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Aes Corp – ‘10-K’ for 12/31/12 – ‘EX-10.17A’

On:  Tuesday, 2/26/13, at 7:09pm ET   ·   As of:  2/27/13   ·   For:  12/31/12   ·   Accession #:  1193125-13-77580   ·   File #:  1-12291

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/13  Aes Corp                          10-K       12/31/12  132:41M                                    Donnelley … Solutions/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.49M 
 4: EX-10.13    Material Contract                                   HTML     60K 
 5: EX-10.15    Material Contract                                   HTML     54K 
 6: EX-10.17A   Material Contract                                   HTML     37K 
 7: EX-10.18A   Material Contract                                   HTML     38K 
 8: EX-10.29    Material Contract                                   HTML    185K 
 9: EX-10.30E   Material Contract                                   HTML     51K 
 2: EX-10.5     Material Contract                                   HTML     61K 
 3: EX-10.6     Material Contract                                   HTML     78K 
11: EX-21       Subsidiaries List                                   HTML    226K 
12: EX-23.1     Consent of Experts or Counsel                       HTML     37K 
13: EX-24       Power of Attorney                                   HTML     40K 
10: EX-12       Statement re: Computation of Ratios                 HTML     54K 
14: EX-31.1     Certification -- §302 - SOA'02                      HTML     38K 
15: EX-31.2     Certification -- §302 - SOA'02                      HTML     38K 
16: EX-32.1     Certification -- §906 - SOA'02                      HTML     32K 
17: EX-32.2     Certification -- §906 - SOA'02                      HTML     32K 
91: R1          Document And Entity Information                     HTML     62K 
71: R2          Consolidated Balance Sheets                         HTML    232K 
86: R3          Consolidated Balance Sheets (Parenthetical)         HTML     62K 
95: R4          Consolidated Statements Of Changes in Equity        HTML    143K 
120: R5          Consolidated Statements Of Operations               HTML    203K  
74: R6          Consolidated Statements Of Operations               HTML     41K 
                (Parenthetical)                                                  
85: R7          Consolidated Statements of Comprehensive Income     HTML    142K 
64: R8          Consolidated Statements of Comprehensive Income     HTML     73K 
                (Parenthetical)                                                  
53: R9          Consolidated Statements of Cash Flows               HTML    222K 
122: R10         General and Summary of Significant Accounting       HTML    115K  
                Policies                                                         
97: R11         Inventory                                           HTML     42K 
96: R12         Property, Plant & Equipment                         HTML    128K 
103: R13         Fair Value                                          HTML    339K  
104: R14         Investments In Marketable Securities                HTML    132K  
101: R15         Derivative Instruments and Hedging Activities       HTML    325K  
105: R16         Financing Receivables                               HTML     47K  
87: R17         Investments In and Advances To Affiliates           HTML    129K 
92: R18         Other Non-Operating Expense                         HTML     54K 
99: R19         Goodwill and Other Intangible Assets                HTML    265K 
131: R20         Regulatory Assets and Liabilities                   HTML    126K  
114: R21         Debt                                                HTML    151K  
80: R22         Commitments                                         HTML     83K 
98: R23         Contingencies                                       HTML     66K 
83: R24         Benefit Plans                                       HTML    373K 
43: R25         Equity                                              HTML     79K 
115: R26         Segment and Geographic Information                  HTML    458K  
127: R27         Share-Based Compensation                            HTML    176K  
58: R28         Subsidiary Stock                                    HTML     39K 
57: R29         Other Income and Expense                            HTML     75K 
62: R30         Asset Impairment Expense                            HTML     61K 
63: R31         Income Taxes                                        HTML    166K 
66: R32         Discontinued Operations and Held For Sale           HTML    114K 
                Businesses                                                       
32: R33         Acquistions and Dispositions                        HTML     88K 
112: R34         Earnings Per Share                                  HTML     83K  
78: R35         Risks and Uncertainties                             HTML     61K 
81: R36         Related Party Transactions                          HTML     52K 
48: R37         Selected Quarterly Financial Data                   HTML    144K 
130: R38         Schedule I - Condensed Financial Information of     HTML    282K  
                Registrant                                                       
24: R39         Schedule II - Valuation and Qualifying Accounts     HTML     53K 
68: R40         Significant Accounting Policies (Policies)          HTML    295K 
119: R41         Inventory (Tables)                                  HTML     40K  
45: R42         Property Plant and Equipment (Tables)               HTML    127K 
56: R43         Fair Value (Tables)                                 HTML    313K 
61: R44         Investments In Marketable Securities (Tables)       HTML    132K 
72: R45         Derivative Instruments and Hedging Activities       HTML    307K 
                (Tables)                                                         
31: R46         Financing Receivables (Tables)                      HTML     41K 
52: R47         Investments In and Advances To Affiliates (Tables)  HTML    112K 
26: R48         Other Non-Operating Expense (Tables)                HTML     42K 
117: R49         Goodwill and Other Intangible Assets (Tables)       HTML    328K  
44: R50         Regulatory Assets and Liabilities (Tables)          HTML    110K 
113: R51         Debt (Tables)                                       HTML     86K  
49: R52         Commitments (Tables)                                HTML     78K 
69: R53         Benefit Plans (Tables)                              HTML    311K 
25: R54         Equity (Tables)                                     HTML     57K 
28: R55         Segment and Geographical Information (Tables)       HTML    204K 
60: R56         Share-Based Compensation (Tables)                   HTML    155K 
36: R57         Other Income and Expense (Tables)                   HTML     63K 
123: R58         Impairments (Tables)                                HTML     48K  
76: R59         Income Taxes (Tables)                               HTML    150K 
102: R60         Discontinued Operations and Held For Sale           HTML     51K  
                Businesses (Tables)                                              
51: R61         Acquisitions and Dispositions (Tables)              HTML     64K 
54: R62         Earnings Per Share (Tables)                         HTML     71K 
110: R63         Related Party Transactions (Tables)                 HTML     55K  
106: R64         Selected Quarterly Financial Data (Tables)          HTML    138K  
79: R65         Schedule I - Condensed Financial Information of     HTML    222K 
                Registrant (Tables)                                              
108: R66         Schedule II - Valuation and Qualifying Accounts     HTML     54K  
                (Tables)                                                         
50: R67         General and Summary of Significant Accounting       HTML     35K 
                Policies (Details)                                               
84: R68         Inventory (Details)                                 HTML     42K 
126: R69         Property Plant and Equipment (Details)              HTML    145K  
27: R70         Fair Value (Details)                                HTML     33K 
42: R71         Fair Value (Quantitative Information) (Details)     HTML     55K 
70: R72         Fair Value (Recurring Measurements)                 HTML     59K 
34: R73         Fair Value (Level 3 Reconciliation) (Details)       HTML     69K 
129: R74         Fair Value (Nonrecurring Measurements) (Details)    HTML    149K  
46: R75         Fair Value (Nonrecurring Unobservable Inputs)       HTML     49K 
                (Details)                                                        
37: R76         Fair Value (Instruments Not Measured at Fair        HTML     47K 
                Value) (Details)                                                 
41: R77         Investments In Marketable Securities (Details)      HTML    138K 
29: R78         Derivative Instruments and Hedging Activities -     HTML     67K 
                Part 1 (Details)                                                 
33: R79         Derivative Instruments and Hedging Activities -     HTML    108K 
                Part 2 (Details)                                                 
93: R80         Derivative Instruments and Hedging Activities -     HTML     73K 
                Part 3 (Details)                                                 
39: R81         Derivative Insturments and Hedging Activities -     HTML     42K 
                Part 5 (Details)                                                 
124: R82         Long-term Financing Receivables (Details)           HTML     40K  
67: R83         Investments In and Advances To Affiliates           HTML    154K 
                (Details)                                                        
100: R84         Other Non-Operating Expense (Details)               HTML     47K  
107: R85         Goodwill and Other Intangible Assets (Details)      HTML    179K  
38: R86         Regulatory Assets and Liabilities (Details)         HTML     78K 
40: R87         Debt (Details)                                      HTML    195K 
121: R88         Commitments (Details)                               HTML    126K  
35: R89         Contingencies (Details)                             HTML     61K 
94: R90         Benefit Plans (Details)                             HTML    522K 
90: R91         Equity (Details)                                    HTML    108K 
111: R92         Segment and Geographic Information (Details)        HTML    222K  
89: R93         Share-Based Compensation (Details)                  HTML    250K 
75: R94         Cumulative Preferred Stock of Subsidiaries          HTML     45K 
116: R95         Other Income and Expense (Details)                  HTML     65K  
73: R96         Asset Impairment Expense (Details)                  HTML     49K 
47: R97         Income Taxes (Details)                              HTML    275K 
82: R98         Discontinued Operations And Held For Sale           HTML    123K 
                Businesses (Details)                                             
77: R99         Acquisitions and Dispositions (Details)             HTML    132K 
59: R100        Earnings Per Share (Details)                        HTML    100K 
132: R101        Risks And Uncertainties (Details)                   HTML     47K  
109: R102        Related Party Transactions (Details)                HTML     65K  
88: R103        Selected Quarterly Financial Data (Details)         HTML    109K 
30: R104        Subsequent Events (Details)                         HTML     72K 
118: R105        Schedule I - Condensed Financial Information of     HTML    581K  
                Parent\                                                          
125: R106        Schedule II - Valuation and Qualifying Accounts     HTML     44K  
                (Details)                                                        
128: XML         IDEA XML File -- Filing Summary                      XML    190K  
55: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   7.58M 
18: EX-101.INS  XBRL Instance -- aes-20121231                        XML  11.31M 
20: EX-101.CAL  XBRL Calculations -- aes-20121231_cal                XML    538K 
21: EX-101.DEF  XBRL Definitions -- aes-20121231_def                 XML   2.75M 
22: EX-101.LAB  XBRL Labels -- aes-20121231_lab                      XML   4.55M 
23: EX-101.PRE  XBRL Presentations -- aes-20121231_pre               XML   3.57M 
19: EX-101.SCH  XBRL Schema -- aes-20121231                          XSD    661K 
65: ZIP         XBRL Zipped Folder -- 0001193125-13-077580-xbrl      Zip    674K 


‘EX-10.17A’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-10.17A  

Exhibit 10.17A

2011 AMENDMENT

TO THE

AES CORPORATION RESTORATION SUPPLEMENTAL RETIREMENT PLAN

WHEREAS, AES Corporation or any successor thereto (the “Company”) maintains the AES Corporation Restoration Supplemental Retirement Plan (the “Plan”) to provide benefits for a select group of management and highly compensated employees; and

WHEREAS, the Plan was originally established effective January 1, 2005 and amended and restated most recently on December 29, 2008; and

WHEREAS, the Company desires to amend the Plan to provide for the continuing effectiveness of deferral elections until changed, to increase the maximum elective deferral percentages permitted under the Plan, and to clarify Plan provisions regarding credited amounts; and

WHEREAS, Section 7.6 of the Plan permits the Company to amend the Plan at any time in writing,

NOW, THEREFORE, BE IT RESOLVED, that the Plan is amended effective January 1, 2012 as follows:

1. The last sentence of Section 2.1(a) of the Plan shall be amended in its entirety to provide as follows:

Supplemental profit sharing awards shall be credited annually to each eligible Participant’s Retirement Account in accordance with procedures established by the Company, provided that in order to be eligible to receive a credit of a supplemental profit sharing award, a Participant must be an active employee on the date such amount is credited.

2. The last sentence of Section 2.2(a) of the Plan shall be amended in its entirety to provide as follows:

A Participant’s Deferral Election for a Plan Year shall continue in effect from Plan Year to Plan Year unless the Participant completes a new Deferral Election (or cancels his Deferral Election) in a timely manner in accordance with the procedures set forth by the Committee.

3. The second sentence of Section 2.2(b) of the Plan shall be amended in its entirety to provide as follows:

Deferral Election hereunder shall be made in accordance with the terms of the Plan and the rules established by the Committee, and must be filed not later than December 31 of the calendar year preceding the Plan Year to


 

which the election relates (or at such earlier times as may be established by the Committee) or continue in effect from the prior Plan Year as described in Section 2.2(a).

4. Section 2.2(d) shall be amended in its entirety to read as follows:

Unless otherwise determined by the Committee, a Participant may elect to defer up to 80% of Compensation and up to 100% of Bonus Compensation paid to the Participant.

5. The first sentence of Section 2.3(a) of the Plan shall be amended in its entirety to provide as follows:

Supplemental matching contribution (“Supplemental Match”) shall be credited annually to each eligible Participant’s Deferral Accounts in accordance with procedures established by the Company, provided that in order to be eligible to receive a credit of a Supplemental Match, a Participant must be an active employee on the date such amount is credited.

IN WITNESS WHEREOF, the Company has executed this amendment to the Plan, this 9th day of December, 2011.

 

  AES CORPORATION

By:

 

/s/ Rita Trehan

Title:

  Vice President

By:

 

/s/ Andres Gluski

Title:

  President and Chief Executive Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed as of:2/27/138-K,  S-3ASR
Filed on:2/26/13
For Period end:12/31/1211-K,  ARS
1/1/12
12/29/08
1/1/05
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/24  AES Corp.                         10-K       12/31/23  203:40M
 3/01/23  AES Corp.                         10-K       12/31/22  198:45M
 2/28/22  AES Corp.                         10-K       12/31/21  201:46M
 6/24/21  AES Corp.                         S-4                    7:605K                                   Donnelley … Solutions/FA
 2/25/21  AES Corp.                         10-K       12/31/20  202:44M
 6/05/13  SEC                               UPLOAD10/05/17    1:123K AES Corp.
 5/09/13  SEC                               UPLOAD10/05/17    1:163K AES Corp.
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Filing Submission 0001193125-13-077580   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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