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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/30/16 1290 Funds 485BPOS¶ 4/01/16 16:7.4M Donnelley … Solutions/FA → 1290 Global Talents Fund ⇒ Class A (TNYAX) — Class I (TNYFX) — Class R (TNTRX) — Class T (TNYCX) |
Document/Exhibit Description Pages Size
1: 485BPOS 1290 Funds 485BPOS HTML 1.15M
13: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 8K
14: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 4K
15: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 9K
16: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 5K
2: EX-99.(D)(1)(III) Amendment No 3 Effective as of Mar 30, 2016 HTML 28K
to the Investment Advisory Agreement
3: EX-99.(D)(2)(I) Form of Amendment No 1 Effective as of April HTML 16K
1, 2016 to the Investment
4: EX-99.(E)(1)(II) Amendment No. 2 Effective as of March 3, HTML 12K
2016 to the Distribution Agreement
5: EX-99.(E)(1)(III) Amendment No. 3 Effective as of March 30, HTML 12K
2016 to the Distribution Agreement
6: EX-99.(G)(1)(III) Amendment No. 3 Effective February 29, 2016 HTML 12K
to the Global Custody Agreement
7: EX-99.(G)(1)(IV) Form of Amendment No. 4 Effective March 28, HTML 12K
2016 to the Global Custody Agreement
8: EX-99.(H)(1)(III) Amendment No3 Effective as of Mar 30, 2016 HTML 13K
to the Mutual Funds Service Agreement
9: EX-99.(H)(2)(III) Amendment No3 Effective as of March 30, HTML 24K
2016 to the Expense Limitation Agreement
10: EX-99.(H)(4)(II) Amendment No. 2 Effective as of March 3, HTML 14K
2016 to the Transfer Agency and Service
11: EX-99.(H)(4)(III) Amendment No. 3 Effective as of April 1, HTML 14K
2016 to the Transfer Agency and Service
12: EX-99.(I)(1) Opinion and Consent of K&L Gates LLP With HTML 14K
Respect to the Fund
| Amendment No. 3 effective February 29, 2016 to the Global Custody Agreement |
Exhibit (g)(1)(iii)
AMENDMENT NO. 3
GLOBAL CUSTODY AGREEMENT
Amendment No. 3, effective as of February 29, 2016 (“Amendment No. 3”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
The Trust and Bank hereby agree to modify and amend the Agreement as follows:
| 1. | New Fund. 1290 Global Equity Income Fund and 1290 Global Talents Fund are hereby added to the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
| 2. | Exhibit A. Exhibit A to the Agreement, setting forth the Funds of the Trust on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Exhibit A attached hereto. |
| 3. | Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms. |
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.
| 1290 FUNDS | JPMORGAN CHASE BANK, N.A. | |
| On behalf of each of its Funds designated on Exhibit A |
| By: | /s/ Brian Walsh |
By: | /s/ Brian Eckert | |||||
| Name: | Brian Walsh | Name: | Brian Eckert | |||||
| Title: | Chief Financial Officer and Treasurer | Title: | Executive Director |
EXHIBIT A
AMENDMENT NO. 3
GLOBAL CUSTODY AGREEMENT
1290 Convertible Securities Fund
1290 DoubleLine Dynamic Allocation Fund
1290 GAMCO Small/Mid Cap Value Fund
1290 Global Equity Income Fund
1290 Global Equity Managers Fund
1290 Global Talents Fund
1290 High Yield Bond Fund
1290 Multi-Alternative Strategies Fund
1290 SmartBeta Equity Fund
1290 Unconstrained Bond Managers Fund
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 4/1/16 | 497K | ||
| Filed on: | 3/30/16 | |||
| 2/29/16 | ||||
| 10/30/14 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 1290 Funds 485BPOS 3/01/24 48:93M Donnelley … Solutions/FA 2/07/24 1290 Funds 485BXT 2:416K Donnelley … Solutions/FA 12/11/23 1290 Funds 485APOS 53:44M Donnelley … Solutions/FA 2/23/23 1290 Funds 485BPOS 3/01/23 58:95M Donnelley … Solutions/FA 2/01/23 1290 Funds 485BXT 1:270K Donnelley … Solutions/FA 12/12/22 1290 Funds 485APOS 15:14M Donnelley … Solutions/FA 7/08/22 1290 Funds 485BPOS 7/11/22 27:22M Donnelley … Solutions/FA 4/25/22 1290 Funds 485APOS 6:13M Donnelley … Solutions/FA 2/24/22 1290 Funds 485BPOS 3/01/22 52:57M Donnelley … Solutions/FA 2/25/21 1290 Funds 485BPOS 3/01/21 149:49M Donnelley … Solutions/FA |