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Sequoia Capital IX, et al. – ‘SC 13D/A’ on 11/3/05 re: Saba Software Inc – EX-4

On:  Thursday, 11/3/05, at 4:00pm ET   ·   Accession #:  1193125-5-215620   ·   File #:  5-58995

Previous ‘SC 13D’:  ‘SC 13D/A’ on 4/12/05   ·   Latest ‘SC 13D’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/03/05  Sequoia Capital IX                SC 13D/A               2:248K Saba Software Inc                 RR Donnelley/FA
          Douglas Leone
          Mark Kvamme
          Mark Stevens
          Michael Goguen
          Michael Moritz
          SC IX.I Management LLC
          SCFF Management LLC
          Sequoia Capital Entrepreneurs Annex Fund
          Sequoia Capital Franchise Fund
          Sequoia Capital Franchise Partners
          Sequoia Capital IX Principals Fund

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Schedule 13D Amendment No. 2                        HTML    186K 
 2: EX-4        Information About the Pequot Funds and Babak        HTML      7K 
                          Yazdani                                                


EX-4   —   Information About the Pequot Funds and Babak Yazdani


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  Information about the Pequot Funds and Babak Yazdani  

EXHIBIT 4

 

To the knowledge of the Reporting Persons, the address of Babak Yazdani is 2400 Bridge Parkway, Redwood Shores, California 94065 and his principal occupation is serving as the Chairman of the Board and Chief Executive Officer of the Issuer.

 

To the knowledge of the Reporting Person, based on the Pequot 13D:

 

Pequot Capital Management, Inc. (“Pequot”), a Connecticut corporation, is an investment adviser registered under the Investment Advisers Act of 1940, and acts as investment adviser to certain managed accounts over which Pequot exercises discretionary authority (the “Accounts”). The address of the principal business and office of Pequot, and of the Executive Officer, Director and Controlling Person (as defined below) is 500 Nyala Farm Road, Westport, CT 06880.

 

Pequot is the investment adviser/manager of, and exercises sole investment discretion over, Pequot Private Equity Fund III, L.P., a Delaware limited partnership, and Pequot Offshore Private Equity Partners III, L.P., a Cayman Islands limited partnership, each of which are Accounts.

 

Mr. Arthur J. Samberg is the executive officer, director and the controlling shareholder of Pequot (collectively, the “Executive Officer, Director and Controlling Person”). Mr. Samberg is a citizen of the United States. Lawrence D. Lenihan, Jr., an employee of Pequot, is a director of the Issuer.

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Filing Submission 0001193125-05-215620   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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