SEC Info - Baidu, Inc. - ‘20-F’ for 12/31/18

Baidu, Inc. – ‘20-F’ for 12/31/18 – ‘EX-4.11’

On: Friday, 3/15/19, at 4:34pm ET · For: 12/31/18 · Accession #: 1193125-19-76779 · File #: 0-51469

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/15/19 Baidu, Inc. 20-F 12/31/18 169:17M Donnelley … Solutions/FA

Document/Exhibit Description Pages Size 1: 20-F Annual Report by a Foreign Non-Canadian Issuer HTML 1.89M 2: EX-2.24 Plan of Acquisition, Reorganization, Arrangement, HTML 555K Liquidation or Succession 3: EX-2.25 Plan of Acquisition, Reorganization, Arrangement, HTML 108K Liquidation or Succession 4: EX-4.10 Instrument Defining the Rights of Security Holders HTML 46K 5: EX-4.11 Instrument Defining the Rights of Security Holders HTML 48K 6: EX-4.12 Instrument Defining the Rights of Security Holders HTML 55K 7: EX-4.13 Instrument Defining the Rights of Security Holders HTML 55K 8: EX-4.14 Instrument Defining the Rights of Security Holders HTML 49K 9: EX-4.15 Instrument Defining the Rights of Security Holders HTML 52K 10: EX-4.16 Instrument Defining the Rights of Security Holders HTML 53K 11: EX-4.52 Instrument Defining the Rights of Security Holders HTML 719K 12: EX-4.54 Instrument Defining the Rights of Security Holders HTML 366K 13: EX-4.55 Instrument Defining the Rights of Security Holders HTML 363K 14: EX-4.56 Instrument Defining the Rights of Security Holders HTML 106K 15: EX-4.57 Instrument Defining the Rights of Security Holders HTML 73K 16: EX-4.58 Instrument Defining the Rights of Security Holders HTML 81K 17: EX-4.59 Instrument Defining the Rights of Security Holders HTML 81K 18: EX-4.60 Instrument Defining the Rights of Security Holders HTML 60K 19: EX-4.61 Instrument Defining the Rights of Security Holders HTML 59K 20: EX-4.62 Instrument Defining the Rights of Security Holders HTML 76K 21: EX-4.63 Instrument Defining the Rights of Security Holders HTML 76K 22: EX-4.64 Instrument Defining the Rights of Security Holders HTML 44K 23: EX-4.65 Instrument Defining the Rights of Security Holders HTML 45K 24: EX-4.66 Instrument Defining the Rights of Security Holders HTML 78K 25: EX-4.67 Instrument Defining the Rights of Security Holders HTML 80K 26: EX-4.68 Instrument Defining the Rights of Security Holders HTML 74K 27: EX-4.69 Instrument Defining the Rights of Security Holders HTML 121K 28: EX-4.70 Instrument Defining the Rights of Security Holders HTML 76K 29: EX-4.71 Instrument Defining the Rights of Security Holders HTML 44K 30: EX-4.72 Instrument Defining the Rights of Security Holders HTML 44K 31: EX-4.73 Instrument Defining the Rights of Security Holders HTML 76K 32: EX-4.74 Instrument Defining the Rights of Security Holders HTML 76K 33: EX-4.75 Instrument Defining the Rights of Security Holders HTML 69K 34: EX-4.76 Instrument Defining the Rights of Security Holders HTML 53K 35: EX-4.77 Instrument Defining the Rights of Security Holders HTML 82K 36: EX-4.78 Instrument Defining the Rights of Security Holders HTML 80K 37: EX-4.79 Instrument Defining the Rights of Security Holders HTML 59K 38: EX-4.80 Instrument Defining the Rights of Security Holders HTML 45K 39: EX-4.81 Instrument Defining the Rights of Security Holders HTML 76K 40: EX-4.82 Instrument Defining the Rights of Security Holders HTML 76K 41: EX-4.83 Instrument Defining the Rights of Security Holders HTML 75K 42: EX-8.1 Opinion of Counsel re: Tax Matters HTML 42K 45: EX-13.1 Annual or Quarterly Report to Security Holders HTML 44K 46: EX-13.2 Annual or Quarterly Report to Security Holders HTML 44K 43: EX-12.1 Statement re: Computation of Ratios HTML 47K 44: EX-12.2 Statement re: Computation of Ratios HTML 47K 47: EX-15.1 Letter re: Unaudited Interim Financial Info HTML 44K 48: EX-15.2 Letter re: Unaudited Interim Financial Info HTML 44K 49: EX-15.3 Letter re: Unaudited Interim Financial Info HTML 44K 56: R1 Document and Entity Information HTML 76K 57: R2 Consolidated Balance Sheets HTML 214K 58: R3 Consolidated Balance Sheets (Parenthetical) HTML 76K 59: R4 Consolidated Statements Of Comprehensive Income HTML 166K 60: R5 Consolidated Statements Of Comprehensive Income HTML 45K (Parenthetical) 61: R6 Consolidated Statements of Cash Flows HTML 242K 62: R7 Consolidated Statements Of Shareholders' Equity HTML 122K 63: R8 Organization, Consolidation and 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49K information (Detail) 115: R60 Investments - Long-term Investments - Additional HTML 116K information (Detail) 116: R61 Schedule of Unrealized and Realized Gains and HTML 55K Losses of Equity Securities Without Readily Determinable Fair Values (Detail) 117: R62 Summarized Financial Information (Detail) HTML 102K 118: R63 Schedule of Investments at Amortized Cost and Fair HTML 115K Value (Detail) 119: R64 Accounts Receivable (Detail) HTML 53K 120: R65 Movement in Allowance for Doubtful Accounts HTML 52K (Detail) 121: R66 Other Current Assets (Detail) HTML 62K 122: R67 Fixed Assets (Detail) HTML 70K 123: R68 Fixed Assets - Additional Information (Detail) HTML 56K 124: R69 Goodwill and Intangible Assets - Additional HTML 52K Information (Detail) 125: R70 Changes in the Carrying Amount of Goodwill HTML 70K (Detail) 126: R71 Finite-Lived Intangible Assets (Detail) HTML 73K 127: R72 Estimated Amortization Expense Relating to HTML 56K Existing Intangible Assets with Finite Lives (Detail) 128: R73 Accounts Payable and Accrued Liabilities (Detail) HTML 75K 129: R74 Loans Payable - Additional Information (Detail) HTML 115K 130: R75 Loans Payable - Schedule of Short Term Loans HTML 58K (Detail) 131: R76 Loans Payable - Schedule of Short Term Loans HTML 48K (Parenthetical) (Detail) 132: R77 Notes Payable - Summary of Company Issued and HTML 94K Publicly Sold Unsecured Senior Notes (Detail) 133: R78 Notes Payable - Additional Information (Detail) HTML 98K 134: R79 Principal Amount and Unamortized Discount and Debt HTML 54K Issuance Costs (Detail) 135: R80 Repayment of Principal Amount of Long Term Debts HTML 63K (Detail) 136: R81 Convertible Notes - Additional Information HTML 94K (Detail) 137: R82 Income Taxes - Additional Information (Detail) HTML 119K 138: R83 Income Before Income Taxes (Detail) HTML 54K 139: R84 Components of Income Tax (Detail) HTML 58K 140: R85 Reconciliation of Effective Income Tax Provision HTML 86K of Tax Computed By Applying Statutory Income Tax 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(Detail) 155: R100 Option Activity Baidu. Inc (Detail) HTML 100K 156: R101 Assumptions Used to Estimate Fair Values of Share HTML 67K Options Granted - Baidu, Inc. (Detail) 157: R102 Restricted Shares Activity (Detail) HTML 70K 158: R103 Share-Based Awards Plan - Option Activity (Detail) HTML 100K 159: R104 Total Share-Based Compensation Cost Recognized HTML 61K (Detail) 160: R105 Related Party Transactions - Additional HTML 52K Information (Detail) 161: R106 Related Party Transactions (Detail) HTML 81K 162: R107 Related Party Transactions (Parenthetical) HTML 57K (Detail) 163: R108 Segment Reporting - Additional Information HTML 45K (Detail) 164: R109 Summary of Group's Operating Segment Results HTML 115K (Detail) 165: R110 Fair Value Disclosure and Measurement on Recurring HTML 119K Basis (Detail) 166: R111 Fair Value Measurements - Additional Information HTML 47K (Detail) 168: XML IDEA XML File -- Filing Summary XML 250K 167: EXCEL IDEA Workbook of Financial Reports XLSX 175K 50: EX-101.INS XBRL Instance -- bidu-20181231 XML 4.41M 52: EX-101.CAL XBRL Calculations -- bidu-20181231_cal XML 445K 53: EX-101.DEF XBRL Definitions -- bidu-20181231_def XML 1.34M 54: EX-101.LAB XBRL Labels -- bidu-20181231_lab XML 2.51M 55: EX-101.PRE XBRL Presentations -- bidu-20181231_pre XML 1.83M 51: EX-101.SCH XBRL Schema -- bidu-20181231 XSD 347K 169: ZIP XBRL Zipped Folder -- 0001193125-19-076779-xbrl Zip 406K

Exhibit 4.11

•

Operation Agreement

Parties:

(1)

An applicable PRC Subsidiary;

(2)

an applicable Consolidated Entity; and

(3)

each shareholder(s) of such Consolidated Entity (each a “Nominee Shareholder”).

Key Terms:

(1)

Subject to compliance with the relevant provisions under the Operation Agreement by the Consolidated Entity, the PRC Subsidiary agrees, to be a guarantor of the Consolidated Entity in relation to the Consolidated Entity’s due performance of its obligations under the contracts, agreements or transactions entered into between such Consolidated Entity and any third party in connection with the Consolidated Entity’s business and operations. As counter-guarantee, the Consolidated Entity agrees to pledge all the accounts receivable generated in its operations and mortgage all of its assets in favor of the PRC Subsidiary. In furtherance of the aforesaid guarantee arrangement, the PRC Subsidiary may, to the extent as necessary, enter into a written guarantee contract with the creditor of the Consolidated Entity to specify the surety obligation of the PRC Subsidiary. The Consolidated Entity and the Nominee Shareholder(s) shall take all necessary actions to carry out the counter-guarantee arrangement with the PRC Subsidiary, including, but not limited to, executing the relevant documents and filing the relevant registrations.

(2)

In consideration of the requirements of item (1) above and to ensure the performance of the various business agreements between the PRC Subsidiary and the Consolidated Entity and the payment by the Consolidated Entity of the amounts payable to the PRC Subsidiary thereunder, the Consolidated Entity and the Nominee Shareholder(s) jointly and severally agree that, without the PRC Subsidiary’s prior written consent, the Consolidated Entity shall not engage in any transaction that may materially affect its assets, liabilities, rights or operations (except that the Consolidated Entity may, in the ordinary course of its business, enter into business contracts or agreements, sell or purchase assets and create liens in favor of relevant counter parties as required by law.), including, but not limited to, the following:

(i)

To borrow money from any third party or assume any debt;

(ii)

To sell to or acquire from any third party any asset or rights, including, but not limited to, any intellectual property rights;

(iii)

To provide guarantee for any third party with its assets or intellectual property rights as collaterals; or

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/15/24 Baidu, Inc. 20-F 12/31/23 159:24M Donnelley … Solutions/FA 3/22/23 Baidu, Inc. 20-F 12/31/22 164:28M Donnelley … Solutions/FA 3/28/22 Baidu, Inc. 20-F 12/31/21 168:26M Donnelley … Solutions/FA 3/09/21 Baidu, Inc. 20-F 12/31/20 166:25M Donnelley … Solutions/FA

Baidu, Inc. – ‘20-F’ for 12/31/18 – ‘EX-4.11’

On: Friday, 3/15/19, at 4:34pm ET · For: 12/31/18 · Accession #: 1193125-19-76779 · File #: 0-51469

Previous ‘20-F’: ‘20-F’ on 3/15/18 for 12/31/17 · Next: ‘20-F’ on 3/13/20 for 12/31/19 · Latest: ‘20-F’ on 3/15/24 for 12/31/23 · 4 References:

Annual Report by a Foreign Non-Canadian Issuer — Form 20-F — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘EX-4.11’ — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

4 Subsequent Filings that Reference this Filing

Baidu, Inc. – ‘20-F’ for 12/31/18 – ‘EX-4.11’

On: Friday, 3/15/19, at 4:34pm ET · For: 12/31/18 · Accession #: 1193125-19-76779 · File #: 0-51469

Annual Report by a Foreign Non-Canadian Issuer — Form 20-F — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘EX-4.11’ — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

4 Subsequent Filings that Reference this Filing

Annual Report by a Foreign Non-Canadian Issuer — Form 20-F — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents