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BGC Partners, Inc. – ‘10-Q’ for 9/30/16 – ‘XML’

On:  Tuesday, 11/8/16, at 5:41pm ET   ·   As of:  11/9/16   ·   For:  9/30/16   ·   Accession #:  1193125-16-763174   ·   File #:  1-35591

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/16  BGC Partners, Inc.                10-Q        9/30/16  118:12M                                    Donnelley … Solutions/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.27M 
 2: EX-12.1     Statement re: Computation of Ratios                 HTML     46K 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     39K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     39K 
 5: EX-32       Certification -- §906 - SOA'02                      HTML     36K 
12: R1          Document and Entity Information                     HTML     60K 
13: R2          Condensed Consolidated Statements of Financial      HTML    141K 
                Condition                                                        
14: R3          Condensed Consolidated Statements of Financial      HTML     50K 
                Condition (Parenthetical)                                        
15: R4          Condensed Consolidated Statements of Operations     HTML    142K 
16: R5          Condensed Consolidated Statements of Comprehensive  HTML     59K 
                Income (Loss)                                                    
17: R6          Condensed Consolidated Statements of Cash Flows     HTML    217K 
18: R7          Condensed Consolidated Statements of Changes in     HTML    140K 
                Equity                                                           
19: R8          Condensed Consolidated Statements of Changes in     HTML     69K 
                Equity (Parenthetical)                                           
20: R9          Organization and Basis of Presentation              HTML     63K 
21: R10         Limited Partnership Interests in BGC Holdings       HTML     51K 
22: R11         Acquisitions                                        HTML     74K 
23: R12         Divestitures                                        HTML     48K 
24: R13         Earnings Per Share                                  HTML     70K 
25: R14         Stock Transactions and Unit Redemptions             HTML     96K 
26: R15         Securities Owned and Securities Sold, Not Yet       HTML     39K 
                Purchased                                                        
27: R16         Collateralized Transactions                         HTML     39K 
28: R17         Marketable Securities                               HTML     45K 
29: R18         Receivables from and Payables to Broker-Dealers,    HTML     51K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers                                                   
30: R19         Derivatives                                         HTML     77K 
31: R20         Fair Value of Financial Assets and Liabilities      HTML    189K 
32: R21         Related Party Transactions                          HTML    130K 
33: R22         Investments                                         HTML     60K 
34: R23         Fixed Assets, Net                                   HTML     51K 
35: R24         Goodwill and Other Intangible Assets, Net           HTML     89K 
36: R25         Notes Payable, Collateralized and Short-Term        HTML    111K 
                Borrowings                                                       
37: R26         Compensation                                        HTML     85K 
38: R27         Commitments, Contingencies and Guarantees           HTML     49K 
39: R28         Income Taxes                                        HTML     46K 
40: R29         Regulatory Requirements                             HTML     43K 
41: R30         Segment and Geographic Information                  HTML    190K 
42: R31         Subsequent Events                                   HTML     46K 
43: R32         Organization and Basis of Presentation (Policies)   HTML     66K 
44: R33         Acquisitions (Tables)                               HTML     60K 
45: R34         Earnings Per Share (Tables)                         HTML     69K 
46: R35         Stock Transactions and Unit Redemptions (Tables)    HTML     84K 
47: R36         Receivables from and Payables to Broker-Dealers,    HTML     48K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Tables)                                          
48: R37         Derivatives (Tables)                                HTML     62K 
49: R38         Fair Value of Financial Assets and Liabilities      HTML    188K 
                (Tables)                                                         
50: R39         Investments (Tables)                                HTML     53K 
51: R40         Fixed Assets, Net (Tables)                          HTML     43K 
52: R41         Goodwill and Other Intangible Assets, Net (Tables)  HTML     85K 
53: R42         Notes Payable, Collateralized and Short-Term        HTML     83K 
                Borrowings (Tables)                                              
54: R43         Compensation (Tables)                               HTML     63K 
55: R44         Segment and Geographic Information (Tables)         HTML    188K 
56: R45         Organization and Basis of Presentation -            HTML     80K 
                Additional Information (Detail)                                  
57: R46         Limited Partnership Interests in BGC Holdings -     HTML     46K 
                Additional Information (Detail)                                  
58: R47         Acquisitions - Additional Information (Detail)      HTML    135K 
59: R48         Acquisitions - Schedule of Calculation of Purchase  HTML     52K 
                Consideration Transferred (Detail)                               
60: R49         Acquisitions - Schedule of Calculation of Purchase  HTML     46K 
                Consideration Transferred (Parenthetical) (Detail)               
61: R50         Acquisitions - Schedule of Allocation of Assets     HTML     89K 
                Acquired and Liabilities Assumed (Detail)                        
62: R51         Acquisitions - Business Acquisition, Pro Forma      HTML     39K 
                Information (Detail)                                             
63: R52         Divestitures - Additional Information (Detail)      HTML     74K 
64: R53         Earnings Per Share - Calculation of Basic Earnings  HTML     47K 
                Per Share (Detail)                                               
65: R54         Earnings Per Share - Calculation of Fully Diluted   HTML     68K 
                Earnings Per Share (Detail)                                      
66: R55         Earnings Per Share - Additional Information         HTML     50K 
                (Detail)                                                         
67: R56         Stock Transactions and Unit Redemptions -           HTML     78K 
                Additional Information (Detail)                                  
68: R57         Stock Transactions and Unit Redemptions - Changes   HTML     71K 
                in Shares of Class A Common Stock Outstanding                    
                (Detail)                                                         
69: R58         Stock Transactions and Unit Redemptions - Changes   HTML     39K 
                in Shares of Class A Common Stock Outstanding                    
                (Parenthetical) (Detail)                                         
70: R59         Stock Transactions and Unit Redemptions - Unit      HTML     52K 
                Redemption and Share Repurchase Activity (Detail)                
71: R60         Stock Transactions and Unit Redemptions - Unit      HTML     70K 
                Redemption and Share Repurchase Activity                         
                (Parenthetical) (Detail)                                         
72: R61         Stock Transactions and Unit Redemptions - Summary   HTML     50K 
                of Changes in Carrying Amount of Redeemable                      
                Partnership Interest (Detail)                                    
73: R62         Securities Owned and Securities Sold, Not Yet       HTML     41K 
                Purchased - Additional Information (Detail)                      
74: R63         Collateralized Transactions - Additional            HTML     49K 
                Information (Detail)                                             
75: R64         Marketable Securities - Additional Information      HTML     85K 
                (Detail)                                                         
76: R65         Receivables from and Payables to Broker-Dealers,    HTML     61K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Detail)                                          
77: R66         Derivatives - Fair Value of Derivative Contracts    HTML     53K 
                (Detail)                                                         
78: R67         Derivatives - Additional Information (Detail)       HTML     89K 
79: R68         Derivatives - Summary of Gains and Losses on        HTML     53K 
                Derivative Contracts (Detail)                                    
80: R69         Fair Value of Financial Assets and Liabilities -    HTML     99K 
                Fair Value Hierarchy of Financial Assets and                     
                Liabilities under FASB Guidance (Detail)                         
81: R70         Fair Value of Financial Assets and Liabilities -    HTML     56K 
                Changes in Level 3 Contingent Consideration                      
                Measured at Fair Value on Recurring Basis (Detail)               
82: R71         Fair Value of Financial Assets and Liabilities -    HTML    107K 
                Offsetting of Derivative Instruments and                         
                Collateralized Transactions (Detail)                             
83: R72         Fair Value of Financial Assets and Liabilities -    HTML     46K 
                Quantitative Information about Level 3 Fair Value                
                Measurements (Detail)                                            
84: R73         Fair Value of Financial Assets and Liabilities -    HTML     44K 
                Additional Information (Detail)                                  
85: R74         Related Party Transactions - Additional             HTML    709K 
                Information (Detail)                                             
86: R75         Investments - Equity Method and Similar             HTML     43K 
                Investments (Detail)                                             
87: R76         Investments - Additional Information (Detail)       HTML     67K 
88: R77         Investments - Investments in Variable Interest      HTML     42K 
                Entities (Detail)                                                
89: R78         Investments - Investments in Variable Interest      HTML     46K 
                Entities (Parenthetical) (Detail)                                
90: R79         Fixed Assets, Net - Components of Fixed Assets,     HTML     51K 
                Net (Detail)                                                     
91: R80         Fixed Assets, Net - Additional Information          HTML     53K 
                (Detail)                                                         
92: R81         Goodwill and Other Intangible Assets, Net -         HTML     52K 
                Summary of Changes in Carrying Amount of Goodwill                
                by Reportable Segment (Detail)                                   
93: R82         Goodwill and Other Intangible Assets, Net -         HTML     50K 
                Additional Information (Detail)                                  
94: R83         Goodwill and Other Intangible Assets, Net -         HTML     74K 
                Components of Other Intangible Assets (Detail)                   
95: R84         Goodwill and Other Intangible Assets, Net -         HTML     51K 
                Estimated Future Amortization Expense of Definite                
                Life Intangible Assets (Detail)                                  
96: R85         Notes Payable, Collateralized and Short-Term        HTML     53K 
                Borrowings - Notes Payable, Collateralized and                   
                Short-Term Borrowings (Detail)                                   
97: R86         Notes Payable, Collateralized and Short-Term        HTML     51K 
                Borrowings - Notes Payable, Collateralized and                   
                Short-Term Borrowings (Parenthetical) (Detail)                   
98: R87         Notes Payable, Collateralized and Short-Term        HTML     53K 
                Borrowings - Carrying Amounts and Estimated Fair                 
                Values of Company's Convertible Notes and Senior                 
                Notes (Detail)                                                   
99: R88         Notes Payable, Collateralized and Short-Term        HTML     51K 
                Borrowings - Carrying Amounts and Estimated Fair                 
                Values of Company's Convertible Notes and Senior                 
                Notes (Parenthetical) (Detail)                                   
100: R89         Notes Payable, Collateralized and Short-Term        HTML    283K  
                Borrowings - Additional Information (Detail)                     
101: R90         Notes Payable, Collateralized and Short-Term        HTML     59K  
                Borrowings - Summary of Company's Convertible                    
                Notes (Detail)                                                   
102: R91         Notes Payable, Collateralized and Short-Term        HTML     49K  
                Borrowings - Summary of Interest Expense Related                 
                to Company's Convertible Notes (Detail)                          
103: R92         Compensation - Additional Information (Detail)      HTML    149K  
104: R93         Compensation - Activity Associated with Limited     HTML     47K  
                Partnership Units (Detail)                                       
105: R94         Compensation - Activity Associated with Restricted  HTML     63K  
                Stock Units (Detail)                                             
106: R95         Compensation - Activity Associated with Stock       HTML     71K  
                Options (Detail)                                                 
107: R96         Commitments, Contingencies and Guarantees -         HTML     46K  
                Additional Information (Detail)                                  
108: R97         Income Taxes - Additional Information (Detail)      HTML     51K  
109: R98         Regulatory Requirements - Additional Information    HTML     43K  
                (Detail)                                                         
110: R99         Segment and Geographic Information - Additional     HTML     37K  
                Information (Detail)                                             
111: R100        Segment and Geographic Information - Segment        HTML    115K  
                Reporting Information (Detail)                                   
112: R101        Segment and Geographic Information - Total Assets   HTML     42K  
                by Reportable Segment (Detail)                                   
113: R102        Segment and Geographic Information - Geographic     HTML     52K  
                Information Regarding Revenues (Detail)                          
114: R103        Segment and Geographic Information - Information    HTML     50K  
                Regarding Long-Lived Assets in Geographic Areas                  
                (Detail)                                                         
115: R104        Subsequent Events - Additional Information          HTML    108K  
                (Detail)                                                         
117: XML         IDEA XML File -- Filing Summary                      XML    230K  
116: EXCEL       IDEA Workbook of Financial Reports                  XLSX    163K  
 6: EX-101.INS  XBRL Instance -- bgcp-20160930                       XML   3.57M 
 8: EX-101.CAL  XBRL Calculations -- bgcp-20160930_cal               XML    354K 
 9: EX-101.DEF  XBRL Definitions -- bgcp-20160930_def                XML   1.55M 
10: EX-101.LAB  XBRL Labels -- bgcp-20160930_lab                     XML   2.39M 
11: EX-101.PRE  XBRL Presentations -- bgcp-20160930_pre              XML   1.96M 
 7: EX-101.SCH  XBRL Schema -- bgcp-20160930                         XSD    339K 
118: ZIP         XBRL Zipped Folder -- 0001193125-16-763174-xbrl      Zip    352K  


‘XML’   —   IDEA XML File — Filing Summary


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<HasCalculationLinkbase> true </HasCalculationLinkbase>
</FilingSummary>

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Filing Submission 0001193125-16-763174   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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