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State Street Corp – ‘10-K’ for 12/31/08 – EX-10.15

On:  Friday, 2/27/09, at 5:08pm ET   ·   For:  12/31/08   ·   Accession #:  1193125-9-41171   ·   File #:  1-07511

Previous ‘10-K’:  ‘10-K’ on 2/15/08 for 12/31/07   ·   Next:  ‘10-K’ on 2/22/10 for 12/31/09   ·   Latest:  ‘10-K’ on 2/15/24 for 12/31/23   ·   2 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/27/09  State Street Corp                 10-K       12/31/08   16:3.7M                                   RR Donnelley/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.42M 
 2: EX-3.2      Amended and Restated By-Laws                        HTML     66K 
 3: EX-10.1     State Street's Management Supplemental Retirement   HTML     76K 
                          Plan Amended and Restated                              
 6: EX-10.10    Restated Deferred Compensation Plan for Directors   HTML     53K 
 7: EX-10.12    Description of Compensation Arrangements for        HTML     14K 
                          Non-Employee Directors                                 
 8: EX-10.13    Memorandum of Agreement of Employment of Edward J.  HTML     21K 
                          Resch                                                  
 9: EX-10.15    Form of Waiver                                      HTML      9K 
10: EX-10.16    Form of Omnibus Amendment                           HTML     19K 
 4: EX-10.5     Executive Compensation Trust Agreement              HTML    298K 
 5: EX-10.6     1997 Equity Incentive Plan                          HTML    229K 
11: EX-12       Statement of Ratios of Earnings to Fixed Charges    HTML     75K 
12: EX-21       Subsidiaries of State Street Corporation            HTML     14K 
13: EX-23       Consent of Independent Registered Public            HTML      9K 
                          Accounting Firm                                        
14: EX-31.1     Certification of Chairman and Chief Executive       HTML     13K 
                          Officer                                                
15: EX-31.2     Certification of Chief Financial Officer            HTML     13K 
16: EX-32       Section 1350 Certifications                         HTML     10K 


EX-10.15   —   Form of Waiver


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form of Waiver  

Exhibit 10.15

FORM OF WAIVER

In consideration for the benefits I will receive as a result of my employer’s participation in the United States Department of the Treasury’s TARP Capital Purchase Program, I hereby voluntarily waive any claim against the United States or my employer for any changes to my compensation or benefits that are required to comply with the regulation issued by the Department of the Treasury as published in the Federal Register on October 20, 2008.

I acknowledge that this regulation may require modification of the compensation, bonus, incentive and other benefit plans, arrangements, policies and agreements (including so-called “golden parachute” agreements) that I have with my employer or in which I participate as they relate to the period the United States holds any equity or debt securities of my employer acquired through the TARP Capital Purchase Program.

This waiver includes all claims I may have under the laws of the United States or any state related to the requirements imposed by the aforementioned regulation, including without limitation a claim for any compensation or other payments I would otherwise receive, any challenge to the process by which this regulation was adopted and any tort or constitutional claim about the effect of these regulations on my employment relationship.

* * * * *


IN WITNESS WHEREOF, the undersigned has hereunto set his or her hand to this Waiver as of the              day October, 2008.

 

  
Name:

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/27/09
For Period End:12/31/0811-K,  11-K/A,  13F-HR
10/20/08
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/23/09  SEC                               UPLOAD10/02/17    1:2K   State Street Corp.
 5/18/09  SEC                               UPLOAD10/02/17    1:20K  State Street Corp.
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Filing Submission 0001193125-09-041171   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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