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Rubicon Technology, Inc. – IPO: ‘S-1’ on 9/5/07 – EX-10.3

On:  Wednesday, 9/5/07, at 11:14am ET   ·   Accession #:  1193125-7-195384   ·   File #:  333-145880

Previous ‘S-1’:  None   ·   Next:  ‘S-1/A’ on 10/11/07   ·   Latest:  ‘S-1/A’ on 5/6/08

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/05/07  Rubicon Technology, Inc.          S-1                   43:4.8M                                   RR Donnelley/FA

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   1.58M 
10: EX-4.10     Warrant to Purchase Shares of Series B Preferred    HTML     63K 
                          Stock                                                  
11: EX-4.11     Warrant to Purchase Shares of Series B Preferred    HTML     72K 
                          Stock                                                  
12: EX-4.12     Warrant to Purchase Shares of Series B Preferred    HTML     72K 
                          Stock                                                  
13: EX-4.13     Warrant to Purchase Shares of Series C Preferred    HTML     73K 
                          Stock                                                  
14: EX-4.14     Form of Investor Warrant to Purchase Shares of      HTML     68K 
                          Series E Preferred Stock                               
15: EX-4.15     Warrant to Purchase Shares of Series E Preferred    HTML     73K 
                          Stock                                                  
16: EX-4.16     Warrant to Purchase Shares of Series E Preferred    HTML     73K 
                          Stock                                                  
17: EX-4.17     Warrant to Purchase Shares of Series E Preferred    HTML     99K 
                          Stock                                                  
 2: EX-4.2      Fourth Amended and Restated Registration Rights     HTML    119K 
                          Agreement                                              
 3: EX-4.3      Third Amended and Restated Stockholders Agreement   HTML    138K 
 4: EX-4.4      Series E Stockholders Agreement                     HTML     58K 
 5: EX-4.5      Form of Warrant to Purchase Shares of Series A      HTML     54K 
                          Preferred Stock                                        
 6: EX-4.6      Form of Investor Warrant to Purchase Shares of      HTML     67K 
                          Series B Preferred Stock                               
 7: EX-4.7      Warrant to Purchase Shares of Series B Preferred    HTML     84K 
                          Stock                                                  
 8: EX-4.8      Warrant to Purchase Shares of Series B Preferred    HTML     83K 
                          Stock                                                  
 9: EX-4.9      Warrant to Purchase Shares of Series B Preferred    HTML     83K 
                          Stock                                                  
18: EX-10.1     Rubicon Technology, Inc 2001 Equity Plan            HTML     75K 
19: EX-10.1(A)  Amendment No. 1 to the Rubicon Technology, Inc.     HTML     17K 
                          2001 Equity Plan                                       
20: EX-10.1(B)  Amendment No. 2 to the Rubicon Technology, Inc.     HTML     17K 
                          2001 Equity Plan                                       
21: EX-10.1(C)  Amendment No. 3 to the Rubicon Technology, Inc.     HTML     18K 
                          2001 Equity Plan                                       
22: EX-10.1(D)  Amendment No. 4 to the Rubicon Technology, Inc.     HTML     23K 
                          2001 Equity Plan                                       
23: EX-10.1(E)  Amendment No. 5 to the Rubicon Technology, Inc.     HTML     17K 
                          2001 Equity Plan                                       
24: EX-10.1(F)  Amendment No. 6 to the Rubicon Technology, Inc.     HTML     19K 
                          2001 Equity Plan                                       
25: EX-10.1(G)  Amendment No. 7 to the Rubicon Technology, Inc.     HTML     18K 
                          2001 Equity Plan                                       
26: EX-10.1(H)  Form of Option Grant Agreement Under the 2001       HTML     70K 
                          Equity Plan                                            
37: EX-10.10    Form of Post-Ipo Change of Control Severance        HTML     24K 
                          Agreement                                              
38: EX-10.11    Form of Indemnification Agreement                   HTML     67K 
39: EX-10.12    Commercial Lease, Dated as of December 23, 2004     HTML     89K 
40: EX-10.12(A)  Amendment to Commercial Lease Dated as of May 6,   HTML     25K 
                          2005                                                   
41: EX-10.13    Lease, Dated as of July 29, 2005                    HTML     66K 
42: EX-10.14    Industrial Building Lease, Dated as of July 18,     HTML    122K 
                          2007                                                   
27: EX-10.2     Rubicon Technology, Inc. 2007 Stock Incentive Plan  HTML    220K 
28: EX-10.3     Rubicon Technology, Inc. 2006 Incentive Bonus Plan  HTML     17K 
29: EX-10.4     Rubicon Technology, Inc. Management Incentive       HTML     35K 
                          Bonus Plan                                             
30: EX-10.4(A)  Amendment No. 1 to Management Incentive Bonus Plan  HTML     19K 
31: EX-10.5     Executive Employment Agreement, Dated as of         HTML     94K 
                          November 17, 2005                                      
32: EX-10.5(A)  Amendment to the Employment Agreement Dated July    HTML     24K 
                          25, 2007                                               
33: EX-10.6     Employment Agreement, Dated as of March 29, 2004    HTML     38K 
34: EX-10.7     Severance Agreement, Dated as of September 8, 2005  HTML     39K 
35: EX-10.8     Executive Employment Agreement, Dated as of July    HTML     84K 
                          30, 2007                                               
36: EX-10.9     Loan and Security Agreement, Dated as of April 9,   HTML    151K 
                          2007                                                   
43: EX-23.1     Consent of Grant Thornton LLP                       HTML     15K 


EX-10.3   —   Rubicon Technology, Inc. 2006 Incentive Bonus Plan


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  Rubicon Technology, Inc. 2006 Incentive Bonus Plan  

Exhibit 10.3

DESCRIPTION OF RUBICON TECHNOLOGY, INC.

2006 INCENTIVE BONUS PLAN

In 2006, the employees of Rubicon Technology, Inc. (the “Company”) were entitled to earn annual cash bonuses under the Company’s 2006 Incentive Bonus Plan (the “2006 Plan”). The Compensation Committee of the Company’s Board of Directors (the “Committee”) established a series of objectives for the participants of the 2006 Plan based on the gross revenue and EBITDA targets set forth in the Company’s 2006 revised budget. Bonuses were calculated as a percentage of base salary.

The Company’s Chief Executive Officer, Senior Vice Presidents and Vice Presidents were entitled to receive a 20% bonus if the Company met the minimum targets set by the Committee; a 25% bonus if the Company exceeded the minimum targets by up to 10%; and a 30% bonus if the Company exceeded the targets by more than 10%.

The Company’s directors were entitled to receive a 15% bonus if the Company met the minimum targets set by the Committee; a 20% bonus if the Company exceeded the minimum targets by up to 10%; and a 25% bonus if the Company exceeded the targets by more than 10%.

The Company’s managers and professionals were entitled to receive a 10% bonus if the Company met the minimum targets set by the Committee; a 15% bonus if the Company exceeded the minimum targets by up to 10%; and a 20% bonus if the Company exceeded the targets by more than 10%.

The Company’s operators and support staff were entitled to receive a 5% bonus if the Company met the minimum targets set by the Committee; a 10% bonus if the Company exceeded the minimum targets by up to 10%; and a 15% bonus if the Company exceeded the targets by more than 10%.

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Filing Submission 0001193125-07-195384   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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