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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/10/06 North Atlantic Value LLP SC 13D/A 1:204K Hector Communications Corp RR Donnelley/FA American Opportunity Trust PLC Christopher Harwood Bernard Mills High Tor Limited The Trident North Atlantic Fund Trident Holdings |
Document/Exhibit Description Pages Size 1: SC 13D/A Amendment #7 HTML 146K
Amendment #7 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Information to be Included in Statements Filed Pursuant
to Rules 13d-1(a) and Amendments thereto Filed
Pursuant to Rule 13d-2(a)
(Amendment No. 7)*
HECTOR COMMUNICATIONS CORPORATION
(Name of issuer)
Common Stock, par value $0.01 per share
(Title of class of securities)
(CUSIP number)
COPY TO:
North Atlantic Value LLP
Ryder Court
14 Ryder Street
London SW1Y 6QB, England
011-44-207-747-5640
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
(Dates of Events which Require Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 22 Pages)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 422730101 | Page 2 of 22 |
SCHEDULE 13D
1. |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) North Atlantic Value LLP No IRS Identification Number | |||||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) x | ||||||
3. |
SEC USE ONLY | |||||||
4. |
SOURCE OF FUNDS AF | |||||||
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||||||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION England | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||||||
8. | SHARED VOTING POWER 0 | |||||||
9. | SOLE DISPOSITIVE POWER 0 | |||||||
10. | SHARED DISPOSITIVE POWER 0 | |||||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨ | |||||||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% | |||||||
14. |
TYPE OF REPORTING PERSON* OO, IA |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 422730101 | Page 3 of 22 |
SCHEDULE 13D
1. |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Christopher Harwood Bernard Mills No IRS Identification Number | |||||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) x | ||||||
3. |
SEC USE ONLY | |||||||
4. |
SOURCE OF FUNDS AF | |||||||
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||||||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION England | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||||||
8. | SHARED VOTING POWER 0 | |||||||
9. | SOLE DISPOSITIVE POWER 0 | |||||||
10. | SHARED DISPOSITIVE POWER 0 | |||||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨ | |||||||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% | |||||||
14. |
TYPE OF REPORTING PERSON* IN |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 422730101 | Page 4 of 22 |
SCHEDULE 13D
1. |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) American Opportunity Trust plc No IRS Identification Number | |||||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) x | ||||||
3. |
SEC USE ONLY | |||||||
4. |
SOURCE OF FUNDS WC | |||||||
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||||||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION England | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||||||
8. | SHARED VOTING POWER 0 | |||||||
9. | SOLE DISPOSITIVE POWER 0 | |||||||
10. | SHARED DISPOSITIVE POWER 0 | |||||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨ | |||||||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% | |||||||
14. |
TYPE OF REPORTING PERSON* IV |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 422730101 | Page 5 of 22 |
SCHEDULE 13D
1. |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) The Trident North Atlantic Fund No IRS Identification Number | |||||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) x | ||||||
3. |
SEC USE ONLY | |||||||
4. |
SOURCE OF FUNDS WC | |||||||
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||||||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||||||
8. | SHARED VOTING POWER 0 | |||||||
9. | SOLE DISPOSITIVE POWER 0 | |||||||
10. | SHARED DISPOSITIVE POWER 0 | |||||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨ | |||||||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% | |||||||
14. |
TYPE OF REPORTING PERSON* IV, CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 422730101 | Page 6 of 22 |
SCHEDULE 13D
1. |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Trident Holdings No IRS Identification Number | |||||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) x | ||||||
3. |
SEC USE ONLY | |||||||
4. |
SOURCE OF FUNDS WC | |||||||
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||||||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||||||
8. | SHARED VOTING POWER 0 | |||||||
9. | SOLE DISPOSITIVE POWER 0 | |||||||
10. | SHARED DISPOSITIVE POWER 0 | |||||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨ | |||||||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% | |||||||
14. |
TYPE OF REPORTING PERSON* IV, CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 422730101 | Page 7 of 22 |
SCHEDULE 13D
1. |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) High Tor Limited No IRS Identification Number | |||||||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) x | ||||||
3. |
SEC USE ONLY | |||||||
4. |
SOURCE OF FUNDS WC | |||||||
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | ¨ | ||||||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||||||
8. | SHARED VOTING POWER 0 | |||||||
9. | SOLE DISPOSITIVE POWER 0 | |||||||
10. | SHARED DISPOSITIVE POWER 0 | |||||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨ | |||||||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% | |||||||
14. |
TYPE OF REPORTING PERSON* CO |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
AMENDMENT NO. 7 TO
STATEMENT ON SCHEDULE 13D
This Amendment No. 7 to Statement on Schedule 13D (the “Amendment”) is filed on behalf of the Filing Parties (defined below). This Amendment amends the Statement on Schedule 13D filed by the Filing Parties with the Securities and Exchange Commission (the “SEC”) on September 28, 2005 pursuant to a joint filing agreement dated as of February 27, 2004. The Filing Parties have previously filed Statements on Schedule 13D relating to the Company on February 27, 2004, March 11, 2004, May 4, 2004, June 1, 2004, August 16, 2004, September 21, 2005 and September 28, 2005.
Item 1. Security and Issuer.
The class of equity securities to which this Amendment relates is the common stock, par value $0.01 per share (the “Common Stock”) of Hector Communications Corporation, a corporation organized under the laws of Minnesota (the “Company”). The principal executive offices of the Company are located at 211 South Main Street, Hector, MN 55342.
Item 2. Identity and Background.
2 (a-c,f).
I. | Filing Parties: |
This Amendment is filed on behalf of the following persons, who are collectively referred to as the “Filing Parties”:
1. | North Atlantic Value LLP (“North Atlantic Value”) is a limited liability partnership organized under the laws of England with its principal office and business at Ryder Court, 14 Ryder Street, London SW1Y 6QB England. North Atlantic Value is a firm authorized by the United Kingdom’s Financial Services Authority and is principally engaged in the business of investment management of active value and private equity investments, as well as to its private clients. |
2. | Christopher Harwood Bernard Mills is a British citizen whose business address is Ryder Court, 14 Ryder Street, London SW1Y 6QB England. His principal employment includes service as director and chief executive of North Atlantic Smaller Companies Investment Trust (“NASCIT”), as chief executive of American Opportunity Trust plc (“American Opportunity Trust”), as a director of J O Hambro Capital Management Group Limited, J O Hambro Capital Management Limited, The Trident North Atlantic Fund (“Trident North Atlantic”), Oryx International Growth Fund Ltd. (“Oryx”), Acquisitor plc and Acquisitor Holdings (Bermuda) Ltd. |
Page 8 of 22
3. | American Opportunity Trust is a corporation organized under the laws of England with its principal office and business at Ryder Court, 14 Ryder Street, London SW1Y 6QB England. American Opportunity Trust is a publicly-held investment trust company. North Atlantic Value serves as investment manager to American Opportunity Trust. |
4. | Trident North Atlantic is an open-ended investment company incorporated in the Cayman Islands with its principal office and business at P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands. Trident North Atlantic is a publicly-held regulated mutual fund. Christopher Harwood Bernard Mills serves as a director of Trident North Atlantic and North Atlantic Value serves as an investment adviser to Trident North Atlantic. |
5. | Trident Holdings (“Trident Holdings”) is an open-ended investment company incorporated in the Cayman Islands with its principal office and business at P.O. Box 1350GT, 75 Fort Street, George Town, Grand Cayman, Cayman Islands. Trident North Atlantic is a publicly-held regulated mutual fund. North Atlantic Value serves as an investment manager to Trident Holdings. |
6. | High Tor Limited (“Trident High Tor”) is a corporation organized under the laws of the Cayman Islands with its principal office and business at P.O. Box N-4857, Unit No. 2, Cable Beach Court, West Bay Street, Nassau, The Bahamas. High Tor Limited is a private client of North Atlantic Value, which serves as an investment manager to a portfolio of assets owned by Trident High Tor. |
II. | Control Relationships: |
J O Hambro Capital Management is a wholly-owned subsidiary of JOHCMG.
Christopher Harwood Bernard Mills serves as a director of JOHCMG and J O Hambro Capital Management. Nichola Pease serves as a director of JOHCMG and J O Hambro Capital Management. Jeremy James Brade serves as a director of J O Hambro Capital Management. J O Hambro Capital Management and JOHCMG are members of North Atlantic Value LLP. The partners of North Atlantic Value LLP are also employees of J O Hambro Capital Management.
III. | Executive Officers and Directors: |
In accordance with the provisions of General Instruction C to Schedule 13D, information concerning the executive officers and directors of the Filing Parties is included in Schedule A hereto and is incorporated by reference herein.
(d) | Criminal Proceedings |
Page 9 of 22
During the last five years, neither the Filing Parties (or a controlling entity thereof) nor any executive officer or director of any of the Filing Parties (or a controlling entity thereof) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) | Civil Securities Law Proceedings |
During the last five years, neither the Filing Parties (or a controlling entity thereof) nor any executive officer or director of any of the Filing Parties (or a controlling entity thereof) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
The Filing Parties do not hold any shares of the Common Stock of the Company.
Item 4. Purpose of Transaction.
The Filing Parties have no present plans to acquire additional shares of the Common Stock of the Company. The Filing Parties have no present plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer.
(a)-(b) The aggregate number and percentage of the outstanding Common Stock of the Company beneficially owned (i) by each of the Filing Parties, and (ii) to the knowledge of the Filing Parties, by each other person who may be deemed to be a member of the group, is as follows:
Filing Party |
Aggregate Number of Shares |
Number of Shares: Sole Power to Vote |
Number of Shares: Shared Power to Vote |
Number of Shares: Sole Power to Dispose |
Number of Shares: Shared Power to Dispose |
Approximate Percentage* |
|||||||
North Atlantic Value |
0 | 0 | 0 | 0 | 0 | 0.0 | % | ||||||
Christopher H. B. Mills |
0 | 0 | 0 | 0 | 0 | 0.0 | % | ||||||
American Opportunity Trust |
0 | 0 | 0 | 0 | 0 | 0.0 | % |
Page 10 of 22
Trident North Atlantic |
0 | 0 | 0 | 0 | 0 | 0.0 | % | ||||||
Trident Holdings |
0 | 0 | 0 | 0 | 0 | 0.0 | % | ||||||
Trident High Tor |
0 | 0 | 0 | 0 | 0 | 0.0 | % |
* Based on 3,971,327 shares of Common Stock, par value $0.01 per share, outstanding as of October 31, 2005, which is based on information reported in the Company’s 10-Q, for the period ended September 30, 2005.
(c) During the past 60 days, the Filing Parties effected no transactions in the Common Stock other than those set forth in the following table:
Date |
Filing Party |
No. of Shares |
Price (US$) |
Broker | |||||
11/15/05 | American Opportunity Trust | 2,247 | $ | 29.50 | Collins Stewart | ||||
11/15/05 | Trident Holdings | 2,483 | $ | 29.50 | Collins Stewart | ||||
11/15/05 | High Tor Limited | 496 | $ | 29.50 | Collins Stewart | ||||
11/15/05 | Trident North Atlantic Fund | 3,728 | $ | 29.50 | Collins Stewart | ||||
11/15/05 | North Atlantic Value (on behalf of its private clients) | 1,046 | $ | 29.50 | Collins Stewart | ||||
01/05/06 | American Opportunity Trust | 82,712 | $ | 28.60 | Oscar Gruss | ||||
01/05/06 | Trident North Atlantic Fund | 137,178 | $ | 28.60 | Oscar Gruss | ||||
01/05/06 | Trident Holdings | 91,459 | $ | 28.60 | Oscar Gruss | ||||
01/05/06 | High Tor Limited | 18,261 | $ | 28.60 | Oscar Gruss | ||||
01/05/06 | North Atlantic Value (on behalf of its private clients) | 38,560 | $ | 28.60 | Oscar Gruss |
All of the above transactions were effected on the open market and were sales.
(d) No person other than the Filing Parties is known to have the right to receive, or the power to direct the receipt of dividends from, or the proceeds from the sale of, such shares of Common Stock.
Page 11 of 22
(e) On January 5, 2005, the Filing Parties ceased to be the beneficial owner of more than 5% of the outstanding shares of the Common Stock of the Company.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
North Atlantic Value is the investment manager and/or investment adviser to each of American Opportunity Trust, Trident North Atlantic, Trident Holdings, Trident High Tor and its private clients and as such it has the authority to vote or dispose of the Common Stock. Christopher Harwood Bernard Mills is the chief executive of American Opportunity Trust and is a director of Trident North Atlantic. Christopher Harwood Bernard Mills is also a partner of North Atlantic Value.
Item 7. Material to be Filed as Exhibits.
None.
Page 12 of 22
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 9, 2006
NORTH ATLANTIC VALUE LLP | ||
By: | /s/ R. G. Barrett | |
Name: |
||
Title: |
Compliance Officer | |
Executed on behalf of the Filing Parties pursuant to the Joint Filing Agreement, previously filed. |
Page 13 of 22
Schedule A
Information Concerning Directors and Executive Officers of the Filing Parties
The following table sets forth certain information concerning each of the members and partners of North Atlantic Value LLP (“North Atlantic Value”) as of the date hereof.
Members: |
||
Name: |
J O Hambro Capital Management Group Limited (Member) | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Name: |
J O Hambro Capital Management Limited | |
(Member) | ||
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Partners: |
||
Name: |
Christopher Harwood Bernard Mills | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Chief Executive, American Opportunity Trust | |
Director, Trident North Atlantic | ||
Director, J O Hambro Capital Management Limited | ||
Partner, North Atlantic Value LLP |
Page 14 of 22
Name: |
Nichola Pease | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Director and Chief Executive, J O Hambro Capital Management Limited | |
Partner, North Atlantic Value LLP | ||
Name: |
Jeremy James Brade | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Director, J O Hambro Capital Management Limited | |
Partner, North Atlantic Value LLP | ||
Name: |
Fay Elizabeth Foster | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Partner, North Atlantic Value LLP | |
Name: |
Basil Postan | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Partner, North Atlantic Value LLP |
Page 15 of 22
Name: |
Charles Clifford Dominic Groves | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Partner, North Atlantic Value LLP | |
Name: |
M.D. Hemsley | |
(Partner) | ||
Citizenship: |
British | |
Business Address: |
Ryder Court | |
14 Ryder Street | ||
London SW1Y 6QB | ||
England | ||
Principal Occupation: |
Partner, North Atlantic Value LLP |
Page 16 of 22
The following table sets forth certain information concerning each of the directors and executive officers of American Opportunity Trust plc (“American Opportunity Trust”) as of the date hereof.
Name: | R. Alexander Hammond-Chambers (Chairman) | |
Citizenship: | British | |
Business Address: | 29 Rutland Square Edinburgh EH1 2BW Scotland | |
Principal Occupation: | Non-Executive Director, American Opportunity Trust | |
Name: | Christopher Harwood Bernard Mills (Chief Executive) | |
Citizenship: | British | |
Business Address: | Ryder Court 14 Ryder Street London SW1Y 6QB England | |
Principal Occupation: | Chief Executive, American Opportunity Trust Director, Trident North Atlantic Director, J O Hambro Capital Management Limited Partner, North Atlantic Value LLP | |
Name: | John W. Gildea (Director) | |
Citizenship: | USA | |
Business Address: | Gildea Management Company1 P.O. Box 938 65 Vitti Street | |
Principal Occupation: | Managing Director, Gildea Management Company |
1 Gildea Management Company is principally engaged in the investment management business.
Page 17 of 22
Name: | The Hon. James J. Nelson (Director) | |
Citizenship: | British | |
Business Address: | Foreign & Colonial Ventures2 4th Floor Berkeley Square England | |
Principal Occupation: | Director, Foreign & Colonial Ventures | |
Name: | Iain Tulloch (Director) | |
Citizenship: | British | |
Business Address: | Murray Johnstone Ltd.3 7 West Nile Street Glasgow G2 2PX Scotland | |
Principal Occupation: | Director, Murray Johnstone Ltd. | |
Name: | Philip Ehrman (Director) | |
Citizenship: | British | |
Business Address: | Gartmore Investment Management Ltd.4 Gartmore House 16-18 Monument Street London EC3R 8AJ England | |
Principal Occupation: | Investment Manager, Gartmore Investment Management Ltd. |
2 Foreign & Colonial Ventures is principally engaged in the investment management business.
3 Murray Johnstone Ltd. is principally engaged in the investment management business.
4 Gartmore Investment Management Limited is principally engaged in the investment management business.
Page 18 of 22
The following table sets forth certain information concerning each of the directors and executive officers of The Trident North Atlantic Fund (“Trident North Atlantic”) as of the date hereof.
Name: |
Raymond O’Neill (Director) | |
Citizenship: |
Irish | |
Business Address: |
RSM Robson (Dublin) Futzwilton House Wilton Place Dublin 2 Ireland | |
Principal Occupation: |
Partner, RSM Robson Rhodes | |
Name: |
Christopher Harwood Bernard Mills (Director) | |
Citizenship: |
British | |
Business Address: |
J O Hambro Capital Management Limited Ryder Court 14 Ryder Street London SW1Y 6QB England | |
Principal Occupation: |
Chief Executive, American Opportunity Trust Director, Trident North Atlantic Director, J O Hambro Capital Management Limited Partner, North Atlantic Value LLP | |
Name: |
David Sargison (Director) | |
Citizenship: |
British | |
Business Address: |
Ironshore Corporate Services Limited Box 1234GT Queensgate House South Church Street Grand Cayman Cayman Islands | |
Principal Occupation: |
Managing Director, Ironshore Corporate Services Limited |
Page 19 of 22
Name: |
John W. Gildea (Director) | |
Citizenship: |
USA | |
Business Address: |
Gildea Management Company P.O. Box 98 USA | |
Principal Occupation: |
Managing Director, Gildea Management Company | |
Name: |
Ralph Woodford (Director) | |
Citizenship: |
British | |
Business Address: |
Caledonian Bank & Trust Limited Caledonian House George Town, Grand Cayman Cayman Islands | |
Principal Occupation: |
Director, Caledonian Bank & Trust Limited |
Page 20 of 22
The following table sets forth certain information concerning each of the directors and executive officers of Trident Holdings (“Trident Holdings”) as of the date hereof.
Name: |
Integra Limited | |
(Corporate Director) | ||
Citizenship: |
Cayman Islands | |
Business Address: |
Integra Limited | |
P.O. Box 1350 | ||
The Huntlaw Building | ||
Fort Street | ||
George Town, Grand Cayman | ||
Cayman Islands | ||
Principal Occupation: |
Corporation |
Page 21 of 22
The following table sets forth certain information concerning each of the directors and executive officers of High Tor Limited (“Trident High Tor”) as of the date hereof.
Name: |
Paul R. Sandford | |
(Director) | ||
Citizenship: |
Canadian | |
Business Address: |
High Tor Limited | |
P.O. Box N-4857 | ||
Unit No. 2 | ||
Cable Beach Court | ||
West Bay Street | ||
Nassau, The Bahamas | ||
Principal Occupation: |
Director, High Tor Limited | |
Name: |
Donald W. Tomlinson | |
(Director) | ||
Citizenship: |
Canadian | |
Business Address: |
High Tor Limited | |
P.O. Box N-4857 | ||
Unit No. 2 | ||
Cable Beach Court | ||
West Bay Street | ||
Nassau, The Bahamas | ||
Principal Occupation: |
Director, High Tor Limited |
Page 22 of 22
The following documents are filed herewith or incorporated herein by reference:
Exhibit | Page | |
(99.1) Joint Filing Agreement dated as of February 27, 2004 among the Filing Parties. |
Previously filed. | |
(99.2) Letter to the Company dated |
Previously filed. | |
(99.3) Letter to the Company dated |
Previously filed. |
Page 23 of 22
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 1/10/06 | SC 13D/A | ||
1/9/06 | SC 13G | |||
1/5/06 | ||||
10/31/05 | ||||
9/30/05 | 10-Q, 3, SC 13D/A | |||
9/28/05 | 3, SC 13D/A | |||
9/27/05 | ||||
9/21/05 | SC 13D/A | |||
1/5/05 | ||||
8/16/04 | SC 13D/A | |||
6/1/04 | SC 13D/A | |||
5/4/04 | SC 13D/A | |||
3/11/04 | SC 13D/A | |||
2/27/04 | SC 13D | |||
List all Filings |