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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/11/16 Northern Institutional Funds N-CR 10/11/16 1:12K RR Donnelley/FA → Northern Institutional Tax-Exempt Portfolio ⇒ Premier Shares — Service Shares (BTSXX) — Shares (BTEXX) |
Document/Exhibit Description Pages Size 1: N-CR Northern Institutional Funds HTML 8K
| Northern Institutional Funds |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-CR
CURRENT REPORT
MONEY MARKET FUND MATERIAL EVENTS
Part A: General information
Item A.1 – Report for: October 11, 2016
Item A.2 – CIK Number of registrant: 0000710124
Item A.3 – EDGAR Series Identifier: S000001291
Item A.4 – Securities Act File Number: 002-80543
Item A.5 – Provide the name, e-mail address, and telephone number of the person authorized to receive information and respond to questions about this Form N-CR.
Craig R. Carberry, crc4@ntrs.com, 312-557-2996
Part B: Default or event of insolvency of portfolio security issuer
Not Applicable
Part C: Provision of financial support to fund
Item C.1 – Description of nature of support.
Capital contribution made in connection with the liquidation and termination of Tax-Exempt Portfolio (the “Portfolio”) on October 7, 2016.
Item C.2 – Person providing support.
Northern Trust Corporation
Item C.3 – Brief description of relationship between the person providing support and the fund:
Northern Trust Corporation is the parent company of Northern Trust Investments, Inc., the investment adviser to the Portfolio.
Item C.4 – Date support provided.
Item C.5 – Amount of support.
$53,830
Item C.6 – Security supported (if applicable). Disclose the name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CUSIP, ISIN, CIK, LEI).
Not Applicable
Item C.7 – Value of security supported on date support was initiated (if applicable).
Not Applicable
Item C.8 – Brief description of reason for support.
Northern Trust Corporation made a capital contribution to the Portfolio in connection with the liquidation and termination of the Portfolio. The amount of the capital contribution is equal to the difference between the value of the Portfolio’s net assets and the number of the Portfolio’s shares outstanding at a net asset value of a $1.00 per share.
Item C.9 – Term of support.
The support is a one-time capital contribution.
Item C.10 – Brief description of any contractual restrictions relating to support.
Not Applicable
Part D: Deviation between current net asset value per share and intended stable price per share
Not Applicable
Part E: Imposition of liquidity fee
Not Applicable
Part F: Suspension of fund redemptions
Not Applicable
Part G: Removal of liquidity fees and/or resumption of fund redemptions
Not Applicable
Part H: Optional disclosure
None
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Northern Institutional Funds
| Date: |
| By: | ||
| Lloyd A. Wennlund | ||
| President | ||
| This ‘N-CR’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on / Effective on / For Period End: | 10/11/16 | |||
| 10/7/16 | N-MFP1 | |||
| List all Filings | ||||