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Solar Capital Ltd. – ‘N-2/A’ on 2/9/10 – EX-99.D.1

On:  Tuesday, 2/9/10, at 9:21am ET   ·   Accession #:  1193125-10-25192   ·   File #:  333-148734

Previous ‘N-2’:  ‘N-2/A’ on 1/27/10   ·   Next:  ‘N-2/A’ on 4/6/10   ·   Latest:  ‘N-2’ on 4/30/21   ·   20 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/09/10  Solar Capital Ltd.                N-2/A                 11:1.1M                                   RR Donnelley/FA

Pre-Effective Amendment to Registration Statement of a Closed-End Investment Company   —   Form N-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-2/A       Form N-2 (Pre-Effective Amendment No. 9)            HTML     65K 
 2: EX-99.D.1   Exhibit D.1                                         HTML     19K 
 3: EX-99.D.2   Exhibit D.2                                         HTML    151K 
 4: EX-99.D.3   Exhibit D.3                                         HTML     38K 
 5: EX-99.F.2   Exhibit F.2                                         HTML    461K 
 6: EX-99.H     Exhibit H                                           HTML    162K 
 7: EX-99.J     Exhibit J                                           HTML     97K 
 8: EX-99.K.7   Exhibit K.7                                         HTML     33K 
 9: EX-99.K.8   Exhibit K.8                                         HTML     34K 
10: EX-99.K.9   Exhibit K.9                                         HTML     23K 
11: EX-99.L     Exhibit L                                           HTML     17K 


EX-99.D.1   —   Exhibit D.1


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Exhibit d.1  

Exhibit d.1

 

 

No.                SOLAR CAPITAL LTD.                        Shares
Incorporated under the Laws of the State of Maryland
CUSIP NO. [                    ]    
Common Stock     Par Value $.01 Per Share

SEE REVERSE FOR CERTAIN DEFINITIONS AND OTHER INFORMATION

THIS CERTIFIES THAT                                                                                                                    IS THE OWNER OF                                                                                                                    FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, WITH A PAR VALUE OF $.01 PER SHARE, OF SOLAR CAPITAL LTD. (the “Corporation”), transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate if properly endorsed. This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

WITNESS the seal of the Corporation and the facsimile signatures of its duly authorized officers.

Dated:             , 2010

 

 

SOLAR CAPITAL LTD.

 

 

 

   

 

Secretary   CORPORATE SEAL   Chief Executive Officer
 

2007

MARYLAND

 

 

   
Transfer Agent    

 

 

 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 


TEN COM                as tenants in common       Unif Gift Min Act -                     Custodian                 
TEN ENT    tenants by the entireties                  (Cust)                (Minor)
JT TEN    as joint tenants with right of          Under Uniform Gifts to Minors
  

survivorship and not as tenants in common

        

 

Act:

                                                        
                               (State)

Additional Abbreviations may also be used though not in the above list.

IMPORTANT NOTICE

The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of subsequent series. This Certificate and the shares of Common Stock represented hereby are issued and shall be held subject to all the provisions of the charter and bylaws of the Corporation and all amendments thereto (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents.

 

 

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

 

For Value Received,                      the undersigned hereby sells, assigns and transfers unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

shares of the Common Stock represented by this Certificate, and does hereby irrevocably constitute and appoint                      Attorney, to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.


Dated  

     

      By:   

 

        NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

Signature(s) Guaranteed:    
By:  

 

   
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM) PURSUANT TO S.E.C. RULE 17Ad-15.    

20 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/17/24  SLR Investment Corp.              N-2ASR      4/17/24   20:2.2M                                   Donnelley … Solutions/FA
 2/27/24  SLR Investment Corp.              10-K       12/31/23  104:25M                                    Donnelley … Solutions/FA
11/07/23  SLR Investment Corp.              10-Q        9/30/23   85:19M                                    Donnelley … Solutions/FA
 8/08/23  SLR Investment Corp.              10-Q        6/30/23   85:19M                                    Donnelley … Solutions/FA
 5/10/23  SLR Investment Corp.              10-Q        3/31/23   83:18M                                    Donnelley … Solutions/FA
 2/28/23  SLR Investment Corp.              10-K       12/31/22  107:23M                                    Donnelley … Solutions/FA
11/02/22  SLR Investment Corp.              10-Q        9/30/22   84:16M                                    Donnelley … Solutions/FA
 8/02/22  SLR Investment Corp.              10-Q        6/30/22   83:13M                                    Donnelley … Solutions/FA
 5/03/22  SLR Investment Corp.              10-Q        3/31/22    9:2.3M                                   Donnelley … Solutions/FA
 4/01/22  SLR Investment Corp.              POS EX      4/01/22    2:76K                                    Donnelley … Solutions/FA
 3/01/22  SLR Investment Corp.              10-K       12/31/21   17:3.1M                                   Donnelley … Solutions/FA
 1/31/22  SLR Investment Corp.              N-14 8C/A             14:3M                                     Donnelley … Solutions/FA
12/16/21  SLR Investment Corp.              N-14 8C                9:2.3M                                   Donnelley … Solutions/FA
11/03/21  SLR Investment Corp.              10-Q        9/30/21    8:1.2M                                   Donnelley … Solutions/FA
 8/03/21  SLR Investment Corp.              10-Q        6/30/21    8:1.2M                                   Donnelley … Solutions/FA
 5/05/21  SLR Investment Corp.              10-Q        3/31/21    7:1.1M                                   Donnelley … Solutions/FA
 4/30/21  SLR Investment Corp.              N-2                    5:1M                                     Donnelley … Solutions/FA
 2/24/21  SLR Investment Corp.              10-K       12/31/20   15:3.1M                                   Donnelley … Solutions/FA
11/05/20  SLR Investment Corp.              10-Q        9/30/20    7:1.2M                                   Donnelley … Solutions/FA
 8/04/20  SLR Investment Corp.              10-Q        6/30/20    7:1.2M                                   Donnelley … Solutions/FA
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Filing Submission 0001193125-10-025192   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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