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Citigroup Inc – ‘8-K’ for 6/27/19

On:  Friday, 6/28/19, at 4:46pm ET   ·   For:  6/27/19   ·   Accession #:  1193125-19-186139   ·   File #:  1-09924

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/28/19  Citigroup Inc                     8-K:9       6/27/19    4:62K                                    Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     15K 
 2: EX-4.1      Fourth Supplemental Indenture to Indenture Dated    HTML     12K 
                as of April 12,2001                                              
 3: EX-4.2      Fourth Supplemental Indenture to Indenture Dated    HTML     12K 
                as of November 13, 2013                                          
 4: EX-99.1     List of Citigroup Inc. Securities Registered        HTML     18K 
                Pursuant to Section 12(B)                                        


‘8-K’   —   Current Report


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  Form 8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)     June 28, 2019 (June 27, 2019)

 

 

Citigroup Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-9924   52-1568099

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

388 Greenwich Street, New York, New York    10013  
(Address of principal executive offices)    (Zip Code)  

(212) 559-1000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934: See Exhibit 99.1

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Citigroup Inc.

Current Report on Form 8-K

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit
Number

   
4.1   Fourth Supplemental Indenture dated as of June 27, 2019 between Citigroup Inc. and The Bank of New York Mellon, as trustee, to Indenture dated as of April 12, 2001
4.2   Fourth Supplemental Indenture dated as of June 27, 2019 between Citigroup Inc. and The Bank of New York Mellon, as trustee, to Indenture dated as of November 13, 2013
99.1   List of Citigroup Inc. securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 as of the filing date

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 28, 2019     CITIGROUP INC.
        By:   /s/ Jimmy Yang
     

 

            Jimmy Yang
      Assistant Secretary

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:6/28/19424B2,  FWP
For Period End:6/27/19424B2,  424B3,  8-K,  FWP
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  Citigroup Inc.                    10-K       12/31/23  238:75M
 3/07/23  Citigroup Inc.                    S-3ASR      3/07/23   15:2.3M                                   Donnelley … Solutions/FA
 2/27/23  Citigroup Inc.                    10-K       12/31/22  222:86M
 2/28/22  Citigroup Inc.                    10-K       12/31/21  216:84M
 5/07/21  Citigroup Inc.                    S-3/A                  2:1.6M                                   Donnelley … Solutions/FA
 4/16/21  Citigroup Inc.                    S-3                   11:2M                                     Donnelley … Solutions/FA
 2/26/21  Citigroup Inc.                    10-K       12/31/20  218:84M
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Filing Submission 0001193125-19-186139   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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