML File -- Filing Summary                      XML    124K 
48: EXCEL       IDEA Workbook of Financial Reports                  XLSX     74K 
10: EX-101.INS  XBRL Instance -- ucut-20191231                       XML    722K 
12: EX-101.CAL  XBRL Calculations -- ucut-20191231_cal               XML    134K 
13: EX-101.DEF  XBRL Definitions -- ucut-20191231_def                XML    432K 
14: EX-101.LAB  XBRL Labels -- ucut-20191231_lab                     XML    799K 
15: EX-101.PRE  XBRL Presentations -- ucut-20191231_pre              XML    639K 
11: EX-101.SCH  XBRL Schema -- ucut-20191231                         XSD    149K 
24: ZIP         XBRL Zipped Folder -- 0001213900-20-007000-xbrl      Zip    105K 


‘EX-3.9’   —   Certificate of Designation of the Series B Convertible Preferred Stock


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 3.9

 

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12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/25/24  Silo Pharma, Inc.                 10-K       12/31/23   69:6.7M                                   EdgarAgents LLC/FA
 3/24/23  Silo Pharma, Inc.                 10-K       12/31/22   65:6.8M                                   EdgarAgents LLC/FA
 9/20/22  Silo Pharma, Inc.                 S-1/A                 78:9.4M                                   EdgarAgents LLC/FA
 9/09/22  Silo Pharma, Inc.                 S-1/A       9/08/22   80:9.6M                                   EdgarAgents LLC/FA
 8/29/22  Silo Pharma, Inc.                 S-1/A       8/26/22   79:9.5M                                   EdgarAgents LLC/FA
 7/25/22  Silo Pharma, Inc.                 S-1/A       7/22/22   78:9.9M                                   EdgarAgents LLC/FA
 3/28/22  Silo Pharma, Inc.                 10-K       12/31/21   69:6.2M                                   EdgarAgents LLC/FA
12/07/21  Silo Pharma, Inc.                 S-1        12/08/21   88:9.2M                                   EdgarAgents LLC/FA
 5/17/21  Silo Pharma, Inc.                 10-K/A     12/31/20   69:4.5M                                   EdgarAgents LLC/FA
 4/07/21  Silo Pharma, Inc.                 S-1/A                 65:4.4M                                   EdgarAgents LLC/FA
 3/29/21  Silo Pharma, Inc.                 10-K       12/31/20   69:4.5M                                   EdgarAgents LLC/FA
 2/16/21  Silo Pharma, Inc.                 S-1                   73:5.5M                                   EdgarAgents LLC/FA
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Filing Submission 0001213900-20-007000   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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