SEC Info - Akoustis Technologies, Inc., et al. - ‘S-3’ on 9/13/22

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Akoustis Technologies, Inc., et al. – ‘S-3’ on 9/13/22 – ‘EX-22.1’

On: Tuesday, 9/13/22, at 8:52am ET · Accession #: 1213900-22-55428 · File #s: 333-267394, -01

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/13/22  Akoustis Technologies, Inc.       S-3                    7:1.7M                                   EdgarAgents LLC/FA
          Akoustis, Inc.

Registration Statement – Securities for a Transaction — Form S-3 — SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3         Registration Statement - Securities for a           HTML    765K 
                Transaction                                                      
 2: EX-4.2      Indenture, Dated as of June 9, 2022, by and Among   HTML    813K 
                the Company, the Initial Guarantor and the Bank of               
                New York Mellon Trust Company, N.A                               
 3: EX-5.1      Opinion of K&L Gates LLP                            HTML     32K 
 4: EX-22.1     List of Subsidiary Guarantors                       HTML      7K 
 5: EX-23.1     Consent of Marcum LLP                               HTML      6K 
 6: EX-25.1     Form T-1 Statement of Eligibility Under the Trust   HTML     22K 
                Indenture Act of 1939, as Amended of the Bank of                 
                New York Mellon Trust Company, N.A. With Respect                 
                to the Indenture Dated as of June 9, 2022                        
 7: EX-FILING FEES  Filing Fee Table                                HTML     64K

‘EX-22.1’ — List of Subsidiary Guarantors

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Exhibit 22.1

List of Subsidiary Guarantors

As of the date of the registration statement of which this Exhibit 22.1 is a part, the 6.0% Convertible Senior Notes due 2027 (the “Notes”) issued by Akoustis Technologies, Inc. (the “Company”) are fully and unconditionally guaranteed by the following subsidiary of the Company.

Guarantor

State or Other Jurisdiction of

Incorporation or Organization

Akoustis, Inc.

Delaware

8 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/12/22  Akoustis Technologies, Inc.       10-K        6/30/22  110:8.3M                                   EdgarAgents LLC/FA
 7/11/22  Akoustis Technologies, Inc.       8-K:5,7     7/05/22   10:185K                                   EdgarAgents LLC/FA
 5/01/20  Akoustis Technologies, Inc.       10-Q        3/31/20   77:3.9M                                   EdgarAgents LLC/FA
11/06/19  Akoustis Technologies, Inc.       8-K:5,9    11/04/19    2:43K                                    EdgarAgents LLC/FA
 6/25/18  Akoustis Technologies, Inc.       S-1                    5:1.2M                                   S2 Filings LLC/FA
 2/07/18  Akoustis Technologies, Inc.       S-8         2/07/18    4:655K                                   S2 Filings LLC/FA
 3/10/17  Akoustis Technologies, Inc.       8-A12B                 1:12K                                    S2 Filings LLC/FA
12/16/16  Akoustis Technologies, Inc.       8-K:1,3,5,912/15/16    7:1.4M                                   S2 Filings LLC/FA

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