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CBAK Energy Technology, Inc. – ‘10-Q’ for 3/31/12 – ‘EX-99.9’

On:  Thursday, 5/10/12, at 6:06am ET   ·   For:  3/31/12   ·   Accession #:  1204459-12-1016   ·   File #:  1-32898

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/12  CBAK Energy Technology, Inc.      10-Q        3/31/12   55:3M                                     Newsfile Cor… Toronto/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report -- form10q                         HTML    636K 
 6: EX-99.1     Miscellaneous Exhibit -- exhibit99-1                HTML     20K 
15: EX-99.10    Miscellaneous Exhibit -- exhibit99-10               HTML     19K 
16: EX-99.11    Miscellaneous Exhibit -- exhibit99-11               HTML     20K 
17: EX-99.12    Miscellaneous Exhibit -- exhibit99-12               HTML     19K 
18: EX-99.13    Miscellaneous Exhibit -- exhibit99-13               HTML     19K 
19: EX-99.14    Miscellaneous Exhibit -- exhibit99-14               HTML     20K 
20: EX-99.15    Miscellaneous Exhibit -- exhibit99-15               HTML     19K 
21: EX-99.16    Miscellaneous Exhibit -- exhibit99-16               HTML     19K 
22: EX-99.17    Miscellaneous Exhibit -- exhibit99-17               HTML     19K 
 7: EX-99.2     Miscellaneous Exhibit -- exhibit99-2                HTML     19K 
 8: EX-99.3     Miscellaneous Exhibit -- exhibit99-3                HTML     19K 
 9: EX-99.4     Miscellaneous Exhibit -- exhibit99-4                HTML     19K 
10: EX-99.5     Miscellaneous Exhibit -- exhibit99-5                HTML     16K 
11: EX-99.6     Miscellaneous Exhibit -- exhibit99-6                HTML     20K 
12: EX-99.7     Miscellaneous Exhibit -- exhibit99-7                HTML     19K 
13: EX-99.8     Miscellaneous Exhibit -- exhibit99-8                HTML     18K 
14: EX-99.9     Miscellaneous Exhibit -- exhibit99-9                HTML     19K 
 2: EX-31.1     Certification -- §302 - SOA'02 -- exhibit31-1       HTML     21K 
 3: EX-31.2     Certification -- §302 - SOA'02 -- exhibit31-2       HTML     21K 
 4: EX-32.1     Certification -- §906 - SOA'02 -- exhibit32-1       HTML     17K 
 5: EX-32.2     Certification -- §906 - SOA'02 -- exhibit32-2       HTML     17K 
40: R1          Document and Entity Information                     HTML     44K 
33: R2          Condensed interim consolidated balance sheets       HTML    139K 
38: R3          Condensed interim consolidated balance sheets       HTML     27K 
                (Parenthetical)                                                  
42: R4          Condensed interim consolidated statements of        HTML    102K 
                operations and comprehensive loss                                
52: R5          Condensed interim consolidated statements of cash   HTML    131K 
                flows                                                            
34: R6          Condensed interim consolidated statements of        HTML     50K 
                shareholders equity                                              
37: R7          Principal Activities, Basis of Presentation and     HTML     56K 
                Organization                                                     
32: R8          Pledged Deposits                                    HTML     20K 
30: R9          Trade Accounts Receivable, net                      HTML     29K 
53: R10         Inventories                                         HTML     24K 
44: R11         Prepayments and Other Receivables                   HTML     22K 
43: R12         Property, Plant and Equipment, net                  HTML     39K 
48: R13         Short-term Bank Loans                               HTML     23K 
49: R14         Long-term Bank Loans                                HTML     21K 
47: R15         Other Long-Term Loan                                HTML     17K 
50: R16         Deferred Revenue                                    HTML     19K 
39: R17         Other Long-term payables                            HTML     18K 
41: R18         Share-based Compensation                            HTML    129K 
46: R19         Net Loss per Share                                  HTML     21K 
55: R20         Fair Value of Financial Instruments                 HTML     31K 
51: R21         Commitments and Contingencies                       HTML     45K 
35: R22         Significant Concentrations                          HTML     27K 
45: R23         Segment Information                                 HTML     47K 
36: R24         Subsequent Events                                   HTML     17K 
54: XML         IDEA XML File -- Filing Summary                      XML     54K 
31: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS    354K 
23: EX-101.INS  XBRL Instance -- cbak-20120331                       XML    487K 
25: EX-101.CAL  XBRL Calculations -- cbak-20120331_cal               XML    124K 
26: EX-101.DEF  XBRL Definitions -- cbak-20120331_def                XML    423K 
27: EX-101.LAB  XBRL Labels -- cbak-20120331_lab                     XML    462K 
28: EX-101.PRE  XBRL Presentations -- cbak-20120331_pre              XML    464K 
24: EX-101.SCH  XBRL Schema -- cbak-20120331                         XSD     73K 
29: ZIP         XBRL Zipped Folder -- 0001204459-12-001016-xbrl      Zip     69K 


‘EX-99.9’   —   Miscellaneous Exhibit — exhibit99-9


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  China BAK Battery, Inc.: Exhibit 99.9 - Filed by newsfilecorp.com  

Exhibit 99.9

Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (the Company) and Shenzhen Eastern Branch, Agricultural Bank of China (“the Creditor”) Dated January 10, 2012

Main contents

Contract number: 81010120120000034;
Loan principal: RMB 7.5 million;
Loan term: from January 10, 2012 to January 9, 2013;
Fixed interest rate: Interest rate of loan shall be 110% of the benchmark rate announced by the People’s Bank of China;
Interest accrued and settled per month, interest settlement day is the 20th day of each month;
Penalty interest rate for delayed repayment: current interest rate plus 50% * current interest rate;
Penalty interest rate for embezzlement of loan proceeds: current interest rate *1;
Purpose of the loan is to repay the loans for the Company;
Breach of contract penalties: correct the breach of contract in time limit; suspension of availability of credit facility for borrowing; release loan agreement, demand prepayment of loan principal and interest before maturity; imposition of punitive interest incurred due to delayed loan; imposition of punitive interest for embezzlement of loan; imposition of plural interest for unpaid interest; withdraw from any accounts of the Company the loan principal, interest and other fees; compensation for the Creditor’s expenses incurred due to demanding the loan principal and interest in case of litigation, etc.

Headlines of the articles omitted:

Termination and explanation
Undertaking of the Company
Loan arrangement
Interest clearing of the loan
Payment of the loan
Rights and obligation
Interest penalty of loan
Guarantee of the loan agreement
Disputation settlement
Validity
Text



Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
1/9/13None on these Dates
Filed on:5/10/12
For Period end:3/31/12
1/10/12
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Filing Submission 0001204459-12-001016   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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