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– Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/02/16 1290 Funds 485BPOS¶ 3/03/16 18:3.1M Donnelley … Solutions/FA → 1290 Loomis Sayles Multi-Asset Income Fund ⇒ Class A (TNXAX) — Class I (TNVDX) — Class R (TNYRX) — Class T (TNXCX) |
Document/Exhibit Description Pages Size 1: 485BPOS 1290 Funds 485BPOS HTML 1.31M 15: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 8K 16: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 5K 17: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 13K 18: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 5K 2: EX-99.(D)(1)(II) Amendment No 2 Effective as of Feb 29, 2016 HTML 31K to the Investment Advisory Agreement 3: EX-99.(D)(10) Investment Sub-Advisory Agreement Dated as of HTML 85K February 29, 2016 4: EX-99.(E)(1)(II) Form of Amendment No 2 Effective as of Mar HTML 12K 3, 2016 to the Distribution Agreement 5: EX-99.(G)(1)(II) Amendment No. 2 Effective as of Feb 29, 2016 HTML 13K to the Global Custody Agreement 6: EX-99.(H)(1)(II) Amendment No2 Effective as of Feb, 29 2016 HTML 15K to the Mutual Funds Service Agreement 7: EX-99.(H)(2)(II) Amendment No. 2 Effective as of Feb 29, 2016 HTML 26K to the Expense Limitation Agreement 8: EX-99.(H)(4)(II) Form of Amendment No. 2 Effective as of HTML 14K March 3, 2016 to the Transfer Agency 9: EX-99.(I)(1) Opinion and Consent of K&L Gates LLP With HTML 15K Respect to the Fund. 14: EX-99.(P)(11) Code of Ethics of Doubleline. HTML 358K 10: EX-99.(P)(4) Code of Ethics of Gamco, Amended January 2016. HTML 120K 11: EX-99.(P)(6) Code of Ethics of Tcw, Effective October 2015. HTML 255K 12: EX-99.(P)(7) Code of Ethics of Oppenheimer, Effective June 1, HTML 58K 2015. 13: EX-99.(P)(9) Code of Ethics of Palisade, Amended January HTML 55K 2016.
Amendment No. 2 effective as of Feb 29, 2016 to the Global Custody Agreement |
Exhibit (g)(i)(ii)
AMENDMENT NO. 2
GLOBAL CUSTODY AGREEMENT
Amendment No. 2, effective as of February 29, 2016 (“Amendment No. 2”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
The Trust and Bank hereby agree to modify and amend the Agreement as follows:
1. | New Fund. 1290 DoubleLine Dynamic Allocation Fund is hereby added to the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
2. | Exhibit A. Exhibit A to the Agreement, setting forth the Funds of the Trust on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Exhibit A attached hereto. |
3. | Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms. |
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 2 as of the date first above set forth.
1290 FUNDS | JPMORGAN CHASE BANK, N.A. | |||||||
On behalf of each of its | ||||||||
Funds designated on Exhibit A | ||||||||
By: | /s/ Brian Walsh |
By: | /s/ Brian Eckert | |||||
Name: | Brian Walsh | Name: | Brian Eckert | |||||
Title: | Chief Financial Officer and Treasurer | Title: | Executive Director |
EXHIBIT A
AMENDMENT NO. 2
GLOBAL CUSTODY AGREEMENT
1290 Convertible Securities Fund
1290 DoubleLine Dynamic Allocation Fund
1290 GAMCO Small/Mid Cap Value Fund
1290 Global Equity Managers Fund
1290 High Yield Bond Fund
1290 Multi-Alternative Strategies Fund
1290 SmartBeta Equity Fund
1290 Unconstrained Bond Managers Fund
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Effective on: | 3/3/16 | 497, 497K | ||
Filed on: | 3/2/16 | 485BXT, 497K, AW | ||
2/29/16 | ||||
10/30/14 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 1290 Funds 485BPOS 3/01/24 48:93M Donnelley … Solutions/FA 2/07/24 1290 Funds 485BXT 2:416K Donnelley … Solutions/FA 12/11/23 1290 Funds 485APOS 53:44M Donnelley … Solutions/FA 2/23/23 1290 Funds 485BPOS 3/01/23 58:95M Donnelley … Solutions/FA 2/01/23 1290 Funds 485BXT 1:270K Donnelley … Solutions/FA 12/12/22 1290 Funds 485APOS 15:14M Donnelley … Solutions/FA 7/08/22 1290 Funds 485BPOS 7/11/22 27:22M Donnelley … Solutions/FA 4/25/22 1290 Funds 485APOS 6:13M Donnelley … Solutions/FA 2/24/22 1290 Funds 485BPOS 3/01/22 52:57M Donnelley … Solutions/FA 2/25/21 1290 Funds 485BPOS 3/01/21 149:49M Donnelley … Solutions/FA |