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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/15/22 Alto Ingredients, Inc. 10-K 12/31/21 106:9.9M EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.31M
2: EX-2.3 Asset Purchase Agreement Dated November 5, 2021 by HTML 252K
and Among the Registrant, Pacific Ethanol Stockton
LLC and Pelican Acquisition LLC
4: EX-10.20 Waiver, Consent and Amendment No. 4 to Second HTML 45K
Amended and Restated Credit Agreement Dated March
8, 2021 by and Among Kinergy Marketing LLC, Alto
Nutrients, LLC and Wells Fargo Bank, National
Association
5: EX-10.21 Waiver, Consent, and Amendment No. 5 to Second HTML 75K
Amended and Restated Credit Agreement Dated June
10, 2021 by and Among Kinergy Marketing LLC, Alto
Nutrients, LLC and Wells Fargo Bank, National
Association
3: EX-10.9 Employment Agreement Dated Between the Registrant HTML 82K
and Auste M. Graham
6: EX-21.1 Subsidiaries of the Registrant HTML 29K
7: EX-23.1 Consent of Independent Registered Public HTML 28K
Accounting Firm
8: EX-31.1 Certification -- §302 - SOA'02 HTML 32K
9: EX-31.2 Certification -- §302 - SOA'02 HTML 32K
10: EX-32.1 Certification -- §906 - SOA'02 HTML 30K
16: R1 Document And Entity Information HTML 97K
17: R2 Consolidated Balance Sheets HTML 160K
18: R3 Consolidated Balance Sheets (Parentheticals) HTML 58K
19: R4 Consolidated Statements of Operations HTML 132K
20: R5 Consolidated Statements of Comprehensive Income HTML 56K
(Loss)
21: R6 Consolidated Statements of Stockholders? Equity HTML 96K
22: R7 Consolidated Statements of Cash Flows (Unaudited) HTML 160K
23: R8 Organization and Significant Accounting Policies HTML 93K
24: R9 Asset Sales and Held-For-Sale Classification HTML 40K
25: R10 Intercompany Agreements HTML 40K
26: R11 Segments HTML 70K
27: R12 Property and Equipment HTML 37K
28: R13 Derivatives HTML 51K
29: R14 Debt HTML 50K
30: R15 Leases HTML 45K
31: R16 Pension Plans HTML 69K
32: R17 Income Taxes HTML 68K
33: R18 Preferred Stock HTML 42K
34: R19 Common Stock and Warrants HTML 47K
35: R20 Stock-Based Compensation HTML 54K
36: R21 Commitments and Contingencies HTML 36K
37: R22 Fair Value Measurements. HTML 83K
38: R23 Subsequent Events HTML 36K
39: R24 Accounting Policies, by Policy (Policies) HTML 156K
40: R25 Organization and Significant Accounting Policies HTML 66K
(Tables)
41: R26 Segments (Tables) HTML 66K
42: R27 Property and Equipment (Tables) HTML 35K
43: R28 Derivatives (Tables) HTML 50K
44: R29 Debt (Tables) HTML 39K
45: R30 Leases (Tables) HTML 47K
46: R31 Pension Plans (Tables) HTML 69K
47: R32 Income Taxes (Tables) HTML 67K
48: R33 Common Stock and Warrants (Tables) HTML 38K
49: R34 Stock-Based Compensation (Tables) HTML 55K
50: R35 Fair Value Measurements. (Tables) HTML 82K
51: R36 Organization and Significant Accounting Policies HTML 97K
(Details)
52: R37 Organization and Significant Accounting Policies HTML 38K
(Details) - Schedule of sold to customers
representing 10% or more of the Company?s total
net sales
53: R38 Organization and Significant Accounting Policies HTML 36K
(Details) - Schedule of purchased corn from
suppliers representing 10% or more of the
Company?s total corn purchases
54: R39 Organization and Significant Accounting Policies HTML 40K
(Details) - Schedule of inventories
55: R40 Organization and Significant Accounting Policies HTML 41K
(Details) - Schedule of depreciation is computed
using the straight-line method
56: R41 Organization and Significant Accounting Policies HTML 69K
(Details) - Schedule of basic and diluted earnings
per share
57: R42 Asset Sales and Held-For-Sale Classification HTML 112K
(Details)
58: R43 Intercompany Agreements (Details) HTML 50K
59: R44 Segments (Details) HTML 43K
60: R45 Segments (Details) - Schedule of financial data HTML 90K
for operating segments
61: R46 Segments (Details) - Schedule of assets by HTML 46K
operating segments
62: R47 Property and Equipment (Details) HTML 36K
63: R48 Property and Equipment (Details) - Schedule of HTML 47K
property and equipment
64: R49 Derivatives (Details) HTML 31K
65: R50 Derivatives (Details) - Schedule of derivatives HTML 39K
not designated as hedging instruments
66: R51 Derivatives (Details) - Schedule of recognized HTML 39K
gains (losses) for derivatives
67: R52 Debt (Details) HTML 94K
68: R53 Debt (Details) - Schedule of long-term borrowings HTML 51K
69: R54 Debt (Details) - Schedule of maturities of HTML 39K
long-term debt
70: R55 Leases (Details) HTML 34K
71: R56 Leases (Details) - Schedule of leases HTML 35K
72: R57 Leases (Details) - Schedule of components of lease HTML 36K
costs
73: R58 Leases (Details) - Schedule of operating lease HTML 52K
liabilities
74: R59 Pension Plans (Details) HTML 41K
75: R60 Pension Plans (Details) - Schedule of information HTML 65K
related to the retirement plan
76: R61 Pension Plans (Details) - Schedule of components HTML 46K
of net periodic benefit costs
77: R62 Pension Plans (Details) - Schedule of expected HTML 45K
benefit payments
78: R63 Pension Plans (Details) - Schedule of information HTML 48K
related to the retirement plan
79: R64 Pension Plans (Details) - Schedule of components HTML 50K
of net periodic benefit costs
80: R65 Pension Plans (Details) - Schedule of expected HTML 45K
benefit payments
81: R66 Income Taxes (Details) HTML 51K
82: R67 Income Taxes (Details) - Schedule of provision for HTML 40K
income taxes
83: R68 Income Taxes (Details) - Schedule of HTML 50K
reconciliation of effective tax rate
84: R69 Income Taxes (Details) - Schedule of components of HTML 69K
deferred income taxes
85: R70 Income Taxes (Details) - Schedule of net operating HTML 48K
loss carryforwards
86: R71 Income Taxes (Details) - Schedule of income tax in HTML 87K
the United States jurisdiction and various state
jurisdictions
87: R72 Preferred Stock (Details) HTML 62K
88: R73 Common Stock and Warrants (Details) HTML 65K
89: R74 Common Stock and Warrants (Details) - Schedule of HTML 67K
warrant activity
90: R75 Stock-Based Compensation (Details) HTML 42K
91: R76 Stock-Based Compensation (Details) - Schedule of HTML 48K
stock option plans
92: R77 Stock-Based Compensation (Details) - Schedule of HTML 43K
stock options outstanding
93: R78 Stock-Based Compensation (Details) - Schedule of HTML 50K
unvested restricted stock activity
94: R79 Stock-Based Compensation (Details) - Schedule of HTML 37K
common stock at vesting aggregated
95: R80 Commitments and Contingencies (Details) HTML 50K
96: R81 Fair Value Measurements. (Details) HTML 35K
97: R82 Fair Value Measurements. (Details) - Schedule of HTML 41K
used and related fair value for the warrants
98: R83 Fair Value Measurements. (Details) - Schedule of HTML 53K
fair value of pre-funded warrants and other
warrants
99: R84 Fair Value Measurements. (Details) - Schedule of HTML 46K
fair values of warrants based on unobservable
inputs
100: R85 Fair Value Measurements. (Details) - Schedule of HTML 88K
recurring and nonrecurring fair value measurements
101: R86 Subsequent Events (Details) HTML 67K
104: XML IDEA XML File -- Filing Summary XML 198K
102: XML XBRL Instance -- f10k2021_altoingredients_htm XML 2.05M
103: EXCEL IDEA Workbook of Financial Reports XLSX 126K
12: EX-101.CAL XBRL Calculations -- alto-20211231_cal XML 153K
13: EX-101.DEF XBRL Definitions -- alto-20211231_def XML 1.20M
14: EX-101.LAB XBRL Labels -- alto-20211231_lab XML 2.26M
15: EX-101.PRE XBRL Presentations -- alto-20211231_pre XML 1.17M
11: EX-101.SCH XBRL Schema -- alto-20211231 XSD 338K
105: JSON XBRL Instance as JSON Data -- MetaLinks 567± 776K
106: ZIP XBRL Zipped Folder -- 0001213900-22-012260-xbrl Zip 460K
EXHIBIT 32.1
CERTIFICATIONS OF
CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report on Form 10-K of Alto Ingredients, Inc. (the “Company”) for the year ended December 31, 2021 (the “Report”), the undersigned hereby certify in their capacities as Chief Executive Officer and Chief Financial Officer of the Company, respectively, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
1. the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| Dated: March 14, 2022 | By: | /s/ Michael D. Kandris |
| Michael D. Kandris | ||
| President and Chief Executive Officer | ||
| (Principal Executive Officer) |
| Dated: March 14, 2022 | By: | /s/ Bryon T. McGregor |
| Bryon T. McGregor | ||
| Chief Financial Officer | ||
| (Principal Financial Officer) |
A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signatures that appear in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 3/15/22 | None on these Dates | ||
| Filed on: | 3/14/22 | |||
| For Period end: | 12/31/21 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/14/24 Alto Ingredients, Inc. 10-K 12/31/23 103:10M EdgarAgents LLC/FA 3/14/23 Alto Ingredients, Inc. 10-K 12/31/22 111:9.9M EdgarAgents LLC/FA 12/13/22 Alto Ingredients, Inc. 424B3 12/12/22 1:190K EdgarAgents LLC/FA 11/29/22 Alto Ingredients, Inc. S-3 4:290K EdgarAgents LLC/FA 7/06/22 Alto Ingredients, Inc. S-8 7/06/22 5:266K EdgarAgents LLC/FA |