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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/31/16 1290 Funds 485BPOS 11/01/16 13:2.7M Donnelley … Solutions/FA → 1290 Low Volatility Global Equity Fund ⇒ Class A (TNZAX) — Class I (TNZIX) — Class R (TNZRX) — Class T (TNZCX) |
Document/Exhibit Description Pages Size
1: 485BPOS 1290 Funds HTML 1.26M
2: EX-99.(A)(5) Second Amended and Restated Agreement and HTML 153K
Declaration of Trust
3: EX-99.(B)(3) Amended and Restated By-Laws HTML 68K
4: EX-99.(D)(1)(IV) Amendment No. 4 to the Investment Advisory HTML 35K
Agreement
5: EX-99.(E)(1)(IV) Amendment No. 4 to Distribution Agreement HTML 12K
Between 1290 Funds and Alps
6: EX-99.(G)(1)(V) Amendment No. 5 Global Custody Agreement HTML 12K
7: EX-99.(G)(1)(VI) Amendment No. 6 Global Custody Agreement HTML 13K
Btwn 1290 Funds and Jpmorgan Chase Bank
8: EX-99.(H)(1)(IV) Amendment No 4 to the Mutual Funds Service HTML 13K
Agreement Btwn 1290 Funds and Fmg LLC
9: EX-99.(H)(2)(IV) Amendment No. 4 Expense Limitation Agreement HTML 23K
10: EX-99.(H)(4)(IV) Form of Amendment No. 4 to Transfer Agency HTML 14K
and Service Agreement
11: EX-99.(I)(1) Opinion and Consent of K&L Gates LLP With HTML 15K
Respect to the Fund
13: EX-99.(P)(11) Code of Ethics of Doubleline HTML 424K
12: EX-99.(P)(7) Code of Ethics of Oppenheimer HTML 66K
| Amendment No. 5 Global Custody Agreement |
Exhibit (g)(1)(v)
AMENDMENT NO. 5
GLOBAL CUSTODY AGREEMENT
Amendment No. 5, effective as of May 6, 2016 (“Amendment No. 5”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
The Trust and Bank hereby agree to modify and amend the Agreement as follows:
| 1. | New Funds. 1290 Retirement 2020 Fund, 1290 Retirement 2025 Fund, 1290 Retirement 2030 Fund, 1290 Retirement 2035 Fund, 1290 Retirement 2040 Fund, 1290 Retirement 2045 Fund, 1290 Retirement 2050 Fund, 1290 Retirement 2055 Fund and 1290 Retirement 2060 Fund are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
| 2. | Exhibit A. Exhibit A to the Agreement, setting forth the Funds of the Trust on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Exhibit A attached hereto. |
| 3. | Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms. |
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 5 as of the date first above set forth.
| 1290 FUNDS On behalf of each of its Funds designated on Exhibit A |
JPMORGAN CHASE BANK, N.A. | |||||
| By: | /s/ Brian Walsh | By: | /s/ Brian Eckert | |||
| Name: | Brian Walsh | Name: | Brian Eckert | |||
| Title: | Chief Financial Officer and Treasurer | Title: | Executive Director | |||
EXHIBIT A
AMENDMENT NO. 5
GLOBAL CUSTODY AGREEMENT
1290 Convertible Securities Fund
1290 DoubleLine Dynamic Allocation Fund
1290 GAMCO Small/Mid Cap Value Fund
1290 Global Equity Managers Fund
1290 Global Talents Fund
1290 High Yield Bond Fund
1290 Multi-Alternative Strategies Fund
1290 SmartBeta Equity Fund
1290 Unconstrained Bond Managers Fund
1290 Retirement 2020 Fund
1290 Retirement 2025 Fund
1290 Retirement 2030 Fund
1290 Retirement 2035 Fund
1290 Retirement 2040 Fund
1290 Retirement 2045 Fund
1290 Retirement 2050 Fund
1290 Retirement 2055 Fund
1290 Retirement 2060 Fund
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 11/1/16 | |||
| Filed on: | 10/31/16 | 24F-2NT, N-CSR, NSAR-B | ||
| 5/6/16 | ||||
| 10/30/14 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 1290 Funds 485BPOS 3/01/24 48:93M Donnelley … Solutions/FA 2/07/24 1290 Funds 485BXT 2:416K Donnelley … Solutions/FA 12/11/23 1290 Funds 485APOS 53:44M Donnelley … Solutions/FA 2/23/23 1290 Funds 485BPOS 3/01/23 58:95M Donnelley … Solutions/FA 2/01/23 1290 Funds 485BXT 1:270K Donnelley … Solutions/FA 12/12/22 1290 Funds 485APOS 15:14M Donnelley … Solutions/FA 7/08/22 1290 Funds 485BPOS 7/11/22 27:22M Donnelley … Solutions/FA 4/25/22 1290 Funds 485APOS 6:13M Donnelley … Solutions/FA 2/24/22 1290 Funds 485BPOS 3/01/22 52:57M Donnelley … Solutions/FA 2/25/21 1290 Funds 485BPOS 3/01/21 149:49M Donnelley … Solutions/FA |