SEC Info - B. Riley Financial, Inc. - ‘S-4’ on 6/1/09

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B. Riley Financial, Inc. – ‘S-4’ on 6/1/09 – ‘COVER’

On: Monday, 6/1/09, at 4:59pm ET · Private-to-Public: Document `¶` – Release Delayed to: 5/12/10 · Accession #: 1193125-9-122524 · File #: 333-159644

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/01/09  B. Riley Financial, Inc.          S-4¶                  18:4.9M                                   Donnelley … Solutions/FA

Registration of Securities Issued in a Business-Combination Transaction — Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4         Registration of Securities Issued in a              HTML   3.65M 
                          Business-Combination Transaction                       
18: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      5K 
 2: EX-3.2      Bylaws of Great American Group, Inc.                HTML     89K 
 3: EX-4.1      Specimen Common Stock Certificate                   HTML     18K 
 4: EX-4.2      Specimen Warrant Certificate                        HTML     22K 
 5: EX-5.1      Opinionof Ellenoff Grossman &Schole LLP             HTML     12K 
 6: EX-10.4     Form of Registration Rights Agreement               HTML    141K 
 7: EX-10.6     Form of Employment Agreement (Andrew Gumaer)        HTML     47K 
 8: EX-10.7     Form of Employment Agreement (Harvey M. Yellen)     HTML     47K 
 9: EX-10.8     Form of Employment Agreement (Paul Erickson)        HTML     47K 
10: EX-10.9     Form of Employment Agreement (Scott Carpenter)      HTML     47K 
11: EX-21       Subsidiaries of Great American Group, Inc.          HTML      6K 
12: EX-23.1     Consent of Marcum & Kleigman LLP                    HTML      9K 
13: EX-23.2     Consent of Marcum & Kliegman LLP                    HTML      9K 
14: EX-23.3     Consent of Marcum & Kliegman LLP                    HTML      9K 
15: EX-99.2     Consent of Financo, Inc.                            HTML     11K 
16: EX-99.5     Consent of Andrew Gumaer                            HTML      9K 
17: EX-99.6     Consent of Harvey M. Yellen                         HTML      9K

Delayed-Release ‘COVER’ — Comment-Response or Cover Letter to the SEC

This is an HTML Document rendered as filed. [ Alternative Formats ]

SEC Transmittal Letter

June 1, 2009

VIA EDGAR

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

RE:	Alternative Asset Management Acquisition Corp. Preliminary Proxy Statement on

Schedule 14A; Great American Group, Inc. Registration Statement on Form S-4

Ladies and Gentlemen:

On behalf of our clients, Alternative Asset Management Acquisition Corp. (“AAMAC”), and Great American Group, Inc. (“GAG”), a subsidiary of AAMAC, we are transmitting for filing AAMAC’s preliminary proxy statement on Schedule 14A (the “Proxy Statement”) and GAG’s Registration Statement on Form S-4 (the “Registration Statement”).

Please telephone the undersigned at (212) 370-1300 if we may be of any assistance in answering questions which may arise in connection with the Proxy Statement or the Registration Statement.

Very truly yours,

/s/ Douglas S. Ellenoff

Douglas S. Ellenoff

Ellenoff, Grossman & Schole LLP


cc:		Mark D. Klein, Chief Executive Officer
		Robert R. Carlson, Esq.
		Paul, Hastings, Janofsky & Walker LLP
		David Miller, Esq.
		Graubard Miller

Dates Referenced Herein

This ‘S-4’ Filing	Date	Other Filings

Filed on:	6/1/09	None on these Dates
		List all Filings

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/13/09  SEC                               UPLOAD¶    10/18/17    1:77K  B. Riley Financial, Inc.

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Filing Submission 0001193125-09-122524 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)