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Exagen Inc. – ‘S-1’ on 8/23/19 – ‘EX-10.15’

On:  Friday, 8/23/19, at 5:10pm ET   ·   Accession #:  1193125-19-228011   ·   File #:  333-233446

Previous ‘S-1’:  ‘S-1/A’ on 2/17/16   ·   Next & Latest:  ‘S-1/A’ on 9/9/19   ·   24 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/23/19  Exagen Inc.                       S-1                   51:8.5M                                   Donnelley … Solutions/FA

Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   1.59M 
 2: EX-1.1      Underwriting Agreement                              HTML    155K 
 3: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML    136K 
 4: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     51K 
 5: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     34K 
 6: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML    151K 
 7: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    118K 
 8: EX-4.3      Instrument Defining the Rights of Security Holders  HTML    108K 
 9: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     37K 
10: EX-4.5      Instrument Defining the Rights of Security Holders  HTML     38K 
11: EX-4.6      Instrument Defining the Rights of Security Holders  HTML     49K 
12: EX-4.7      Instrument Defining the Rights of Security Holders  HTML     47K 
13: EX-4.8      Instrument Defining the Rights of Security Holders  HTML     47K 
14: EX-4.9      Instrument Defining the Rights of Security Holders  HTML     51K 
15: EX-10.1     Material Contract                                   HTML     61K 
24: EX-10.10    Material Contract                                   HTML    181K 
25: EX-10.11    Material Contract                                   HTML     27K 
26: EX-10.12    Material Contract                                   HTML     32K 
27: EX-10.13    Material Contract                                   HTML     35K 
28: EX-10.14    Material Contract                                   HTML     21K 
29: EX-10.15    Material Contract                                   HTML     19K 
30: EX-10.16    Material Contract                                   HTML     22K 
31: EX-10.17    Material Contract                                   HTML    113K 
32: EX-10.18    Material Contract                                   HTML     68K 
33: EX-10.19    Material Contract                                   HTML     39K 
16: EX-10.2     Material Contract                                   HTML     68K 
34: EX-10.20    Material Contract                                   HTML     33K 
35: EX-10.21    Material Contract                                   HTML    155K 
36: EX-10.22    Material Contract                                   HTML     58K 
37: EX-10.23    Material Contract                                   HTML    206K 
38: EX-10.24    Material Contract                                   HTML    195K 
39: EX-10.25    Material Contract                                   HTML     19K 
40: EX-10.26    Material Contract                                   HTML    223K 
41: EX-10.27    Material Contract                                   HTML     17K 
42: EX-10.28    Material Contract                                   HTML     17K 
43: EX-10.29    Material Contract                                   HTML     18K 
17: EX-10.3     Material Contract                                   HTML     89K 
44: EX-10.30    Material Contract                                   HTML    261K 
45: EX-10.31    Material Contract                                   HTML     94K 
46: EX-10.32    Material Contract                                   HTML    246K 
47: EX-10.33    Material Contract                                   HTML     23K 
48: EX-10.34    Material Contract                                   HTML     78K 
49: EX-10.35    Material Contract                                   HTML     20K 
18: EX-10.4     Material Contract                                   HTML     68K 
19: EX-10.5     Material Contract                                   HTML    111K 
20: EX-10.6     Material Contract                                   HTML     34K 
21: EX-10.7     Material Contract                                   HTML    195K 
22: EX-10.8     Material Contract                                   HTML     43K 
23: EX-10.9     Material Contract                                   HTML     38K 
51: EX-23.1     Consent of Experts or Counsel                       HTML     13K 
50: EX-16.1     Letter re: Change in Certifying Accountant          HTML     14K 


‘EX-10.15’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-10.15  

Exhibit 10.15

AMENDMENT NO. FIVE TO ASSET PURCHASE AGREEMENT

This Amendment No. Five is made as of this 26th day of January, 2016 by and among Royalty Pharma Collection Trust, a Delaware statutory trust (“Seller”), as assignee of Cypress Bioscience, Inc., a Delaware corporation, Proprius, Inc., a Delaware corporation (“Subsidiary”), and Exagen Diagnostics, Inc., a Delaware corporation (“Purchaser” and, collectively with Seller and Subsidiary, the “Parties”), the parties to that certain Asset Purchase Agreement, dated as of October 8, 2010, by and among the Parties, as amended by Amendment No. One thereto dated March 10, 2011, Amendment No. Two thereto dated August 21, 2012, Amendment No. Three thereto dated February 6, 2013 and Amendment No. Four thereto dated October 8, 2013 (the “Agreement”). Capitalized terms used but not defined herein shall have the respective meanings given to such terms in the Agreement.

RECITALS

WHEREAS, pursuant to the terms of the Agreement, at the Closing, Purchaser purchased the Diagnostic Business from Seller and Subsidiary; and

WHEREAS, the Parties now desire to amend the timing for payment of certain Milestones.

AMENDMENT

NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt and adequacy of which being hereby acknowledged, the Parties hereby agree as follows:

1. Amendment and Restatement of Section 1.3(d)(iv). Section 1.3(d)(iv) of the Agreement is amended and restated to read as follows:

“(iv) within thirty (30) days after the end of the month in which the CB-CAPS Annual Sales Milestone is first achieved, Purchaser will pay to Seller the sum of $1,000,000, and within ninety-two (92) days after the end of the month in which the CB-CAPS Annual Sales Milestone is first achieved, Purchaser with pay to Seller an additional sum of $1,000,000;”

2. Miscellaneous. Except as expressly amended hereby, the Agreement and the Ancillary Agreements shall remain in full force and effect in accordance with the terms thereof. This Amendment No. Five will be construed in accordance with, and governed in all respects by, the laws of the State of California (without giving effect to principles of conflicts of law) and may be executed in several counterparts, each of which will constitute an original and all of which, when taken together, will constitute one agreement.

3. Trustee Capacity of Wilmington Trust Company. Notwithstanding anything contained herein to the contrary, it is expressly understood and agreed by the parties hereto that (i) this Agreement is executed and delivered by Wilmington Trust Company, not individually or personally but solely in its trustee capacity, in the exercise of the powers and authority conferred and vested in it under the Amended and Restated Trust Agreement dated as of August 9, 2011,


among State Street Custodial Services (Ireland) Limited, as Trustee of Royalty Pharma Select, and Wilmington Trust Company, as owner trustee of Seller, (ii) each of the representations, undertakings and agreements herein made on the part of Seller is made and intended not as a personal representation, undertaking and agreement by Wilmington Trust Company but is made and intended for the purpose of binding only Seller and (iii) under no circumstances shall Wilmington Trust Company be personally liable for the payment of any indebtedness or expenses of Seller or be liable for the breach or failure of any obligation, representation, warranty or covenant made or undertaken by Seller under this Agreement or any related documents.

[Signature Page Follows]


The Parties have caused this Amendment No. Five to be executed as of the date first written above.

 

ROYALTY PHARMA COLLECTION TRUST
By:   Wilmington Trust Company, not in its individual capacity but solely in its capacity as owner trustee
By:  

/s/ Erwin M. Soriano

Name:   Erwin M. Soriano
Title:   Vice President
EXAGEN DIAGNOSTICS, INC.
By:  

/s/ Fortunato Ron Rocca

Name:   Fortunato Ron Rocca
Title:   President and Chief Executive Officer

[Signature Page to Amendment No. Five to Asset Purchase Agreement]


Dates Referenced Herein

This ‘S-1’ Filing    Date    Other Filings
Filed on:8/23/19None on these Dates
10/8/13
2/6/13
8/21/12
8/9/11
3/10/11
10/8/10
 List all Filings 


24 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/24  Exagen Inc.                       10-K       12/31/23   76:8.9M
11/27/23  Exagen Inc.                       S-3/A                  3:611K
11/17/23  Exagen Inc.                       S-3                    4:683K                                   Workiva Inc Wde… FA01/FA
11/13/23  Exagen Inc.                       10-Q        9/30/23   59:169M
 8/07/23  Exagen Inc.                       10-Q        6/30/23   55:4.9M
 7/24/23  Exagen Inc.                       8-K:5,8,9   7/24/23   11:172K
 5/15/23  Exagen Inc.                       10-Q        3/31/23   57:4.9M
 5/04/23  Exagen Inc.                       8-K:1,2,9   4/28/23   11:241K
 3/20/23  Exagen Inc.                       10-K       12/31/22   76:9.1M
11/21/22  Exagen Inc.                       10-Q        9/30/22   71:7.3M
11/21/22  Exagen Inc.                       10-Q/A      6/30/22   71:7.2M
10/20/22  Exagen Inc.                       8-K:5,7,9  10/16/22   13:358K
 8/04/22  Exagen Inc.                       10-Q        6/30/22   65:6.5M
 5/11/22  Exagen Inc.                       10-Q        3/31/22   66:6.1M
 3/22/22  Exagen Inc.                       10-K       12/31/21   73:8.6M                                   Workiva Inc Wde… FA01/FA
11/10/21  Exagen Inc.                       10-Q        9/30/21   67:6.8M
10/25/21  Exagen Inc.                       8-K:1,2,8,910/21/21   11:229K
 8/09/21  Exagen Inc.                       10-Q        6/30/21   61:5.8M
 7/30/21  Exagen Inc.                       8-K:5,8,9   7/29/21    2:79K
 5/11/21  Exagen Inc.                       10-Q        3/31/21   59:5M
 4/01/21  Exagen Inc.                       10-K/A     12/31/20   14:498K
 3/16/21  Exagen Inc.                       10-K       12/31/20   78:8.7M
11/10/20  Exagen Inc.                       S-3                    5:1.1M
11/10/20  Exagen Inc.                       10-Q        9/30/20   62:5.7M
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Filing Submission 0001193125-19-228011   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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