SEC Info - Hertzman Brian S. - ‘3’ for 6/23/20 re: American Financial Group Inc.

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hertzman Brian S.

(Last)

(First)

(Middle)

301 E. FOURTH ST

(Street)

CINCINNATI

45202

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
6/23/20

3. Issuer Name and Ticker or Trading Symbol
AMERICAN FINANCIAL GROUP INC [ AFG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
principal financial officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common	7,551	D
Common	1,853.8053	I	ESPP
Common	182.8564	I	DRIP
Common	2,387.87	I	RASP ⁽¹⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Phantom Stock	2/23/20 ⁽²⁾	2/23/25	Common Stock	6.637	0.00	D
Stock Option Grant	2/23/20 ⁽³⁾	2/24/24	Common Stock	1,014	63.15	D
Stock Option Grant	2/24/19	2/24/24	Common Stock	1,784	56.44	D

Explanation of Responses:

(1) Held in the Company's Retirement and Savings Plan. The number of shares of Common Stock is as of June 23, 2020.

(2) Represents amounts held by Reporting Person in a retirement plan of the Issuer as of June 23, 2020. Represents the economic equivalent of one share of common stock. The Reporting Persons account balance is distributed in cash following termination of employment.

(3) These employee Stock Options were granted under the Issuer's stock incentive plan. Date shown is date on which all options became exercisable.

Remarks:

	Brian S. Hertzman by: Karl J. Grafe as Attorney-in-Fact	7/6/24
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Hertzman Brian S. – ‘3’ for 6/23/20 re: American Financial Group Inc.

On: Monday, 7/6/20, at 5:16pm ET · For: 6/23/20 · Accession #: 1209191-20-41065 · File #: 1-13653

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

‘3’ — Form 3 Submission — doc3.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Hertzman Brian S. – ‘3’ for 6/23/20 re: American Financial Group Inc.

On: Monday, 7/6/20, at 5:16pm ET · For: 6/23/20 · Accession #: 1209191-20-41065 · File #: 1-13653

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

‘3’ — Form 3 Submission — doc3.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents