|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/21 Ipsidy Inc. 10-Q 9/30/21 81:5.6M EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 672K
2: EX-10.11 Letter Agreement Between the Company and Phillip HTML 29K
L. Kumnick Dated as November 5, 2021
3: EX-10.12 Letter Agreement Between the Company and Philip R. HTML 29K
Broenniman Dated as November 5, 2021
4: EX-31.1 Certification -- §302 - SOA'02 HTML 25K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 25K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 22K
13: R1 Document And Entity Information HTML 77K
14: R2 Condensed Consolidated Balance Sheets HTML 127K
15: R3 Condensed Consolidated Balance Sheets HTML 31K
(Parentheticals)
16: R4 Condensed Consolidated Statements of Operations HTML 97K
(Unaudited)
17: R5 Condensed Consolidated Statements of Comprehensive HTML 42K
Loss (Unaudited)
18: R6 Condensed Consolidated Statements of Changes in HTML 108K
Stockholders? Equity (Unaudited)
19: R7 Condensed Consolidated Statements of Cash Flows HTML 126K
(Unaudited)
20: R8 Basis of Presentation HTML 45K
21: R9 Other Current Assets HTML 38K
22: R10 Property and Equipment, Net HTML 34K
23: R11 Other Assets HTML 31K
24: R12 Intangible Assets, Net (Other than Goodwill) HTML 70K
25: R13 Accounts Payable and Accrued Expenses HTML 36K
26: R14 Notes Payable, Net HTML 39K
27: R15 Convertible Notes Payable HTML 42K
28: R16 Related Party Transactions HTML 34K
29: R17 Stockholder's Equity HTML 98K
30: R18 Direct Financing Lease HTML 34K
31: R19 Lease Obligation Payable HTML 27K
32: R20 Commitments and Contingencies HTML 34K
33: R21 Segment Information HTML 54K
34: R22 Basis of Presentation (Tables) HTML 27K
35: R23 Other Current Assets (Tables) HTML 37K
36: R24 Property and Equipment, Net (Tables) HTML 33K
37: R25 Other Assets (Tables) HTML 30K
38: R26 Intangible Assets, Net (Other than Goodwill) HTML 71K
(Tables)
39: R27 Accounts Payable and Accrued Expenses (Tables) HTML 36K
40: R28 Notes Payable, Net (Tables) HTML 37K
41: R29 Convertible Notes Payable (Tables) HTML 33K
42: R30 Stockholder's Equity (Tables) HTML 82K
43: R31 Direct Financing Lease (Tables) HTML 33K
44: R32 Lease Obligation Payable (Tables) HTML 26K
45: R33 Commitments and Contingencies (Tables) HTML 31K
46: R34 Segment Information (Tables) HTML 48K
47: R35 Basis of Presentation (Details) HTML 52K
48: R36 Basis of Presentation (Details) - Schedule of HTML 32K
potentially dilutive securities
49: R37 Other Current Assets (Details) - Schedule of other HTML 40K
current assets
50: R38 Property and Equipment, Net (Details) HTML 25K
51: R39 Property and Equipment, Net (Details) - Schedule HTML 36K
of property and equipment
52: R40 Other Assets (Details) - Schedule of other assets HTML 28K
53: R41 Intangible Assets, Net (Other than Goodwill) HTML 24K
(Details)
54: R42 Intangible Assets, Net (Other than Goodwill) HTML 52K
(Details) - Schedule of intangible assets, net
55: R43 Intangible Assets, Net (Other than Goodwill) HTML 39K
(Details) - Schedule of future expected
amortization of intangible assets
56: R44 Accounts Payable and Accrued Expenses (Details) HTML 24K
57: R45 Accounts Payable and Accrued Expenses (Details) - HTML 38K
Schedule of accounts payable and accrued expenses
58: R46 Notes Payable, Net (Details) HTML 27K
59: R47 Notes Payable, Net (Details) - Schedule of notes HTML 37K
payable
60: R48 Notes Payable, Net (Details) - Schedule of notes HTML 29K
payable (Parentheticals)
61: R49 Convertible Notes Payable (Details) HTML 85K
62: R50 Convertible Notes Payable (Details) - Schedule of HTML 32K
convertible notes payable outstanding
63: R51 Convertible Notes Payable (Details) - Schedule of HTML 27K
future maturities of convertible note payable
64: R52 Related Party Transactions (Details) HTML 98K
65: R53 Stockholder's Equity (Details) HTML 106K
66: R54 Stockholder's Equity (Details) - Schedule of HTML 47K
warrant activity
67: R55 Stockholder's Equity (Details) - Schedule of HTML 72K
outstanding stock options
68: R56 Stockholder's Equity (Details) - Schedule of stock HTML 43K
option
69: R57 Direct Financing Lease (Details) HTML 43K
70: R58 Direct Financing Lease (Details) - Schedule of HTML 41K
future minimum lease payments to be received
71: R59 Lease Obligation Payable (Details) HTML 30K
72: R60 Lease Obligation Payable (Details) - Schedule of HTML 32K
lease obligation payable
73: R61 Commitments and Contingencies (Details) HTML 46K
74: R62 Commitments and Contingencies (Details) - Schedule HTML 33K
of related lease balance
75: R63 Commitments and Contingencies (Details) - Schedule HTML 32K
of maturity of the company's operating lease
liabilities
76: R64 Segment Information (Details) HTML 32K
77: R65 Segment Information (Details) - Schedule of HTML 62K
geographic region and reconciliation consolidated
revenue, gross profit, and net loss
79: XML IDEA XML File -- Filing Summary XML 149K
12: XML XBRL Instance -- f10q0921_ipsidyinc_htm XML 1.14M
78: EXCEL IDEA Workbook of Financial Reports XLSX 85K
8: EX-101.CAL XBRL Calculations -- idty-20210930_cal XML 133K
9: EX-101.DEF XBRL Definitions -- idty-20210930_def XML 728K
10: EX-101.LAB XBRL Labels -- idty-20210930_lab XML 1.47M
11: EX-101.PRE XBRL Presentations -- idty-20210930_pre XML 738K
7: EX-101.SCH XBRL Schema -- idty-20210930 XSD 214K
80: JSON XBRL Instance as JSON Data -- MetaLinks 368± 496K
81: ZIP XBRL Zipped Folder -- 0001213900-21-057337-xbrl Zip 173K
Exhibit 10.12
 |
Thomas L. Thimot | |
| November 5, 2021 |
Philip R. Broenniman
2130 Hermosa Drive
Re: Your Ipsidy Inc. (the “Company”) Options Grant dated as of May 5, 2021(“Option”)
Dear Philip:
I refer to our discussions regarding the above referenced Option and following our Board Meeting on October 25, 2021, at which an amendment to the Options was approved, I am writing on behalf of the Company, to record the terms which have been agreed.
In consideration of our mutual agreements, set forth below the following amendments to your Option are hereby agreed. Words and expressions defined in the Option shall bear the same meaning in this letter.
| 1. | You hereby agree to the cancellation of a total of 200,000 Shares under the Option comprising 200,000 Shares under Section 5(d) of the Option |
| 2. | The remaining Shares shall vest in accordance with Sections 5(a), (b), (c), (d) or (e) of the Option, notwithstanding non-continuation of service to the Company (other than for cause) and Section 5(f) of the Option is hereby amended by the deletion of the second sentence and its replacement with the following: |
“If any vesting condition is not satisfied before the earlier of the expiration or termination date of this Option, or termination of the Optionee’s service to the Company for Cause, the Option shall lapse as to the unvested Shares.
“Cause” shall mean you have: (i) willfully failed to perform, or been grossly negligent with respect to, any material duties assigned to you as a Director, other than due to a failure resulting from your disability; (ii) been convicted of, or pled guilty or no contest to, any felony or crime involving immoral or unethical turpitude; (iii) committed an act of fraud, misappropriation, embezzlement or dishonesty with respect to the Company or any of its affiliates; (iv) willfully violated any material Company policy; or (v) breached any of the material terms of the Invention Assignment & Confidentiality Agreement, the Company’s share dealing code, the Employee’s non-competition agreement or any other reasonable policies of the Company where non-compliance would be materially detrimental to the Company and in the case of clauses (i), (iv) and (v), to the extent such violation or breach is then curable, failed to cure such violation or breach (as determined by the Board in good faith) during a thirty (30)-day period following the date on which the Company gives you written notice of the breach.”
(For purposes of the foregoing, it is acknowledged that the Option erroneously contains two Sections that are designated as “5(f),” and that the reference above to Section 5(f) refers to the second such Section.)
C:
Ipsidy Inc. · 670 Long Beach Boulevard · Long Beach, New York 11561 · Tel +1 516 274 8700 · www.authid.ai
| |
Philip R. Broenniman: Page 2 |
| 3. | In addition, Section 7 of the Option is hereby deleted in its entirety and Section 8 of the Option is hereby replaced in its entirety with the following: |
“8. Death of Optionee. If the Optionee shall die, Optionee’s personal representative or the person entitled to Optionee’s rights hereunder may at any time prior to the expiration date of this Option exercise this Option and purchase Shares to the extent, but only to the extent, that Optionee could have exercised this Option if Optionee were still alive; provided, in any case, that this Option may be so exercised only to the extent that this Option has not previously been exercised by Optionee.”
| 4. | In all other respects the terms of the Option shall remain in full force and effect. |
Please sign and return a copy of this letter by way of confirmation of your agreement to its terms.
| Sincerely, | |
| Ipsidy Inc. dba authID.ai | |
| /s/ Thomas L. Thimot | |
| Thomas L. Thimot CEO |
AGREED AND CONSENTED TO
| /s/s Philip R. Broenniman | |
| Philip R. Broenniman |
670 Long Beach Boulevard, · Long Beach, New York 11561 ·. Tel +1 516 274 8700 ·. www.ipsidy.com
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 11/8/21 | 8-K, CORRESP | ||
| 11/5/21 | 4, S-3/A | |||
| 10/25/21 | ||||
| For Period end: | 9/30/21 | |||
| 5/5/21 | 4 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/20/24 authID Inc. 10-K 12/31/23 79:7.8M EdgarAgents LLC/FA 11/08/23 authID Inc. 10-Q 9/30/23 71:6.1M EdgarAgents LLC/FA 8/10/23 authID Inc. 10-Q 6/30/23 67:5.4M EdgarAgents LLC/FA 5/11/23 authID Inc. 10-Q 3/31/23 64:4.1M EdgarAgents LLC/FA 3/30/23 authID Inc. 10-K 12/31/22 78:7.4M EdgarAgents LLC/FA 11/10/22 authID Inc. 10-Q 9/30/22 64:5.1M EdgarAgents LLC/FA 8/09/22 authID Inc. 10-Q 6/30/22 61:4.7M EdgarAgents LLC/FA 5/09/22 authID Inc. 10-Q 3/31/22 69:3.8M EdgarAgents LLC/FA 3/22/22 authID Inc. 10-K 12/31/21 81:6.8M EdgarAgents LLC/FA 2/01/22 authID Inc. S-8 2/01/22 5:339K EdgarAgents LLC/FA 11/12/21 authID Inc. S-8 11/12/21 3:268K EdgarAgents LLC/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/15/21 authID Inc. 8-K:1,3,5,9 6/14/21 9:497K EdgarAgents LLC/FA 5/06/21 authID Inc. 10-Q 3/31/21 78:3.6M EdgarAgents LLC/FA 3/23/21 authID Inc. 8-K:5,7,9 3/22/21 3:9.2M EdgarAgents LLC/FA 1/22/21 authID Inc. 8-K:5,9 1/13/21 2:159K EdgarAgents LLC/FA 5/13/20 authID Inc. 8-K:2,9 5/07/20 3:218K EdgarAgents LLC/FA 2/18/20 authID Inc. 8-K:1,2,3,9 2/14/20 6:631K EdgarAgents LLC/FA 12/16/19 authID Inc. 8-K:1,2,3,512/10/19 5:454K EdgarAgents LLC/FA 5/04/18 authID Inc. 10-Q 3/31/18 68:3.3M S2 Filings LLC/FA 7/12/17 authID Inc. 10-K 12/31/16 94:8M S2 Filings LLC/FA 2/06/17 authID Inc. 8-K:1,2,3,5 1/31/17 11:521K S2 Filings LLC/FA 2/01/17 authID Inc. 8-K:1,3,5,9 1/26/17 5:218K S2 Filings LLC/FA |