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Canadian Imperial Bank of Commerce/CAN – ‘40-F’ for 10/31/16 – ‘EX-99.B.9’

On:  Thursday, 12/1/16, at 7:44am ET   ·   For:  10/31/16   ·   Accession #:  1193125-16-781694   ·   File #:  1-14678

Previous ‘40-F’:  ‘40-F’ on 12/3/15 for 10/31/15   ·   Next:  ‘40-F’ on 11/30/17 for 10/31/17   ·   Latest:  ‘40-F’ on 11/30/23 for 10/31/23   ·   2 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/01/16  Canadian Imperial B… Commerce/CAN 40-F       10/31/16   12:11M                                    Donnelley … Solutions/FA

Annual Report by a Canadian Issuer   —   Form 40-F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-F        Annual Report by a Canadian Issuer                  HTML     28K 
10: EX-99.B.10  Principal Accountant Fees and Services              HTML      6K 
11: EX-99.B.12  Tabular Disclosure of Contractual Obligations       HTML     46K 
 2: EX-99.B.3(A)  Annual Information Form                           HTML    203K 
 3: EX-99.B.3(B)  Audited Consolidated Financial Statements for     HTML   2.87M 
                          the Year Ended October 31, 2016                        
 4: EX-99.B.3(C)  Management's Discussion and Analysis              HTML   3.06M 
 5: EX-99.B.3(D)  Other Pages of Cibc's 2016 Annual Report          HTML     73K 
                          Incorporated in Annual Information Form                
 6: EX-99.B.6(A)(1)  Certifications Required by Rule 13A-14(A)      HTML     16K 
 7: EX-99.B.6(A)(2)  Certifications Required by Rule 13A-14(B)      HTML     11K 
 8: EX-99.B.8   Disclosure Regarding Audit Committee Financial      HTML      7K 
                          Expert                                                 
 9: EX-99.B.9   Disclosure Regarding Code of Ethics                 HTML      7K 
12: EX-99.D.9   Consent of Independent Registered Public            HTML      9K 
                          Accounting Firm                                        


EX-99.B.9   —   Disclosure Regarding Code of Ethics


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  DISCLOSURE REGARDING CODE OF ETHICS  

Exhibit B.9: Disclosure regarding code of ethics

CIBC has adopted a Code of Conduct applicable to all its officers, contractors and employees, including CIBC’s Chief Executive Officer, Chief Financial Officer, Chief Accountant and Controller. The Code of Conduct meets the definition of a “code of ethics” (as that term is defined in General Instruction B(9)(b) of the General Instructions to Form 40-F). The Code of Conduct is available on CIBC’s website at https://www.cibc.com/ca/inside-cibc/governance/governance-practices/code-of-conduct.html. No waivers from the provisions of the Code of Conduct were granted in the fiscal year ended October 31, 2016 to the Chief Executive Officer, Chief Financial Officer, Chief Accountant or Controller of CIBC. Certain technical, administrative or non-substantive amendments were made to the Code of Conduct.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40-F’ Filing    Date    Other Filings
Filed on:12/1/166-K
For Period End:10/31/16424B2,  424B3,  FWP
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/11/17  SEC                               UPLOAD9/23/17    1:35K  Canadian Imperial B… Commerce/CAN
 3/23/17  SEC                               UPLOAD9/23/17    1:156K Canadian Imperial B… Commerce/CAN
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Filing Submission 0001193125-16-781694   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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