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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/03/16 Goldman Sachs Group Inc 10-Q 9/30/16 193:25M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 2.54M 2: EX-12.1 Statement re: Computation of Ratios HTML 73K 3: EX-15.1 Letter re: Unaudited Interim Financial Info HTML 59K 4: EX-31.1 Certification -- §302 - SOA'02 HTML 71K 5: EX-32.1 Certification -- §906 - SOA'02 HTML 59K 12: R1 Document and Entity Information HTML 77K 13: R2 Condensed Consolidated Statements of Earnings HTML 140K (Unaudited) 14: R3 Condensed Consolidated Statements of Comprehensive HTML 77K Income (Unaudited) 15: R4 Condensed Consolidated Statements of Financial HTML 154K Condition (Unaudited) 16: R5 Condensed Consolidated Statements of Financial HTML 102K Condition (Unaudited) (Parenthetical) 17: R6 Condensed Consolidated Statements of Changes in HTML 130K Shareholders' Equity (Unaudited) 18: R7 Condensed Consolidated Statements of Cash Flows HTML 150K (Unaudited) 19: R8 Condensed Consolidated Statements of Cash Flows HTML 79K (Unaudited) (Parenthetical) 20: R9 Description of Business HTML 63K 21: R10 Basis of Presentation HTML 61K 22: R11 Significant Accounting Policies HTML 108K 23: R12 Financial Instruments Owned, at Fair Value and HTML 110K Financial Instruments Sold, But Not Yet Purchased, at Fair Value 24: R13 Fair Value Measurements HTML 93K 25: R14 Cash Instruments HTML 337K 26: R15 Derivatives and Hedging Activities HTML 479K 27: R16 Fair Value Option HTML 295K 28: R17 Loans Receivable HTML 116K 29: R18 Collateralized Agreements and Financings HTML 199K 30: R19 Securitization Activities HTML 104K 31: R20 Variable Interest Entities HTML 166K 32: R21 Other Assets HTML 129K 33: R22 Deposits HTML 98K 34: R23 Short-Term Borrowings HTML 71K 35: R24 Long-Term Borrowings HTML 109K 36: R25 Other Liabilities and Accrued Expenses HTML 68K 37: R26 Commitments, Contingencies and Guarantees HTML 151K 38: R27 Shareholders' Equity HTML 188K 39: R28 Regulation and Capital Adequacy HTML 298K 40: R29 Earnings Per Common Share HTML 76K 41: R30 Transactions with Affiliated Funds HTML 72K 42: R31 Interest Income and Interest Expense HTML 83K 43: R32 Income Taxes HTML 69K 44: R33 Business Segments HTML 177K 45: R34 Credit Concentrations HTML 71K 46: R35 Legal Proceedings HTML 116K 47: R36 Basis of Presentation (Policies) HTML 261K 48: R37 Financial Instruments Owned, at Fair Value and HTML 110K Financial Instruments Sold, But Not Yet Purchased, at Fair Value (Tables) 49: R38 Fair Value Measurements (Tables) HTML 85K 50: R39 Cash Instruments (Tables) HTML 287K 51: R40 Derivatives and Hedging Activities (Tables) HTML 417K 52: R41 Fair Value Option (Tables) HTML 225K 53: R42 Loans Receivable (Tables) HTML 99K 54: R43 Collateralized Agreements and Financings (Tables) HTML 167K 55: R44 Securitization Activities (Tables) HTML 102K 56: R45 Variable Interest Entities (Tables) HTML 141K 57: R46 Other Assets (Tables) HTML 116K 58: R47 Deposits (Tables) HTML 88K 59: R48 Short-Term Borrowings (Tables) HTML 69K 60: R49 Long-Term Borrowings (Tables) HTML 100K 61: R50 Other Liabilities and Accrued Expenses (Tables) HTML 66K 62: R51 Commitments, Contingencies and Guarantees (Tables) HTML 115K 63: R52 Shareholders' Equity (Tables) HTML 178K 64: R53 Regulation and Capital Adequacy (Tables) HTML 241K 65: R54 Earnings Per Common Share (Tables) HTML 73K 66: R55 Transactions with Affiliated Funds (Tables) HTML 68K 67: R56 Interest Income and Interest Expense (Tables) HTML 78K 68: R57 Income Taxes (Tables) HTML 62K 69: R58 Business Segments (Tables) HTML 160K 70: R59 Credit Concentrations (Tables) HTML 69K 71: R60 Description of Business - Additional Information HTML 59K (Detail) 72: R61 Significant Accounting Policies - Additional HTML 72K Information (Detail) 73: R62 Financial Instruments Owned, at Fair Value and HTML 113K Financial Instruments Sold, But Not Yet Purchased, at Fair Value - Financial Instruments Owned and Financial Instruments Sold, But Not Yet Purchased (Detail) 74: R63 Financial Instruments Owned, at Fair Value and HTML 76K Financial Instruments Sold, But Not Yet Purchased, at Fair Value - Gains and Losses from Market Making and Other Principal Transactions (Detail) 75: R64 Fair Value Measurements - Financial Assets HTML 85K Liabilities Summary (Detail) 76: R65 Fair Value Measurements - Financial Assets HTML 59K Liabilities Summary (Parenthetical) (Detail) 77: R66 Fair Value Measurements - Total Level 3 Financial HTML 70K Assets (Detail) 78: R67 Cash Instruments - Cash Instruments by Level HTML 175K (Detail) 79: R68 Cash Instruments - Cash Instruments by Level HTML 77K (Parenthetical) (Detail) 80: R69 Cash Instruments - Fair Value, Cash Instruments, HTML 128K Measurement Inputs, Disclosure (Detail) 81: R70 Cash Instruments - Additional Information (Detail) HTML 85K 82: R71 Cash Instruments - Cash Instruments, Level 3 HTML 157K Rollforward (Detail) 83: R72 Cash Instruments - Investments in Funds that are HTML 78K Calculated Using Net Asset Value Per Share (Detail) 84: R73 Derivatives and Hedging Activities - Additional HTML 88K Information (Detail) 85: R74 Derivatives and Hedging Activities - Fair Value of HTML 176K Derivatives on a Gross Basis (Detail) 86: R75 Derivatives and Hedging Activities - Fair Value of HTML 139K Derivatives by Level (Detail) 87: R76 Derivatives and Hedging Activities - Fair Value, HTML 144K Derivatives, Measurement Inputs, Disclosure (Detail) 88: R77 Derivatives and Hedging Activities - Fair Value of HTML 113K Derivatives, Level 3 Rollforward (Detail) 89: R78 Derivatives and Hedging Activities - OTC HTML 126K Derivatives by Product Type and Tenor (Detail) 90: R79 Derivatives and Hedging Activities - Credit HTML 121K Derivatives (Detail) 91: R80 Derivatives and Hedging Activities - Bifurcated HTML 68K Embedded Derivatives (Detail) 92: R81 Derivatives and Hedging Activities - Derivatives HTML 68K with Credit-Related Contingent Features (Detail) 93: R82 Derivatives and Hedging Activities - Gain (Loss) HTML 68K from Interest Rate Hedges and Related Hedged Borrowings and Deposits (Detail) 94: R83 Derivatives and Hedging Activities - Gains and HTML 65K Losses on Net Investment Hedges (Detail) 95: R84 Fair Value Option - Financial Assets and Financial HTML 101K Liabilities by Level (Detail) 96: R85 Fair Value Option - Additional Information HTML 126K (Detail) 97: R86 Fair Value Option - Level 3 Rollforward (Detail) HTML 149K 98: R87 Fair Value Option - Gains and Losses on Other HTML 70K Financial Assets and Financial Liabilities at Fair Value (Detail) 99: R88 Fair Value Option - Gains and Losses on Other HTML 64K Financial Assets and Financial Liabilities at Fair Value (Parenthetical) (Detail) 100: R89 Fair Value Option - Loans and Lending Commitments HTML 64K (Detail) 101: R90 Loans Receivable - Summary of Loans Receivable HTML 78K (Detail) 102: R91 Loans Receivable - Additional Information (Detail) HTML 108K 103: R92 Loans Receivable - Summary of Loans Receivable - HTML 72K Credit Rating Equivalent (Detail) 104: R93 Loans Receivable - Summary of Loans Receivable - HTML 71K Regulatory Risk Rating (Detail) 105: R94 Loans Receivable - Summary of Changes in Allowance HTML 77K for Loan Losses and Allowance for Losses on Lending Commitments (Detail) 106: R95 Collateralized Agreements and Financings - Resale HTML 72K and Repurchase Agreements and Securities Borrowed and Loaned Transactions (Detail) 107: R96 Collateralized Agreements and Financings - Resale HTML 61K and Repurchase Agreements and Securities Borrowed and Loaned Transactions (Parenthetical) (Detail) 108: R97 Collateralized Agreements and Financings - HTML 128K Offsetting Arrangements (Detail) 109: R98 Collateralized Agreements and Financings - HTML 61K Offsetting Arrangements (Parenthetical) (Detail) 110: R99 Collateralized Agreements and Financings - HTML 84K Schedule of Gross Carrying Value of Repurchase Agreements and Securities Loaned (Detail) 111: R100 Collateralized Agreements and Financings - HTML 75K Schedule of Repurchase Agreements and Securities Loaned (Detail) 112: R101 Collateralized Agreements and Financings - HTML 58K Additional Information (Detail) 113: R102 Collateralized Agreements and Financings - Other HTML 83K Secured Financings (Detail) 114: R103 Collateralized Agreements and Financings - Other HTML 66K Secured Financings (Parenthetical) (Detail) 115: R104 Collateralized Agreements and Financings - Other HTML 80K Secured Financings by Maturity Date (Detail) 116: R105 Collateralized Agreements and Financings - HTML 61K Financial Instruments Received as Collateral and Repledged (Detail) 117: R106 Collateralized Agreements and Financings - HTML 61K Financial Instruments Received as Collateral and Repledged (Parenthetical) (Detail) 118: R107 Collateralized Agreements and Financings - HTML 65K Financial Instruments Owned, at Fair Value and Other Assets Pledged as Collateral (Detail) 119: R108 Securitization Activities - Amount of Financial HTML 66K Assets Securitized and Cash Flows Received on Retained Interests (Detail) 120: R109 Securitization Activities - Firms Continuing HTML 75K Involvement in Securitization Entities to Which Firm Sold Assets (Detail) 121: R110 Securitization Activities - Firms Continuing HTML 59K Involvement in Securitization Entities to Which Firm Sold Assets (Parenthetical) (Detail) 122: R111 Securitization Activities - Additional Information HTML 65K (Detail) 123: R112 Securitization Activities - Weighted Average Key HTML 80K Economic Assumptions Used in Measuring Fair Value of Firm's Retained Interests and Sensitivity of This Fair Value to Immediate Adverse Changes (Detail) 124: R113 Variable Interest Entities (Nonconsolidated HTML 71K Variable Interest Entities) - Additional Information (Detail) 125: R114 Variable Interest Entities (Consolidated Variable HTML 66K Interest Entities) - Additional Information (Detail) 126: R115 Variable Interest Entities - Nonconsolidated HTML 117K Variable Interest Entities (Detail) 127: R116 Variable Interest Entities - Nonconsolidated HTML 66K Variable Interest Entities (Parenthetical) (Detail) 128: R117 Variable Interest Entities - Consolidated Variable HTML 120K Interest Entities (Detail) 129: R118 Other Assets - Other Assets (Detail) HTML 69K 130: R119 Other Assets - Other Assets (Parenthetical) HTML 60K (Detail) 131: R120 Other Assets - Additional Information (Detail) HTML 63K 132: R121 Other Assets - Goodwill and Intangible Assets HTML 79K (Detail) 133: R122 Other Assets - Intangible Assets Disclosure HTML 75K (Detail) 134: R123 Other Assets - Amortization Expense (Detail) HTML 60K 135: R124 Other Assets - Estimated Future Amortization for HTML 70K Existing Identifiable Intangible Assets Through 2021 (Detail) 136: R125 Deposits - Types and Sources of the Firm's HTML 76K Deposits (Detail) 137: R126 Deposits - Additional Information (Detail) HTML 64K 138: R127 Deposits - Types and Sources of the Firm's HTML 62K Deposits (Parenthetical) (Detail) 139: R128 Deposits - Deposits (Detail) HTML 63K 140: R129 Deposits - Maturities of Time Deposits (Detail) HTML 82K 141: R130 Deposits - Maturities of Time Deposits HTML 59K (Parenthetical) (Detail) 142: R131 Short-Term Borrowings - Short-Term Borrowings HTML 63K (Detail) 143: R132 Short-Term Borrowings - Unsecured Short-Term HTML 71K Borrowings (Detail) 144: R133 Long-Term Borrowings - Long-Term Borrowings HTML 63K (Detail) 145: R134 Long-Term Borrowings - Unsecured Long-Term HTML 68K Borrowings (Detail) 146: R135 Long-Term Borrowings - Unsecured Long-Term HTML 71K Borrowings (Parenthetical) (Detail) 147: R136 Long-Term Borrowings - Unsecured Long-Term HTML 76K Borrowings by Maturity Date (Detail) 148: R137 Long-Term Borrowings - Unsecured Long-Term HTML 70K Borrowings by Maturity Date (Parenthetical) (Detail) 149: R138 Long-Term Borrowings - Unsecured Long-Term HTML 66K Borrowings after Hedging (Detail) 150: R139 Long-Term Borrowings - Unsecured Long-Term HTML 63K Borrowings after Hedging (Parenthetical) (Detail) 151: R140 Long-Term Borrowings - Additional Information HTML 119K (Detail) 152: R141 Long-Term Borrowings - Subordinated Long-Term HTML 78K Borrowings (Detail) 153: R142 Other Liabilities and Accrued Expenses - Other HTML 70K Liabilities (Detail) 154: R143 Commitments, Contingencies and Guarantees - HTML 103K Commitments (Detail) 155: R144 Commitments, Contingencies and Guarantees - HTML 90K Additional Information (Detail) 156: R145 Commitments, Contingencies and Guarantees - Leases HTML 76K (Detail) 157: R146 Commitments, Contingencies and Guarantees - HTML 82K Guarantees (Detail) 158: R147 Shareholders' Equity - Additional Information HTML 94K (Detail) 159: R148 Shareholders' Equity - Summary of Amount of Common HTML 64K Stock Repurchased by the Firm (Detail) 160: R149 Shareholders' Equity - Summary of Perpetual HTML 121K Preferred Stock Issued and Outstanding (Detail) 161: R150 Shareholders' Equity - Summary of Perpetual HTML 95K Preferred Stock Issued and Outstanding (Parenthetical) (Detail) 162: R151 Shareholders' Equity - Summary of Preferred HTML 95K Dividends Declared on Preferred Stock Issued (Detail) 163: R152 Shareholders' Equity - Summary of Preferred HTML 62K Dividends Declared on Preferred Stock Issued (Parenthetical) (Detail) 164: R153 Shareholders' Equity - Accumulated Other HTML 83K Comprehensive Loss, Net of Tax (Detail) 165: R154 Regulation and Capital Adequacy - Minimum Capital HTML 68K Ratios (Detail) 166: R155 Regulation and Capital Adequacy - Additional HTML 107K Information (Detail) 167: R156 Regulation and Capital Adequacy - Minimum Capital HTML 58K Ratios (Parenthetical) (Detail) 168: R157 Regulation and Capital Adequacy - Consolidated HTML 110K Regulatory Capital Ratios (Detail) 169: R158 Regulation and Capital Adequacy - Consolidated HTML 70K Regulatory Capital Ratios (Parenthetical) (Detail) 170: R159 Regulation and Capital Adequacy - Capital HTML 108K Rollforward (Detail) 171: R160 Regulation and Capital Adequacy - Risk-weighted HTML 104K Assets (Detail) 172: R161 Regulation and Capital Adequacy - Risk-weighted HTML 105K Assets Rollforward (Detail) 173: R162 Regulation and Capital Adequacy - Schedule of HTML 77K Minimum Ratios and Well Capitalized Minimum Ratios (Detail) 174: R163 Regulation and Capital Adequacy - Capital Ratios HTML 101K (Detail) 175: R164 Earnings Per Common Share - Earnings Per Common HTML 80K Share (Detail) 176: R165 Earnings Per Common Share - Additional Information HTML 63K (Detail) 177: R166 Transactions with Affiliated Funds - Additional HTML 60K Information (Detail) 178: R167 Transactions with Affiliated Funds - Fees Earned HTML 59K from Affiliated Funds (Detail) 179: R168 Transactions with Affiliated Funds - Fees HTML 61K Receivable from Affiliated Funds and the Aggregate Carrying Value of the Firm's Interests in these Funds (Detail) 180: R169 Interest Income and Interest Expense - Interest HTML 91K Income and Interest Expense (Detail) 181: R170 Income Taxes - Earliest Tax Years Subject to HTML 69K Examination by Major Jurisdiction (Detail) 182: R171 Business Segments - Segment Operating Results HTML 122K (Detail) 183: R172 Business Segments - Segment Operating Results HTML 58K (Parenthetical) (Detail) 184: R173 Business Segments - Net Interest Income (Detail) HTML 69K 185: R174 Business Segments - Depreciation and Amortization HTML 69K (Detail) 186: R175 Business Segments - Net Revenues and Pre-Tax HTML 78K Earnings for Each Geographic Region (Detail) 187: R176 Business Segments - Net Revenues and Pre-Tax HTML 58K Earnings for Each Geographic Region (Parenthetical) (Detail) 188: R177 Credit Concentrations - Credit Concentration, HTML 66K Government and Federal Agency Obligations (Detail) 189: R178 Credit Concentrations - Credit Concentration, HTML 64K Resale Agreements and Securities Borrowed (Detail) 190: R179 Legal Proceedings - Additional Information HTML 142K (Detail) 192: XML IDEA XML File -- Filing Summary XML 391K 191: EXCEL IDEA Workbook of Financial Reports XLSX 311K 6: EX-101.INS XBRL Instance -- gs-20160930 XML 9.97M 8: EX-101.CAL XBRL Calculations -- gs-20160930_cal XML 529K 9: EX-101.DEF XBRL Definitions -- gs-20160930_def XML 1.77M 10: EX-101.LAB XBRL Labels -- gs-20160930_lab XML 3.36M 11: EX-101.PRE XBRL Presentations -- gs-20160930_pre XML 2.61M 7: EX-101.SCH XBRL Schema -- gs-20160930 XSD 672K 193: ZIP XBRL Zipped Folder -- 0001193125-16-757421-xbrl Zip 669K
EX-15.1 |
EXHIBIT 15.1
Securities and Exchange Commission
100 F Street N.E.
Washington, D.C. 20549
Re: | The Goldman Sachs Group, Inc. |
Registration Statements on Form S-8 |
(No. 333-80839) |
(No. 333-42068) |
(No. 333-106430) |
(No. 333-120802) |
Registration Statements on Form S-3 |
(No. 333-198735) |
Commissioners:
We are aware that our report dated November 2, 2016 on our review of the condensed consolidated statement of financial condition of The Goldman Sachs Group, Inc. and subsidiaries (the “Company”) as of September 30, 2016, the related condensed consolidated statements of earnings for the three and nine months ended September 30, 2016 and 2015, the condensed consolidated statements of comprehensive income for the three and nine months ended September 30, 2016 and 2015, the condensed consolidated statement of changes in shareholders’ equity for the nine months ended September 30, 2016, and the condensed consolidated statements of cash flows for the nine months ended September 30, 2016 and 2015 included in the Company’s quarterly report on Form 10-Q for the quarter ended September 30, 2016 is incorporated by reference in the registration statements referred to above. Pursuant to Rule 436(c) under the Securities Act of 1933 (the “Act”), such report should not be considered a part of such registration statements, and is not a report within the meaning of Sections 7 and 11 of the Act.
Very truly yours,
/s/ PRICEWATERHOUSECOOPERS LLP
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of: | 11/3/16 | 424B2 | ||
Filed on: | 11/2/16 | 424B2 | ||
For Period end: | 9/30/16 | 13F-HR, 424B2 | ||
9/30/15 | 10-Q, 13F-HR, 13F-HR/A, 4, 424B2 | |||
List all Filings |